Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,069
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.4K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
52 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ritholtz Wealth Management | 17,455 | $18.6M | 0.28% | +1,168+7.2% | Added |
| Tokio Marine Asset Management Co Ltd | 17,290 | $18.4M | 0.57% | +311+1.8% | Added |
| Reuter James Wealth Management, LLC | 17,287 | $18.4M | 2.43% | −88−0.5% | Reduced |
| BLI - Banque de Luxembourg Investments | 17,771 | $18.4M | 0.65% | −33,124−65.1% | Reduced |
| Kiley Juergens Wealth Management, LLC | 17,239 | $18.4M | 2.87% | −377−2.1% | Reduced |
| Alps Advisors Inc | 16,973 | $18.1M | 0.08% | +6,589+63.5% | Added |
| Bailard, Inc. | 16,943 | $18.0M | 0.37% | +1,776+11.7% | Added |
| Roundview Capital LLC | 16,916 | $18.0M | 0.98% | +160+1.0% | Added |
| Capital International Sarl | 16,915 | $18.0M | 0.26% | −18,648−52.4% | Reduced |
| Compass Capital Management, Inc | 16,886 | $18.0M | 1.08% | −2,241−11.7% | Reduced |
| Community Bank of Raymore | 16,803 | $17.9M | 10.54% | 00.0% | Unchanged |
| Shelter Mutual Insurance Co | 16,740 | $17.8M | 3.77% | −3,990−19.2% | Reduced |
| Picton Mahoney Asset Management | 16,651 | $17.7M | 0.16% | +848+5.4% | Added |
| Barometer Capital Management Inc. | 16,632 | $17.7M | 4.91% | +100+0.6% | Added |
| Greenleaf Trust | 16,415 | $17.5M | 0.17% | +454+2.8% | Added |
| Meeder Advisory Services, Inc. | 16,401 | $17.5M | 0.64% | +1,552+10.5% | Added |
| Stock Yards Bank & Trust Co | 16,400 | $17.5M | 0.50% | −849−4.9% | Reduced |
| Advisors Asset Management, Inc. | 16,392 | $17.5M | 0.27% | +4,259+35.1% | Added |
| Franklin Street Advisors Inc | 16,356 | $17.4M | 0.97% | +1,843+12.7% | Added |
| Ascent Wealth Partners, LLC | 16,296 | $17.4M | 1.74% | +365+2.3% | Added |
| Moors & Cabot, Inc. | 16,267 | $17.3M | 0.67% | −590−3.5% | Reduced |
| MainStreet Investment Advisors LLC | 16,262 | $17.3M | 2.36% | −2,308−12.4% | Reduced |
| Aull & Monroe Investment Management Corp | 16,206 | $17.3M | 7.22% | −262−1.6% | Reduced |
| Geneos Wealth Management Inc. | 16,196 | $17.2M | 0.35% | +62+0.4% | Added |
| Level Four Advisory Services, LLC | 16,168 | $17.2M | 0.49% | +430+2.7% | Added |
| SIH Partners, LLLP | 16,098 | $17.1M | 0.71% | +16,098 | New |
| Nicolet Bankshares Inc | 16,554 | $17.1M | 0.54% | −84−0.5% | Reduced |
| Mirae Asset Securities (USA) Inc. | 16,054 | $17.1M | 0.76% | −9,002−35.9% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 16,039 | $17.1M | 0.08% | −96−0.6% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 16,021 | $17.1M | 0.25% | −216−1.3% | Reduced |
| Scopus Asset Management, L.P. | 15,921 | $17.0M | 0.40% | +7,339+85.5% | Added |
| Paradiem, LLC | 15,910 | $16.9M | 3.65% | −8,393−34.5% | Reduced |
| Fidelis Capital Partners, LLC | 15,894 | $16.9M | 0.97% | +944+6.3% | Added |
| F/M Investments LLC | 15,836 | $16.9M | 0.86% | −1,020−6.1% | Reduced |
| First American Trust, FSB | 15,826 | $16.9M | 1.02% | −1,689−9.6% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 15,788 | $16.8M | 0.90% | −3,268−17.1% | Reduced |
| Beese Fulmer Investment Management, Inc. | 15,777 | $16.8M | 0.97% | −460−2.8% | Reduced |
| Oak Harbor Wealth Partners, LLC | 15,753 | $16.8M | 6.25% | −310−1.9% | Reduced |
| Ipswich Investment Management Co., Inc. | 15,627 | $16.6M | 3.51% | −142−0.9% | Reduced |
| Colonial Trust Advisors | 15,594 | $16.6M | 1.16% | −187−1.2% | Reduced |
| Equitable Trust Co | 15,577 | $16.6M | 0.69% | −279−1.8% | Reduced |
| Guyasuta Investment Advisors Inc | 15,554 | $16.6M | 0.86% | −75−0.5% | Reduced |
| Jackson Square Capital, LLC | 15,546 | $16.6M | 2.30% | +485+3.2% | Added |
| LMCG Investments, LLC | 15,428 | $16.4M | 0.88% | −5,401−25.9% | Reduced |
| Gerald Baker Financial Group LLC | 15,328 | $16.3M | 4.64% | −100−0.6% | Reduced |
| Holderness Investments Co | 15,293 | $16.3M | 2.72% | −264−1.7% | Reduced |
| Assenagon Asset Management S.A. | 15,258 | $16.2M | 0.02% | −119−0.8% | Reduced |
| Aventail Capital Group, LP | 15,150 | $16.1M | 0.93% | −12,758−45.7% | Reduced |
| Leavell Investment Management, Inc. | 15,137 | $16.1M | 0.59% | −99−0.6% | Reduced |
| Cullinan Associates Inc | 15,128 | $16.1M | 1.22% | −1,665−9.9% | Reduced |
| Covington Investment Advisors Inc. | 15,115 | $16.1M | 2.08% | −1,080−6.7% | Reduced |
| Larson Financial Group LLC | 15,074 | $16.1M | 0.42% | +273+1.8% | Added |
| Gouws Capital LLC | 15,066 | $16.0M | 7.46% | −876−5.5% | Reduced |
| L & S Advisors Inc | 15,032 | $16.0M | 1.65% | +415+2.8% | Added |
| RBF Capital, LLC | 15,000 | $16.0M | 0.67% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $16.0M | 4.43% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 14,989 | $16.0M | 0.36% | −351−2.3% | Reduced |
| Siemens Fonds Invest GmbH | 14,972 | $15.9M | 0.78% | −453−2.9% | Reduced |
| Canandaigua National Bank & Trust Co | 14,953 | $15.9M | 1.34% | +14,953 | New |
| Neville Rodie & Shaw Inc | 14,952 | $15.9M | 1.03% | −360−2.4% | Reduced |
| TCI Wealth Advisors, Inc. | 14,948 | $15.9M | 0.69% | −8−0.1% | Reduced |
| SageGuard Financial Group, LLC | 14,886 | $15.9M | 2.23% | −421−2.8% | Reduced |
| VestGen Advisors, LLC | 14,885 | $15.9M | 0.47% | −1,760−10.6% | Reduced |
| Teamwork Financial Advisors, LLC | 14,865 | $15.8M | 1.48% | −2,284−13.3% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 14,782 | $15.7M | 0.54% | −970−6.2% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 14,768 | $15.7M | 0.18% | −120−0.8% | Reduced |
| Diversified Trust Co | 14,725 | $15.7M | 0.25% | +2,986+25.4% | Added |
| GAMMA Investing LLC | 14,723 | $15.7M | 0.58% | +707+5.0% | Added |
| OpenArc Corporate Advisory, LLC | 14,720 | $15.7M | 0.19% | +454+3.2% | Added |
| Community Bank, N.A. | 14,696 | $15.6M | 1.69% | −484−3.2% | Reduced |
| Ashton Thomas Private Wealth, LLC | 14,645 | $15.6M | 0.33% | +925+6.7% | Added |
| Jag Capital Management, LLC | 14,583 | $15.5M | 1.46% | +2,092+16.7% | Added |
| Assetmark, Inc | 14,583 | $15.5M | 0.03% | −5,931−28.9% | Reduced |
| Integrity Alliance, LLC. | 14,349 | $15.3M | 0.48% | −526−3.5% | Reduced |
| Montgomery Investment Management Inc | 14,327 | $15.3M | 4.63% | 00.0% | Unchanged |
| Connors Investor Services Inc | 14,316 | $15.2M | 1.32% | −1,835−11.4% | Reduced |
| Financial Advisory Service, Inc. | 14,293 | $15.2M | 0.79% | +539+3.9% | Added |
| FFG Partners, LLC | 14,217 | $15.1M | 4.35% | +14,217 | New |
| Boit C F David | 14,200 | $15.1M | 6.36% | −2,300−13.9% | Reduced |
| Columbia Asset Management | 14,167 | $15.1M | 2.62% | −891−5.9% | Reduced |
| Eastern Bank | 14,124 | $15.0M | 0.23% | −232−1.6% | Reduced |
| Vestcor Inc | 14,111 | $15.0M | 0.37% | −351−2.4% | Reduced |
| Reliant Investment Management, LLC | 14,074 | $15.0M | 5.34% | −346−2.4% | Reduced |
| Romano Brothers and Company | 14,045 | $15.0M | 1.50% | −190−1.3% | Reduced |
| Great Lakes Advisors, LLC | 14,041 | $15.0M | 0.11% | −509−3.5% | Reduced |
| OneAscent Financial Services LLC | 14,029 | $14.9M | 0.71% | +40.0% | Added |
| Los Angeles Capital Management LLC | 13,966 | $14.9M | 0.05% | −6,567−32.0% | Reduced |
| Family Legacy, Inc. | 13,961 | $14.9M | 3.97% | −461−3.2% | Reduced |
| Oak Harvest Investment Services | 13,954 | $14.9M | 1.39% | +10,203+272.0% | Added |
| IFP Advisors, Inc | 13,949 | $14.9M | 0.27% | −2,613−15.8% | Reduced |
| Signaturefd, LLC | 13,891 | $14.8M | 0.20% | +362+2.7% | Added |
| MUFG Securities Americas Inc. | 13,873 | $14.8M | 0.76% | +1,001+7.8% | Added |
| Pflug Koory, LLC | 13,849 | $14.7M | 5.89% | +8+0.1% | Added |
| Bellars Harris Wealth Management, LLC | 13,845 | $14.7M | 3.00% | +13,845 | New |
| Quadrant Capital Group LLC | 13,829 | $14.7M | 0.40% | +132+1.0% | Added |
| Steel Peak Wealth Management LLC | 13,800 | $14.7M | 0.39% | −10,103−42.3% | Reduced |
| Private Wealth Asset Management, LLC | 13,783 | $14.7M | 1.41% | −145−1.0% | Reduced |
| Plato Investment Management Ltd | 13,863 | $14.7M | 0.84% | −207−1.5% | Reduced |
| Trust Co of Toledo NA | 13,719 | $14.6M | 1.22% | +399+3.0% | Added |
| Caisse des Depots Et Consignations | 13,701 | $14.6M | 0.25% | +551+4.2% | Added |