Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Capital Southwest Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 145
- +5 vs. Q1 2024
- Shares held
- 11.1M
- +638.9K (+6.1%) vs. Q1 2024
- Total value
- $289.6M
- +$28.7M (+11.0%) vs. Q1 2024
- New holders
- 26
- 52 more added
- Sold out
- 21
- 41 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| National Asset Management, Inc. | 48,983 | $1.28M | 0.03% | −6,271−11.3% | Reduced |
| Wintrust Investments LLC | 49,550 | $1.29M | 0.11% | +9,400+23.4% | Added |
| First Dallas Securities Inc. | 54,223 | $1.41M | 0.62% | +775+1.5% | Added |
| Royal Bank of Canada | 60,442 | $1.58M | 0.00% | −4,696−7.2% | Reduced |
| UBS Group AG | 62,119 | $1.62M | 0.00% | +5,528+9.8% | Added |
| Cozad Asset Management Inc | 64,778 | $1.69M | 0.17% | +2,408+3.9% | Added |
| Raymond James & Associates | 64,874 | $1.69M | 0.00% | −18,862−22.5% | Reduced |
| Foundations Investment Advisors, LLC | 67,403 | $1.76M | 0.04% | +1,950+3.0% | Added |
| Legacy Capital Wealth Partners, LLC | 68,019 | $1.77M | 0.45% | +68,019 | New |
| Commonwealth Equity Services, LLC | 68,298 | $1.78M | 0.00% | −1,903−2.7% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 69,218 | $1.81M | 0.03% | +1,253+1.8% | Added |
| Redmont Wealth Advisors LLC | 71,184 | $1.86M | 2.92% | −7,276−9.3% | Reduced |
| Argent Trust Co | 72,481 | $1.89M | 0.08% | −6,643−8.4% | Reduced |
| Hodges Capital Management Inc. | 72,626 | $1.89M | 0.13% | +250+0.3% | Added |
| Marshall Wace, LLP | 74,253 | $1.94M | 0.00% | +74,253 | New |
| Barclays PLC | 74,820 | $1.95M | 0.00% | +25,318+51.1% | Added |
| Hudson Bay Capital Management LP | 75,215 | $1.96M | 0.01% | +75,215 | New |
| Ameriprise Financial Inc | 79,531 | $2.07M | 0.00% | −20,747−20.7% | Reduced |
| Moerus Capital Management LLC | 82,097 | $2.14M | 0.77% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 83,335 | $2.17M | 0.75% | −13,825−14.2% | Reduced |
| Confluence Investment Management LLC | 97,212 | $2.54M | 0.04% | +1,438+1.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 98,762 | $2.58M | 0.00% | +4,061+4.3% | Added |
| Muzinich & Co., Inc. | 101,955 | $2.66M | 2.13% | +26,976+36.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 114,625 | $2.99M | 0.00% | −3,295−2.8% | Reduced |
| McKinley Capital Management LLC /Delaware | 120,509 | $3.14M | 0.55% | +580.0% | Added |
| Franklin Resources Inc | 123,615 | $3.23M | 0.00% | +15,055+13.9% | Added |
| Harbor Capital Advisors, Inc. | 157,134 | $4.10M | 0.31% | +115,051+273.4% | Added |
| BlackRock Inc. | 163,946 | $4.28M | 0.00% | +5,311+3.3% | Added |
| Morgan Stanley | 165,174 | $4.31M | 0.00% | −26,944−14.0% | Reduced |
| Advisors Asset Management, Inc. | 170,163 | $4.44M | 0.09% | −924−0.5% | Reduced |
| Grace & White Inc | 176,597 | $4.61M | 0.87% | 00.0% | Unchanged |
| LPL Financial LLC | 181,011 | $4.72M | 0.00% | +27,511+17.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 233,219 | $6.08M | 0.31% | −6,157−2.6% | Reduced |
| Tectonic Advisors LLC | 280,392 | $7.32M | 0.53% | +23,694+9.2% | Added |
| Legal & General Group Plc | 338,247 | $8.83M | 0.00% | +9,239+2.8% | Added |
| Invesco Ltd. | 344,843 | $9.00M | 0.00% | +311,884+946.3% | Added |
| First Manhattan Co | 360,046 | $9.39M | 0.03% | −13,279−3.6% | Reduced |
| Melia Wealth LLC | 379,365 | $9.90M | 5.40% | +7,292+2.0% | Added |
| Sound Income Strategies, LLC | 555,387 | $14.5M | 0.91% | +5,732+1.0% | Added |
| Two Sigma Investments, LP | 561,678 | $14.7M | 0.03% | +162,957+40.9% | Added |
| Zuckerman Investment Group, LLC | 640,652 | $16.7M | 1.93% | −2,468−0.4% | Reduced |
| Sanders Morris Harris LLC | 641,469 | $16.7M | 2.75% | −2,737−0.4% | Reduced |
| Punch & Associates Investment Management, Inc. | 669,838 | $17.5M | 1.03% | +525+0.1% | Added |
| Two Sigma Advisers, LP | 748,300 | $19.5M | 0.04% | +362,500+94.0% | Added |
| Van Eck Associates Corp | 1,059,217 | $27.6M | 0.04% | +211,992+25.0% | Added |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −117,745−100.0% | Sold out |
| FJ Capital Management LLC | 0 | $0 | 0.00% | −82,205−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −76,666−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −63,500−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −45,145−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −33,855−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −18,546−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,167−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −14,079−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −10,983−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −10,695−100.0% | Sold out |
| Good Life Advisors, LLC | 0 | $0 | 0.00% | −10,557−100.0% | Sold out |
| USA Financial Portformulas Corp | 0 | $0 | 0.00% | −1,908−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −1,112−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −397−100.0% | Sold out |
| Tompkins Financial Corp | 0 | $0 | 0.00% | −355−100.0% | Sold out |
| nVerses Capital, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −82−100.0% | Sold out |
| Financial Synergies Wealth Advisors, Inc. | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Principal Securities, Inc. | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |