Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 22 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mather Group, LLC. | 18,974 | $20.2M | 0.18% | +820+4.5% | Added |
| City Holding Co | 18,976 | $20.2M | 2.28% | −937−4.7% | Reduced |
| Castleark Management LLC | 18,980 | $20.2M | 0.54% | +5,060+36.4% | Added |
| Central Bank & Trust Co | 19,031 | $20.3M | 2.87% | −722−3.7% | Reduced |
| Tiaa-Cref Individual & Institutional Services, LLC | 19,036 | $20.3M | 0.07% | +110+0.6% | Added |
| Physicians Financial Services, Inc. | 19,039 | $20.3M | 5.06% | −120−0.6% | Reduced |
| Wealth Group, Ltd. | 19,039 | $20.3M | 5.06% | +13,405+237.9% | Added |
| Goelzer Investment Management, Inc. | 19,073 | $20.3M | 0.89% | −1,143−5.7% | Reduced |
| Griffin Asset Management, Inc. | 19,166 | $20.4M | 2.15% | −878−4.4% | Reduced |
| BKD Wealth Advisors, LLC | 19,219 | $20.5M | 0.34% | +449+2.4% | Added |
| German American Bancorp, Inc. | 19,252 | $20.5M | 1.54% | −273−1.4% | Reduced |
| Capital Investment Counsel, LLC | 19,418 | $20.7M | 2.56% | −941−4.6% | Reduced |
| Resources Investment Advisors, LLC. | 19,425 | $20.7M | 0.17% | +1,600+9.0% | Added |
| Principal Securities, Inc. | 19,564 | $20.8M | 0.25% | +122+0.6% | Added |
| Atria Investments LLC | 19,582 | $20.9M | 0.21% | +2,908+17.4% | Added |
| Empirical Finance, LLC | 19,601 | $20.9M | 0.87% | +520+2.7% | Added |
| Westend Capital Management, LLC | 19,631 | $20.9M | 4.78% | −53−0.3% | Reduced |
| Night Squared LP | 19,709 | $21.0M | 2.26% | +94+0.5% | Added |
| RiverFront Investment Group, LLC | 19,726 | $21.0M | 0.28% | +8,512+75.9% | Added |
| Summitry LLC | 19,781 | $21.1M | 0.69% | −529−2.6% | Reduced |
| Calamos Wealth Management LLC | 19,805 | $21.1M | 0.64% | +5,570+39.1% | Added |
| Citizens National Bank Trust Department | 19,944 | $21.2M | 3.12% | −364−1.8% | Reduced |
| Allied Investment Advisors, LLC | 20,083 | $21.4M | 2.69% | −18,653−48.2% | Reduced |
| Callan Family Office, LLC | 20,108 | $21.4M | 0.42% | +849+4.4% | Added |
| Welch & Forbes LLC | 20,137 | $21.4M | 0.26% | +1,106+5.8% | Added |
| Cary Street Partners Financial LLC | 20,143 | $21.5M | 0.47% | −1,239−5.8% | Reduced |
| Ferguson Wellman Capital Management, Inc | 20,146 | $21.5M | 0.26% | +174+0.9% | Added |
| Silver Oak Securities, Inc | 20,176 | $21.5M | 1.30% | +2,142+11.9% | Added |
| Arkadios Wealth Advisors | 20,184 | $21.5M | 0.33% | −3,378−14.3% | Reduced |
| Principle Wealth Partners LLC | 20,342 | $21.7M | 1.07% | −709−3.4% | Reduced |
| Searle & Co. | 20,375 | $21.7M | 4.87% | +700+3.6% | Added |
| AG2R la Mondiale Gestion D'Actifs | 20,443 | $21.8M | 0.79% | +1,659+8.8% | Added |
| Knuff & Co LLC | 20,482 | $21.8M | 5.52% | −300−1.4% | Reduced |
| Howe & Rusling Inc | 20,530 | $21.9M | 1.27% | −30−0.1% | Reduced |
| Davis R M Inc | 20,552 | $21.9M | 0.35% | +1,431+7.5% | Added |
| Mutual Advisors, LLC | 20,683 | $22.0M | 0.42% | +1,362+7.0% | Added |
| Fusion Capital, LLC | 20,753 | $22.1M | 5.13% | −1,041−4.8% | Reduced |
| Oak Ridge Investments LLC | 20,755 | $22.1M | 1.25% | +7,116+52.2% | Added |
| James Investment Research Inc | 20,761 | $22.1M | 2.25% | −3,786−15.4% | Reduced |
| Buckingham Strategic Partners | 20,887 | $22.2M | 0.19% | +6,327+43.5% | Added |
| Covalis Capital LLP | 20,906 | $22.3M | 1.26% | −13,153−38.6% | Reduced |
| McGuire Investment Group, LLC | 21,108 | $22.5M | 1.97% | +11+0.1% | Added |
| Traynor Capital Management, Inc. | 21,130 | $22.5M | 1.06% | +6,165+41.2% | Added |
| Canada Post Corp Registered Pension Plan | 21,147 | $22.5M | 0.79% | −4,035−16.0% | Reduced |
| Greenwood Gearhart Inc | 21,216 | $22.6M | 1.05% | −293−1.4% | Reduced |
| Laird Norton Trust Company, LLC | 21,249 | $22.6M | 0.43% | +429+2.1% | Added |
| Logan Capital Management Inc | 21,573 | $23.0M | 0.85% | +21,573 | New |
| NLB Skladi, upravljanje premozenja, d.o.o. | 21,737 | $23.1M | 0.88% | +496+2.3% | Added |
| Tufton Capital Management | 21,801 | $23.2M | 3.90% | −2,156−9.0% | Reduced |
| Spire Wealth Management | 21,827 | $23.2M | 0.70% | +126+0.6% | Added |
| Axxcess Wealth Management, LLC | 21,818 | $23.2M | 0.37% | +1,654+8.2% | Added |
| Brown Brothers Harriman & Co | 21,850 | $23.3M | 0.10% | +4,586+26.6% | Added |
| Squarepoint Ops LLC | 21,914 | $23.3M | 0.05% | +6,473+41.9% | Added |
| Narwhal Capital Management | 22,180 | $23.6M | 1.63% | −1,006−4.3% | Reduced |
| Cadinha & Co LLC | 22,251 | $23.7M | 3.51% | +8,540+62.3% | Added |
| Rothschild Investment LLC | 22,368 | $23.8M | 0.89% | −477−2.1% | Reduced |
| Wedbush Securities Inc | 22,428 | $23.9M | 0.62% | +210+0.9% | Added |
| Cornerstone Advisors, LLC | 22,557 | $24.0M | 0.79% | +22,557 | New |
| Robertson Stephens Wealth Management, LLC | 22,564 | $24.0M | 0.59% | −164−0.7% | Reduced |
| Ci Investments Inc. | 22,614 | $24.1M | 0.08% | +11,725+107.7% | Added |
| J.W. Cole Advisors, Inc. | 22,702 | $24.2M | 0.41% | +22,702 | New |
| Venture Visionary Partners LLC | 22,755 | $24.2M | 0.67% | −1,488−6.1% | Reduced |
| Community Bank & Trust, Waco, Texas | 22,861 | $24.3M | 4.39% | −560−2.4% | Reduced |
| Outlook Capital Management, LLC | 22,879 | $24.4M | 7.86% | +22,879 | New |
| Knights of Columbus Asset Advisors LLC | 22,967 | $24.5M | 1.23% | +151+0.7% | Added |
| New Mexico Educational Retirement Board | 23,102 | $24.6M | 0.62% | +1,200+5.5% | Added |
| Overbrook Management Corp | 23,187 | $24.7M | 3.72% | −2,195−8.6% | Reduced |
| Crestwood Advisors Group LLC | 23,348 | $24.9M | 0.37% | −782−3.2% | Reduced |
| Stratos Wealth Partners, LTD. | 23,471 | $25.0M | 0.25% | +1,772+8.2% | Added |
| Louisiana State Employees Retirement System | 23,500 | $25.0M | 0.37% | −200−0.8% | Reduced |
| Ronald Blue Trust, Inc. | 23,555 | $25.1M | 0.26% | −1,330−5.3% | Reduced |
| Kavar Capital Partners Group, LLC | 23,665 | $25.2M | 3.11% | +1,014+4.5% | Added |
| DRH Investments, Inc. | 23,767 | $25.3M | 20.03% | −6,532−21.6% | Reduced |
| Dynamic Advisor Solutions LLC | 24,049 | $25.6M | 0.73% | +440+1.9% | Added |
| Integris Wealth Management, LLC | 24,236 | $25.8M | 5.21% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 24,406 | $26.0M | 0.29% | +486+2.0% | Added |
| Maryland State Retirement & Pension System | 24,464 | $26.1M | 0.45% | +1,233+5.3% | Added |
| Triglav Skladi, D.O.O. | 24,550 | $26.1M | 1.38% | +5,300+27.5% | Added |
| Global Retirement Partners, LLC | 24,854 | $26.5M | 0.40% | +24,854 | New |
| Symmetry Investments LP | 24,866 | $26.5M | 2.94% | +15,090+154.4% | Added |
| Trifecta Capital Advisors, LLC | 25,019 | $26.6M | 3.43% | −217−0.9% | Reduced |
| Farmers & Merchants Investments Inc | 25,053 | $26.7M | 0.65% | −644−2.5% | Reduced |
| Ameritas Advisory Services, LLC | 25,083 | $26.7M | 0.54% | +12,085+93.0% | Added |
| Apollon Wealth Management, LLC | 25,125 | $26.8M | 0.33% | +786+3.2% | Added |
| Fred Alger Management, LLC | 25,156 | $26.8M | 0.09% | −44,874−64.1% | Reduced |
| Sigma Planning Corp | 25,189 | $26.8M | 0.68% | +2,733+12.2% | Added |
| Shelton Capital Management | 25,395 | $27.0M | 0.50% | −5,484−17.8% | Reduced |
| Hartford Investment Management Co | 25,455 | $27.1M | 0.77% | −1,054−4.0% | Reduced |
| Insigneo Advisory Services, LLC | 25,517 | $27.2M | 1.02% | +20,982+462.7% | Added |
| Simmons Bank | 25,528 | $27.2M | 1.55% | −737−2.8% | Reduced |
| Kingswood Wealth Advisors, LLC | 25,613 | $27.3M | 1.10% | +4,262+20.0% | Added |
| Coldstream Capital Management Inc | 25,922 | $27.6M | 0.35% | −1,600−5.8% | Reduced |
| Miracle Mile Advisors, LLC | 26,010 | $27.7M | 0.33% | +1,036+4.1% | Added |
| Capitolis Liquid Global Markets LLC | 26,208 | $27.9M | 0.12% | −72,400−73.4% | Reduced |
| MidFirst Bank | 26,232 | $27.9M | 1.98% | +121+0.5% | Added |
| Fifth Third Wealth Advisors LLC | 26,284 | $28.0M | 0.78% | +2,249+9.4% | Added |
| Bleakley Financial Group, LLC | 26,321 | $28.0M | 0.36% | +1,904+7.8% | Added |
| Independent Wealth Network Inc. | 26,505 | $28.2M | 7.18% | +387+1.5% | Added |
| Voleon Capital Management LP | 26,520 | $28.2M | 0.51% | +5,754+27.7% | Added |
| American National Bank | 26,712 | $28.4M | 2.43% | −477−1.8% | Reduced |