Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Capital Southwest Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- +15 vs. Q3 2024
- Shares held
- 14.8M
- +3.55M (+31.7%) vs. Q3 2024
- Total value
- $322.4M
- +$38.3M (+13.5%) vs. Q3 2024
- New holders
- 35
- 60 more added
- Sold out
- 20
- 41 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Caldwell Sutter Capital, Inc. | 42,428 | $925.8K | 0.43% | −800−1.9% | Reduced |
| Mraz, Amerine & Associates, Inc. | 43,521 | $949.6K | 0.17% | −1,723−3.8% | Reduced |
| Kestra Advisory Services, LLC | 44,691 | $975.2K | 0.01% | +2,306+5.4% | Added |
| SMH Capital Advisors Inc | 47,043 | $1.03M | 2.48% | +31,097+195.0% | Added |
| National Asset Management, Inc. | 50,626 | $1.10M | 0.04% | +3,941+8.4% | Added |
| Cetera Investment Advisers | 53,524 | $1.17M | 0.00% | +19,323+56.5% | Added |
| Total Clarity Wealth Management, Inc. | 56,305 | $1.23M | 0.40% | −25,650−31.3% | Reduced |
| Aquatic Capital Management LLC | 58,864 | $1.28M | 0.03% | +48,864+488.6% | Added |
| Royal Bank of Canada | 60,951 | $1.33M | 0.00% | −1,400−2.2% | Reduced |
| Legacy Capital Wealth Partners, LLC | 62,302 | $1.36M | 0.34% | −2,862−4.4% | Reduced |
| Redmont Wealth Advisors LLC | 66,939 | $1.46M | 2.52% | −1,719−2.5% | Reduced |
| First Dallas Securities Inc. | 67,108 | $1.46M | 0.60% | +10,596+18.8% | Added |
| Sovereign's Capital Management, LLC | 67,575 | $1.47M | 0.94% | +67,575 | New |
| Envestnet Asset Management Inc | 70,310 | $1.53M | 0.00% | +57,695+457.4% | Added |
| Commonwealth Equity Services, LLC | 71,112 | $1.55M | 0.00% | −3,674−4.9% | Reduced |
| Moerus Capital Management LLC | 73,983 | $1.61M | 0.59% | −8,114−9.9% | Reduced |
| Goldman Sachs Group Inc | 74,359 | $1.62M | 0.00% | +61,546+480.3% | Added |
| Barclays PLC | 77,436 | $1.69M | 0.00% | +1,353+1.8% | Added |
| Argent Trust Co | 77,998 | $1.70M | 0.07% | −6,358−7.5% | Reduced |
| Benjamin Edwards Inc | 82,375 | $1.80M | 0.03% | +2,174+2.7% | Added |
| Naviter Wealth, LLC | 83,531 | $1.82M | 0.22% | +83,531 | New |
| Ameriprise Financial Inc | 91,237 | $1.99M | 0.00% | +6,781+8.0% | Added |
| Hodges Capital Management Inc. | 91,753 | $2.00M | 0.12% | +13,448+17.2% | Added |
| Confluence Investment Management LLC | 100,242 | $2.19M | 0.03% | +1,779+1.8% | Added |
| Foundations Investment Advisors, LLC | 101,234 | $2.21M | 0.04% | +20,105+24.8% | Added |
| D. E. Shaw & Co., Inc. | 101,638 | $2.22M | 0.00% | +101,638 | New |
| UBS Group AG | 102,406 | $2.23M | 0.00% | +45,327+79.4% | Added |
| Marshall Wace, LLP | 102,485 | $2.24M | 0.00% | +30,124+41.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 102,879 | $2.24M | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 103,043 | $2.25M | 0.01% | +103,043 | New |
| Denali Advisors LLC | 104,496 | $2.28M | 0.24% | −20,157−16.2% | Reduced |
| Muzinich & Co., Inc. | 110,422 | $2.41M | 1.70% | +4,350+4.1% | Added |
| MML Investors Services, LLC | 119,721 | $2.61M | 0.01% | +16,991+16.5% | Added |
| Citadel Advisors LLC | 120,317 | $2.63M | 0.00% | +101,092+525.8% | Added |
| HRT Financial LP | 126,700 | $2.76M | 0.01% | +54,914+76.5% | Added |
| Advisors Asset Management, Inc. | 149,543 | $3.26M | 0.06% | −33,063−18.1% | Reduced |
| LPL Financial LLC | 169,054 | $3.69M | 0.00% | −22,942−11.9% | Reduced |
| Grace & White Inc | 176,597 | $3.85M | 0.72% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 179,426 | $3.92M | 0.18% | −30,382−14.5% | Reduced |
| Womack Financial LLC | 187,388 | $4.09M | 3.63% | +187,388 | New |
| Raymond James Financial Inc | 194,755 | $4.25M | 0.00% | +194,755 | New |
| Qube Research & Technologies Ltd | 197,629 | $4.31M | 0.01% | +197,629 | New |
| Franklin Resources Inc | 207,330 | $4.52M | 0.00% | +53,292+34.6% | Added |
| Morgan Stanley | 213,448 | $4.66M | 0.00% | +48,987+29.8% | Added |
| BlackRock, Inc. | 233,520 | $5.10M | 0.00% | +34,471+17.3% | Added |
| Millennium Management LLC | 257,378 | $5.62M | 0.00% | +257,378 | New |
| First Manhattan Co | 301,950 | $6.59M | 0.02% | −4,900−1.6% | Reduced |
| Legal & General Group Plc | 310,285 | $6.77M | 0.00% | −22,138−6.7% | Reduced |
| Tectonic Advisors LLC | 398,008 | $8.68M | 0.57% | +69,174+21.0% | Added |
| Harbor Capital Advisors, Inc. | 398,887 | $8.70M | 0.38% | +11,240+2.9% | Added |
| Melia Wealth LLC | 401,581 | $8.76M | 4.57% | +12,831+3.3% | Added |
| Beacon Pointe Advisors, LLC | 490,291 | $10.7M | 0.12% | +459,291+1,481.6% | Added |
| Sound Income Strategies, LLC | 578,541 | $12.6M | 0.78% | +16,462+2.9% | Added |
| Punch & Associates Investment Management, Inc. | 672,367 | $14.7M | 0.80% | −3,216−0.5% | Reduced |
| Two Sigma Investments, LP | 673,778 | $14.7M | 0.03% | +200,060+42.2% | Added |
| Zuckerman Investment Group, LLC | 672,468 | $15.0M | 1.44% | +31,009+4.8% | Added |
| Two Sigma Advisers, LP | 774,600 | $16.9M | 0.04% | +114,000+17.3% | Added |
| Sanders Morris Harris LLC | 814,584 | $17.6M | 2.62% | +178,420+28.0% | Added |
| Balyasny Asset Management LLC | 1,001,199 | $21.8M | 0.05% | +1,001,199 | New |
| Van Eck Associates Corp | 1,190,204 | $26.0M | 0.03% | +38,051+3.3% | Added |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −26,598−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −26,593−100.0% | Sold out |
| Pinkerton Retirement Specialists, LLC | 0 | $0 | 0.00% | −16,649−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −15,857−100.0% | Sold out |
| Good Life Advisors, LLC | 0 | $0 | 0.00% | −14,400−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −12,273−100.0% | Sold out |
| HFG Advisors, Inc. | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Summit Financial, LLC | 0 | $0 | 0.00% | −10,801−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −9,402−100.0% | Sold out |
| Greenland Capital Management LP | 0 | $0 | 0.00% | −8,200−100.0% | Sold out |
| Walter & Keenan Financial Consulting Co | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Delphi Management Inc | 0 | $0 | 0.00% | −7,220−100.0% | Sold out |
| Wintrust Investments LLC | 0 | $0 | 0.00% | −4,955−100.0% | Sold out |
| Darwin Advisors, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| GeoWealth Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Gen-Wealth Partners Inc | 0 | $0 | 0.00% | −190−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −152−100.0% | Sold out |
| NBT Bank N A | 0 | $0 | 0.00% | −28−100.0% | Sold out |
| Smartleaf Asset Management LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Trust N.A. | – | – | – | – | Not filed |
| All Season Financial Advisors, Inc. | – | – | – | – | Not filed |