Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Capital Southwest Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 136
- +26 vs. Q3 2023
- Shares held
- 10.2M
- +1.80M (+21.5%) vs. Q3 2023
- Total value
- $241.5M
- +$49.5M (+25.8%) vs. Q3 2023
- New holders
- 38
- 48 more added
- Sold out
- 12
- 29 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legacy Capital Wealth Partners, LLC | 68,284 | $1.62M | 0.46% | −5,693−7.7% | Reduced |
| Argent Trust Co | 68,555 | $1.62M | 0.08% | +68,555 | New |
| Goldman Sachs Group Inc | 68,682 | $1.63M | 0.00% | +68,682 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 71,786 | $1.70M | 0.00% | +39,219+120.4% | Added |
| Muzinich & Co., Inc. | 74,979 | $1.78M | 1.54% | +42,412+130.2% | Added |
| Redmont Wealth Advisors LLC | 79,925 | $1.89M | 2.76% | +4,413+5.8% | Added |
| Putnam Investments LLC | 81,291 | $1.93M | 0.00% | +21,648+36.3% | Added |
| Citadel Advisors LLC | 81,866 | $1.94M | 0.00% | +19,217+30.7% | Added |
| Morgan Stanley | 89,398 | $2.12M | 0.00% | +1,586+1.8% | Added |
| Marshall Wace, LLP | 93,744 | $2.22M | 0.00% | +93,744 | New |
| Total Clarity Wealth Management, Inc. | 94,060 | $2.23M | 0.91% | +94,060 | New |
| Moerus Capital Management LLC | 95,730 | $2.27M | 0.68% | −10,540−9.9% | Reduced |
| Confluence Investment Management LLC | 96,099 | $2.28M | 0.03% | −296−0.3% | Reduced |
| Millennium Management LLC | 98,831 | $2.34M | 0.00% | +98,831 | New |
| Raymond James & Associates | 103,744 | $2.46M | 0.00% | +13,667+15.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 115,094 | $2.73M | 0.00% | +11,359+11.0% | Added |
| McKinley Capital Management LLC /Delaware | 122,548 | $2.90M | 0.37% | +86+0.1% | Added |
| Hudson Bay Capital Management LP | 130,741 | $3.10M | 0.03% | +130,741 | New |
| LPL Financial LLC | 145,396 | $3.45M | 0.00% | +16,290+12.6% | Added |
| Ameriprise Financial Inc | 159,015 | $3.77M | 0.00% | +71,264+81.2% | Added |
| Advisors Asset Management, Inc. | 163,232 | $3.87M | 0.08% | −31,890−16.3% | Reduced |
| Grace & White Inc | 176,597 | $4.19M | 0.73% | 00.0% | Unchanged |
| BlackRock Inc. | 191,052 | $4.53M | 0.00% | +10,676+5.9% | Added |
| Tectonic Advisors LLC | 241,935 | $5.73M | 0.48% | +12,497+5.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 247,300 | $5.86M | 0.34% | +62,602+33.9% | Added |
| Legal & General Group Plc | 308,987 | $7.33M | 0.00% | +32,832+11.9% | Added |
| Two Sigma Advisers, LP | 351,500 | $8.33M | 0.02% | +181,000+106.2% | Added |
| First Manhattan Co | 376,494 | $8.92M | 0.03% | −9,864−2.6% | Reduced |
| Two Sigma Investments, LP | 378,964 | $8.98M | 0.02% | +173,496+84.4% | Added |
| Invesco Ltd. | 380,951 | $9.03M | 0.00% | −58,434−13.3% | Reduced |
| Beacon Pointe Advisors, LLC | 405,411 | $9.61M | 0.12% | +362,981+855.5% | Added |
| Sound Income Strategies, LLC | 532,307 | $12.6M | 1.05% | +7,913+1.5% | Added |
| Zuckerman Investment Group, LLC | 613,137 | $14.5M | 1.88% | −30,692−4.8% | Reduced |
| Melia Wealth LLC | 682,337 | $16.2M | 8.50% | +682,337 | New |
| Van Eck Associates Corp | 731,498 | $17.3M | 0.03% | +70,093+10.6% | Added |
| Punch & Associates Investment Management, Inc. | 781,986 | $18.5M | 1.08% | +8,425+1.1% | Added |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −669,189−100.0% | Sold out |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −85,178−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −32,716−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −13,975−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −11,347−100.0% | Sold out |
| Segall Bryant & Hamill, LLC | 0 | $0 | 0.00% | −10,664−100.0% | Sold out |
| Wealth Enhancement Advisory Services, LLC | 0 | $0 | 0.00% | −10,573−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −9,124−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −8,804−100.0% | Sold out |
| DecisionPoint Financial, LLC | 0 | $0 | 0.00% | −375−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −140−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −26−100.0% | Sold out |
| Golden Green, Inc. | – | – | – | – | Not filed |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Colony Group LLC | – | – | – | – | Not filed |
| Johnson Midwest Financial, LLC | – | – | – | – | Not filed |