Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 22 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Community Bank, N.A. | 14,696 | $15.6M | 1.69% | −484−3.2% | Reduced |
| OpenArc Corporate Advisory, LLC | 14,720 | $15.7M | 0.19% | +454+3.2% | Added |
| GAMMA Investing LLC | 14,723 | $15.7M | 0.58% | +707+5.0% | Added |
| Diversified Trust Co | 14,725 | $15.7M | 0.25% | +2,986+25.4% | Added |
| Northwestern Mutual Investment Management Company, LLC | 14,768 | $15.7M | 0.18% | −120−0.8% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 14,782 | $15.7M | 0.54% | −970−6.2% | Reduced |
| Teamwork Financial Advisors, LLC | 14,865 | $15.8M | 1.48% | −2,284−13.3% | Reduced |
| VestGen Advisors, LLC | 14,885 | $15.9M | 0.47% | −1,760−10.6% | Reduced |
| SageGuard Financial Group, LLC | 14,886 | $15.9M | 2.23% | −421−2.8% | Reduced |
| TCI Wealth Advisors, Inc. | 14,948 | $15.9M | 0.69% | −8−0.1% | Reduced |
| Neville Rodie & Shaw Inc | 14,952 | $15.9M | 1.03% | −360−2.4% | Reduced |
| Canandaigua National Bank & Trust Co | 14,953 | $15.9M | 1.34% | +14,953 | New |
| Siemens Fonds Invest GmbH | 14,972 | $15.9M | 0.78% | −453−2.9% | Reduced |
| Bryn Mawr Trust Co | 14,989 | $16.0M | 0.36% | −351−2.3% | Reduced |
| RBF Capital, LLC | 15,000 | $16.0M | 0.67% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $16.0M | 4.43% | 00.0% | Unchanged |
| L & S Advisors Inc | 15,032 | $16.0M | 1.65% | +415+2.8% | Added |
| Gouws Capital LLC | 15,066 | $16.0M | 7.46% | −876−5.5% | Reduced |
| Larson Financial Group LLC | 15,074 | $16.1M | 0.42% | +273+1.8% | Added |
| Covington Investment Advisors Inc. | 15,115 | $16.1M | 2.08% | −1,080−6.7% | Reduced |
| Cullinan Associates Inc | 15,128 | $16.1M | 1.22% | −1,665−9.9% | Reduced |
| Leavell Investment Management, Inc. | 15,137 | $16.1M | 0.59% | −99−0.6% | Reduced |
| Aventail Capital Group, LP | 15,150 | $16.1M | 0.93% | −12,758−45.7% | Reduced |
| Assenagon Asset Management S.A. | 15,258 | $16.2M | 0.02% | −119−0.8% | Reduced |
| Holderness Investments Co | 15,293 | $16.3M | 2.72% | −264−1.7% | Reduced |
| Gerald Baker Financial Group LLC | 15,328 | $16.3M | 4.64% | −100−0.6% | Reduced |
| LMCG Investments, LLC | 15,428 | $16.4M | 0.88% | −5,401−25.9% | Reduced |
| Jackson Square Capital, LLC | 15,546 | $16.6M | 2.30% | +485+3.2% | Added |
| Guyasuta Investment Advisors Inc | 15,554 | $16.6M | 0.86% | −75−0.5% | Reduced |
| Equitable Trust Co | 15,577 | $16.6M | 0.69% | −279−1.8% | Reduced |
| Colonial Trust Advisors | 15,594 | $16.6M | 1.16% | −187−1.2% | Reduced |
| Ipswich Investment Management Co., Inc. | 15,627 | $16.6M | 3.51% | −142−0.9% | Reduced |
| Oak Harbor Wealth Partners, LLC | 15,753 | $16.8M | 6.25% | −310−1.9% | Reduced |
| Beese Fulmer Investment Management, Inc. | 15,777 | $16.8M | 0.97% | −460−2.8% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 15,788 | $16.8M | 0.90% | −3,268−17.1% | Reduced |
| First American Trust, FSB | 15,826 | $16.9M | 1.02% | −1,689−9.6% | Reduced |
| F/M Investments LLC | 15,836 | $16.9M | 0.86% | −1,020−6.1% | Reduced |
| Fidelis Capital Partners, LLC | 15,894 | $16.9M | 0.97% | +944+6.3% | Added |
| Paradiem, LLC | 15,910 | $16.9M | 3.65% | −8,393−34.5% | Reduced |
| Scopus Asset Management, L.P. | 15,921 | $17.0M | 0.40% | +7,339+85.5% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 16,021 | $17.1M | 0.25% | −216−1.3% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 16,039 | $17.1M | 0.08% | −96−0.6% | Reduced |
| Mirae Asset Securities (USA) Inc. | 16,054 | $17.1M | 0.76% | −9,002−35.9% | Reduced |
| Nicolet Bankshares Inc | 16,554 | $17.1M | 0.54% | −84−0.5% | Reduced |
| SIH Partners, LLLP | 16,098 | $17.1M | 0.71% | +16,098 | New |
| Level Four Advisory Services, LLC | 16,168 | $17.2M | 0.49% | +430+2.7% | Added |
| Geneos Wealth Management Inc. | 16,196 | $17.2M | 0.35% | +62+0.4% | Added |
| Aull & Monroe Investment Management Corp | 16,206 | $17.3M | 7.22% | −262−1.6% | Reduced |
| MainStreet Investment Advisors LLC | 16,262 | $17.3M | 2.36% | −2,308−12.4% | Reduced |
| Moors & Cabot, Inc. | 16,267 | $17.3M | 0.67% | −590−3.5% | Reduced |
| Ascent Wealth Partners, LLC | 16,296 | $17.4M | 1.74% | +365+2.3% | Added |
| Franklin Street Advisors Inc | 16,356 | $17.4M | 0.97% | +1,843+12.7% | Added |
| Advisors Asset Management, Inc. | 16,392 | $17.5M | 0.27% | +4,259+35.1% | Added |
| Stock Yards Bank & Trust Co | 16,400 | $17.5M | 0.50% | −849−4.9% | Reduced |
| Meeder Advisory Services, Inc. | 16,401 | $17.5M | 0.64% | +1,552+10.5% | Added |
| Greenleaf Trust | 16,415 | $17.5M | 0.17% | +454+2.8% | Added |
| Barometer Capital Management Inc. | 16,632 | $17.7M | 4.91% | +100+0.6% | Added |
| Picton Mahoney Asset Management | 16,651 | $17.7M | 0.16% | +848+5.4% | Added |
| Shelter Mutual Insurance Co | 16,740 | $17.8M | 3.77% | −3,990−19.2% | Reduced |
| Community Bank of Raymore | 16,803 | $17.9M | 10.54% | 00.0% | Unchanged |
| Compass Capital Management, Inc | 16,886 | $18.0M | 1.08% | −2,241−11.7% | Reduced |
| Capital International Sarl | 16,915 | $18.0M | 0.26% | −18,648−52.4% | Reduced |
| Roundview Capital LLC | 16,916 | $18.0M | 0.98% | +160+1.0% | Added |
| Bailard, Inc. | 16,943 | $18.0M | 0.37% | +1,776+11.7% | Added |
| Alps Advisors Inc | 16,973 | $18.1M | 0.08% | +6,589+63.5% | Added |
| Kiley Juergens Wealth Management, LLC | 17,239 | $18.4M | 2.87% | −377−2.1% | Reduced |
| BLI - Banque de Luxembourg Investments | 17,771 | $18.4M | 0.65% | −33,124−65.1% | Reduced |
| Reuter James Wealth Management, LLC | 17,287 | $18.4M | 2.43% | −88−0.5% | Reduced |
| Tokio Marine Asset Management Co Ltd | 17,290 | $18.4M | 0.57% | +311+1.8% | Added |
| Ritholtz Wealth Management | 17,455 | $18.6M | 0.28% | +1,168+7.2% | Added |
| Hantz Financial Services, Inc. | 17,503 | $18.6M | 0.25% | −7,710−30.6% | Reduced |
| Aries Wealth Management | 17,525 | $18.7M | 3.66% | −65−0.4% | Reduced |
| Caldwell Trust Co | 17,533 | $18.7M | 1.51% | −821−4.5% | Reduced |
| Sowell Financial Services LLC | 17,536 | $18.7M | 0.61% | −1,244−6.6% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 17,584 | $18.7M | 0.12% | −3,642−17.2% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,601 | $18.7M | 0.21% | −526−2.9% | Reduced |
| MEMBERS Trust Co | 17,672 | $18.8M | 0.59% | +7,876+80.4% | Added |
| Pure Financial Advisors, Inc. | 17,678 | $18.8M | 0.24% | −394−2.2% | Reduced |
| Kingsview Wealth Management, LLC | 17,751 | $18.9M | 0.23% | +4,984+39.0% | Added |
| We Are One Seven, LLC | 17,827 | $19.0M | 0.31% | −1,255−6.6% | Reduced |
| Smith, Salley & Associates | 17,889 | $19.1M | 0.83% | +512+2.9% | Added |
| MUFG Securities EMEA plc | 18,028 | $19.2M | 0.20% | −15,047−45.5% | Reduced |
| Mairs & Power Inc | 18,102 | $19.3M | 0.18% | −348−1.9% | Reduced |
| Independent Financial Group, LLC | 18,157 | $19.3M | 0.36% | +2,200+13.8% | Added |
| CAPROCK Group, Inc. | 18,206 | $19.4M | 0.37% | −747−3.9% | Reduced |
| Metis Global Partners, LLC | 18,213 | $19.4M | 0.44% | −2,265−11.1% | Reduced |
| Northeast Investment Management | 18,228 | $19.4M | 0.72% | +476+2.7% | Added |
| Koshinski Asset Management, Inc. | 18,247 | $19.4M | 1.03% | −416−2.2% | Reduced |
| EagleClaw Capital Managment, LLC | 18,255 | $19.4M | 2.61% | −440−2.4% | Reduced |
| Spinnaker Trust | 18,302 | $19.5M | 0.95% | −58−0.3% | Reduced |
| Wesbanco Bank Inc | 18,411 | $19.6M | 0.49% | −1,446−7.3% | Reduced |
| First Financial Bank - Trust Division | 18,457 | $19.7M | 1.40% | −70−0.4% | Reduced |
| Sagespring Wealth Partners, LLC | 18,505 | $19.7M | 0.30% | +255+1.4% | Added |
| Spears Abacus Advisors LLC | 18,543 | $19.7M | 0.35% | −342−1.8% | Reduced |
| Sigma Investment Counselors Inc | 18,547 | $19.8M | 0.96% | −1,309−6.6% | Reduced |
| Sentry LLC | 18,664 | $19.9M | 5.56% | −28−0.1% | Reduced |
| Addenda Capital Inc. | 18,800 | $20.0M | 0.54% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 18,879 | $20.1M | 0.53% | +837+4.6% | Added |
| Close Asset Management Ltd | 18,937 | $20.2M | 0.54% | +8,314+78.3% | Added |
| Flputnam Investment Management Co | 18,961 | $20.2M | 0.24% | +67+0.4% | Added |