Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 22 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CI Private Wealth, LLC | 505,859 | $538.7M | 0.75% | −36,913−6.8% | Reduced |
| CIBC Bancorp USA Inc. | 511,515 | $544.9M | 0.67% | +28,718+5.9% | Added |
| American Century Companies Inc | 512,935 | $546.2M | 0.24% | −142,440−21.7% | Reduced |
| Prudential Financial Inc | 526,085 | $560.2M | 0.61% | +8,127+1.6% | Added |
| New York State Common Retirement Fund | 527,804 | $562.1M | 0.71% | +2,200+0.4% | Added |
| Bessemer Group Inc | 538,696 | $573.7M | 0.79% | −2,100−0.4% | Reduced |
| Standard Life Aberdeen plc | 546,048 | $581.5M | 0.82% | +28,959+5.6% | Added |
| HighTower Advisors, LLC | 564,930 | $601.6M | 0.58% | −27,461−4.6% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 577,808 | $615.3M | 0.48% | −340,852−37.1% | Reduced |
| Alliancebernstein L.P. | 876,982 | $621.3M | 0.22% | +42,814+5.1% | Added |
| Stifel Financial Corp | 591,099 | $629.5M | 0.52% | +13,703+2.4% | Added |
| Fifth Third Bancorp | 595,946 | $634.6M | 1.03% | +4,592+0.8% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 610,219 | $646.5M | 1.68% | −50,225−7.6% | Reduced |
| Principal Financial Group Inc | 662,735 | $705.7M | 0.35% | −3,571−0.5% | Reduced |
| BNP Paribas Arbitrage, SA | 685,740 | $730.2M | 0.38% | +4,754+0.7% | Added |
| California State Teachers Retirement System | 701,786 | $747.3M | 0.69% | −4,603−0.7% | Reduced |
| Bank of Montreal | 714,120 | $760.5M | 0.28% | −3,719−0.5% | Reduced |
| Neuberger Berman Group LLC | 810,361 | $862.3M | 0.58% | −55,518−6.4% | Reduced |
| Rhumbline Advisers | 814,357 | $867.2M | 0.65% | +16,923+2.1% | Added |
| Vanguard Asset Management, Ltd | 834,999 | $889.2M | 0.60% | +89,151+12.0% | Added |
| Franklin Resources Inc | 843,713 | $898.5M | 0.19% | −129,028−13.3% | Reduced |
| Primecap Management Co | 871,700 | $928.3M | 0.55% | −560−0.1% | Reduced |
| Canada Pension Plan Investment Board | 907,030 | $965.9M | 0.53% | +409,594+82.3% | Added |
| Barclays PLC | 917,019 | $976.5M | 0.31% | −830,562−47.5% | Reduced |
| Ameriprise Financial Inc | 934,284 | $995.0M | 0.20% | −40,625−4.2% | Reduced |
| HSBC Holdings PLC | 940,436 | $1.00B | 0.48% | +31,945+3.5% | Added |
| California Public Employees Retirement System | 965,570 | $1.03B | 0.58% | +85,721+9.7% | Added |
| Vanguard Global Advisers, LLC | 993,341 | $1.06B | 0.49% | −23,797−2.3% | Reduced |
| National Pension Service | 1,010,122 | $1.08B | 0.69% | +21,406+2.2% | Added |
| Raymond James Financial Inc | 1,055,701 | $1.12B | 0.30% | +29,504+2.9% | Added |
| Wellington Management Group LLP | 1,144,800 | $1.22B | 0.21% | +26,078+2.3% | Added |
| LPL Financial LLC | 1,182,150 | $1.26B | 0.28% | +82,882+7.5% | Added |
| Capital Wealth Planning, LLC | 1,197,856 | $1.28B | 6.37% | +11,760+1.0% | Added |
| Citigroup Inc | 1,205,934 | $1.28B | 0.60% | +12,679+1.1% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,307,930 | $1.39B | 0.80% | −5,960−0.5% | Reduced |
| Swiss National Bank | 1,312,380 | $1.40B | 0.73% | −61,040−4.4% | Reduced |
| Deutsche Bank AG | 1,364,014 | $1.45B | 0.42% | +3,133+0.2% | Added |
| Voya Investment Management LLC | 1,377,043 | $1.47B | 1.27% | −42,573−3.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,377,957 | $1.47B | 0.81% | +26,580+2.0% | Added |
| Capital International Investors | 1,450,769 | $1.54B | 0.32% | −2,008,509−58.1% | Reduced |
| UBS Group AG | 1,700,215 | $1.81B | 0.29% | +295,638+21.0% | Added |
| Massachusetts Financial Services Co | 1,748,257 | $1.88B | 0.60% | +164,692+10.4% | Added |
| Amundi | 2,062,345 | $2.20B | 0.53% | −155,292−7.0% | Reduced |
| Wells Fargo & Company | 2,118,690 | $2.26B | 0.39% | +70,087+3.4% | Added |
| Capital Research Global Investors | 2,198,729 | $2.34B | 0.33% | −1,002,120−31.3% | Reduced |
| Royal Bank of Canada | 2,252,264 | $2.40B | 0.41% | +2,762+0.1% | Added |
| Nuveen, LLC | 2,600,359 | $2.77B | 0.66% | +290,101+12.6% | Added |
| Legal & General Group Plc | 2,613,814 | $2.78B | 0.58% | −158,778−5.7% | Reduced |
| Vanguard Fiduciary Trust Co | 2,645,238 | $2.82B | 0.62% | +18,517+0.7% | Added |
| Dimensional Fund Advisors LP | 2,742,185 | $2.92B | 0.53% | −3,888−0.1% | Reduced |
| Bank of New York Mellon Corp | 2,998,131 | $3.19B | 0.52% | −450,038−13.1% | Reduced |
| Capital World Investors | 3,060,432 | $3.26B | 0.38% | −483,508−13.6% | Reduced |
| UBS Asset Management Americas Inc | 3,153,638 | $3.36B | 0.61% | −113,895−3.5% | Reduced |
| Invesco Ltd. | 3,284,093 | $3.50B | 0.28% | −565,507−14.7% | Reduced |
| Charles Schwab Investment Management Inc | 3,322,782 | $3.53B | 0.47% | −31,221−0.9% | Reduced |
| Goldman Sachs Group Inc | 3,570,493 | $3.80B | 0.40% | +359,522+11.2% | Added |
| Bank of America Corp | 5,463,565 | $5.82B | 0.37% | −214,013−3.8% | Reduced |
| Northern Trust Corp | 5,664,155 | $6.03B | 0.70% | −14,640−0.3% | Reduced |
| FMR LLC | 5,781,969 | $6.16B | 0.27% | +1,957,676+51.2% | Added |
| Price T Rowe Associates Inc | 6,171,628 | $6.57B | 0.66% | +589,610+10.6% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 6,353,614 | $6.77B | 19.65% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 7,325,731 | $7.57B | 0.44% | +4,385,152+149.1% | Added |
| Morgan Stanley | 7,504,426 | $7.99B | 0.42% | +4,764+0.1% | Added |
| Fisher Asset Management, LLC | 9,942,521 | $10.6B | 3.15% | +166,569+1.7% | Added |
| Geode Capital Management, LLC | 11,175,493 | $11.9B | 0.64% | +48,010+0.4% | Added |
| Vanguard Portfolio Management LLC | 12,026,244 | $12.8B | 0.58% | +320,354+2.7% | Added |
| State Farm Mutual Automobile Insurance Co | 14,509,304 | $15.5B | 10.57% | −55,422−0.4% | Reduced |
| Vanguard Capital Management LLC | 30,077,764 | $32.0B | 0.68% | −156,689−0.5% | Reduced |
| State Street Corp | 34,392,316 | $36.6B | 1.08% | −488,288−1.4% | Reduced |
| BlackRock, Inc. | 37,991,505 | $40.5B | 0.60% | +822,072+2.2% | Added |
| Holocene Advisors, LP | 0 | $0 | 0.00% | −292,937−100.0% | Sold out |
| Nearwater Capital Markets, Ltd | 0 | $0 | 0.00% | −152,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −87,621−100.0% | Sold out |
| Oribel Capital Management, LP | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −27,673−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −21,507−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −19,363−100.0% | Sold out |
| Zimmer Partners, LP | 0 | $0 | 0.00% | −16,750−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −16,154−100.0% | Sold out |
| Albar Capital Partners LLP | 0 | $0 | 0.00% | −15,054−100.0% | Sold out |
| SMA Capital LLC | 0 | $0 | 0.00% | −13,375−100.0% | Sold out |
| Vivaldi Capital Management, LLC | 0 | $0 | 0.00% | −12,551−100.0% | Sold out |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −12,072−100.0% | Sold out |
| Tribune Investment Group LP | 0 | $0 | 0.00% | −11,530−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −9,052−100.0% | Sold out |
| LGT Group Foundation | 0 | $0 | 0.00% | −8,455−100.0% | Sold out |
| Westerkirk Capital Inc. | 0 | $0 | 0.00% | −7,877−100.0% | Sold out |
| Tenere Capital LLC | 0 | $0 | 0.00% | −7,429−100.0% | Sold out |
| LGT Fund Management Co Ltd. | 0 | $0 | 0.00% | −6,720−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −6,616−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −5,794−100.0% | Sold out |
| Pinkerton Retirement Specialists, LLC | 0 | $0 | 0.00% | −6,635−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −4,400−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −4,353−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| SIR Capital Management, L.P. | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Martel Wealth Advisors Inc | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Flaharty Asset Management, LLC | 0 | $0 | 0.00% | −3,867−100.0% | Sold out |
| Timothy G. Youngquist 2020 Irrevocable Trust | 0 | $0 | 0.00% | −3,843−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −3,800−100.0% | Sold out |