Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Capital Southwest Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- +8 vs. Q2 2024
- Shares held
- 11.5M
- +707.8K (+6.6%) vs. Q2 2024
- Total value
- $290.1M
- +$9.66M (+3.4%) vs. Q2 2024
- New holders
- 23
- 54 more added
- Sold out
- 15
- 44 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Great West Life Assurance Co | 37,612 | $954.0K | 0.00% | +9,441+33.5% | Added |
| Kestra Advisory Services, LLC | 42,385 | $1.07M | 0.01% | +1,326+3.2% | Added |
| Caldwell Sutter Capital, Inc. | 43,228 | $1.09M | 0.51% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 45,244 | $1.14M | 0.21% | −308−0.7% | Reduced |
| National Asset Management, Inc. | 46,685 | $1.18M | 0.03% | −2,298−4.7% | Reduced |
| First Dallas Securities Inc. | 56,512 | $1.43M | 0.60% | +2,289+4.2% | Added |
| UBS Group AG | 57,079 | $1.44M | 0.00% | −5,040−8.1% | Reduced |
| Cozad Asset Management Inc | 60,872 | $1.54M | 0.15% | −3,906−6.0% | Reduced |
| Royal Bank of Canada | 62,351 | $1.58M | 0.00% | +1,909+3.2% | Added |
| Raymond James & Associates | 63,757 | $1.61M | 0.00% | −1,117−1.7% | Reduced |
| Legacy Capital Wealth Partners, LLC | 65,164 | $1.65M | 0.33% | −2,855−4.2% | Reduced |
| Redmont Wealth Advisors LLC | 68,658 | $1.74M | 2.69% | −2,526−3.5% | Reduced |
| HRT Financial LP | 71,786 | $1.81M | 0.01% | +71,786 | New |
| Marshall Wace, LLP | 72,361 | $1.83M | 0.00% | −1,892−2.5% | Reduced |
| Commonwealth Equity Services, LLC | 74,786 | $1.89M | 0.00% | +6,488+9.5% | Added |
| Barclays PLC | 76,083 | $1.92M | 0.00% | +1,263+1.7% | Added |
| Hodges Capital Management Inc. | 78,305 | $1.98M | 0.13% | +5,679+7.8% | Added |
| Benjamin Edwards Inc | 80,201 | $2.03M | 0.03% | +72,710+970.6% | Added |
| Foundations Investment Advisors, LLC | 81,129 | $2.05M | 0.04% | +13,726+20.4% | Added |
| Total Clarity Wealth Management, Inc. | 81,955 | $2.07M | 0.67% | −1,380−1.7% | Reduced |
| Moerus Capital Management LLC | 82,097 | $2.08M | 0.76% | 00.0% | Unchanged |
| Argent Trust Co | 84,356 | $2.13M | 0.09% | +11,875+16.4% | Added |
| Ameriprise Financial Inc | 84,456 | $2.14M | 0.00% | +4,925+6.2% | Added |
| Confluence Investment Management LLC | 98,463 | $2.49M | 0.03% | +1,251+1.3% | Added |
| MML Investors Services, LLC | 102,730 | $2.60M | 0.01% | +56,919+124.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 102,879 | $2.60M | 0.00% | +4,117+4.2% | Added |
| Muzinich & Co., Inc. | 106,072 | $2.68M | 2.12% | +4,117+4.0% | Added |
| Denali Advisors LLC | 124,653 | $3.15M | 0.34% | +124,653 | New |
| Raymond James Financial Services Advisors, Inc. | 128,650 | $3.25M | 0.00% | +14,025+12.2% | Added |
| Franklin Resources Inc | 154,038 | $3.89M | 0.00% | +30,423+24.6% | Added |
| Morgan Stanley | 164,461 | $4.16M | 0.00% | −713−0.4% | Reduced |
| Grace & White Inc | 176,597 | $4.47M | 0.81% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 182,606 | $4.62M | 0.08% | +12,443+7.3% | Added |
| LPL Financial LLC | 191,996 | $4.86M | 0.00% | +10,985+6.1% | Added |
| BlackRock, Inc. | 199,049 | $5.03M | 0.00% | +199,049 | New |
| Hennion & Walsh Asset Management, Inc. | 209,808 | $5.31M | 0.25% | −23,411−10.0% | Reduced |
| First Manhattan Co | 306,850 | $7.76M | 0.02% | −53,196−14.8% | Reduced |
| Tectonic Advisors LLC | 328,834 | $8.32M | 0.55% | +48,442+17.3% | Added |
| Legal & General Group Plc | 332,423 | $8.41M | 0.00% | −5,824−1.7% | Reduced |
| Harbor Capital Advisors, Inc. | 387,647 | $9.80M | 0.43% | +230,513+146.7% | Added |
| Melia Wealth LLC | 388,750 | $9.83M | 5.09% | +9,385+2.5% | Added |
| Invesco Ltd. | 399,349 | $10.1M | 0.00% | +54,506+15.8% | Added |
| Two Sigma Investments, LP | 473,718 | $12.0M | 0.03% | −87,960−15.7% | Reduced |
| Sound Income Strategies, LLC | 562,079 | $14.2M | 0.91% | +6,692+1.2% | Added |
| Sanders Morris Harris LLC | 636,164 | $16.1M | 2.67% | −5,305−0.8% | Reduced |
| Zuckerman Investment Group, LLC | 641,459 | $16.2M | 1.67% | +807+0.1% | Added |
| Two Sigma Advisers, LP | 660,600 | $16.7M | 0.04% | −87,700−11.7% | Reduced |
| Punch & Associates Investment Management, Inc. | 675,583 | $17.1M | 0.95% | +5,745+0.9% | Added |
| Van Eck Associates Corp | 1,152,153 | $29.5M | 0.04% | +92,936+8.8% | Added |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −75,215−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −38,259−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −12,428−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −12,368−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,108−100.0% | Sold out |
| Brown Advisory Inc | 0 | $0 | 0.00% | −10,700−100.0% | Sold out |
| Moloney Securities Asset Management, LLC | 0 | $0 | 0.00% | −9,515−100.0% | Sold out |
| Inspire Advisors, LLC | 0 | $0 | 0.00% | −8,369−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −8,138−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −7,668−100.0% | Sold out |
| Glass Jacobson Investment Advisors llc | 0 | $0 | 0.00% | −7,126−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −581−100.0% | Sold out |
| Abound Wealth Management | 0 | $0 | 0.00% | −57−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −55−100.0% | Sold out |
| Mather Group, LLC. | 0 | $0 | 0.00% | −56−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |
| McKinley Capital Management LLC /Delaware | – | – | – | – | Not filed |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |
| Institutional & Family Asset Management, LLC | – | – | – | – | Not filed |