Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 9 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +348 vs. Q1 2026
- Shares held
- 330.6M
- −493.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 452
- 1,440 more added
- Sold out
- 104
- 1,610 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sava Infond d.o.o. | 7,500 | $7.99M | 0.57% | +3,750+100.0% | Added |
| Hanson & Doremus Investment Management | 7,512 | $8.00M | 0.81% | −74−1.0% | Reduced |
| Pine Valley Investments Ltd Liability Co | 7,518 | $8.01M | 0.34% | +191+2.6% | Added |
| Smartleaf Asset Management LLC | 7,750 | $8.01M | 0.26% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7,544 | $8.03M | 0.21% | −2,588−25.5% | Reduced |
| Alerus Financial NA | 7,613 | $8.11M | 0.35% | −1,049−12.1% | Reduced |
| Mount Yale Investment Advisors, LLC | 7,660 | $8.16M | 0.15% | +1,090+16.6% | Added |
| Gladstone Institutional Advisory LLC | 7,673 | $8.17M | 0.26% | −335−4.2% | Reduced |
| Legacy Bridge, LLC | 7,679 | $8.18M | 2.53% | +10+0.1% | Added |
| Oarsman Capital, Inc. | 7,683 | $8.18M | 0.87% | −43−0.6% | Reduced |
| Petredis Investment Advisors LLC | 7,719 | $8.22M | 0.55% | −10−0.1% | Reduced |
| Valley Brook Capital Group | 7,723 | $8.22M | 4.66% | +132+1.7% | Added |
| CWA Asset Management Group, LLC | 7,727 | $8.23M | 0.25% | −355−4.4% | Reduced |
| Western Wealth Management, LLC | 7,760 | $8.26M | 0.27% | +394+5.3% | Added |
| 1st Source Bank | 7,766 | $8.27M | 0.37% | −1,610−17.2% | Reduced |
| Capital Asset Advisory Services LLC | 7,777 | $8.28M | 0.30% | −122−1.5% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 7,800 | $8.31M | 2.23% | −402−4.9% | Reduced |
| Granite Investment Partners, LLC | 7,820 | $8.33M | 0.43% | +135+1.8% | Added |
| Graham Capital Management, L.P. | 7,824 | $8.33M | 0.22% | +1,524+24.2% | Added |
| Stonebridge Capital Management Inc | 7,849 | $8.36M | 4.03% | −1,823−18.8% | Reduced |
| Millennium Management LLC | 7,857 | $8.37M | 0.01% | −90,361−92.0% | Reduced |
| Tradewinds, LLC. | 4,778 | $8.40M | 2.63% | −2,911−37.9% | Reduced |
| Wright Investors Service Inc | 7,895 | $8.41M | 2.30% | −1,863−19.1% | Reduced |
| Syon Capital LLC | 7,899 | $8.41M | 0.37% | +160+2.1% | Added |
| St Germain D J Co Inc | 7,959 | $8.48M | 0.30% | +50+0.6% | Added |
| Caldwell Sutter Capital, Inc. | 7,994 | $8.51M | 3.21% | −186−2.3% | Reduced |
| Genus Capital Management Inc. | 8,000 | $8.52M | 0.84% | +800+11.1% | Added |
| B & T Capital Management DBA Alpha Capital Management | 8,000 | $8.52M | 1.12% | −235−2.9% | Reduced |
| Kovack Advisors, Inc. | 8,311 | $8.53M | 0.41% | +634+8.3% | Added |
| Cozad Asset Management Inc | 8,008 | $8.53M | 0.55% | +20.0% | Added |
| BOCHK Asset Management Ltd | 8,010 | $8.53M | 1.35% | +4,070+103.3% | Added |
| Buckley Wealth Management, LLC | 8,020 | $8.54M | 2.11% | −925−10.3% | Reduced |
| TCG Advisory Services, LLC | 8,080 | $8.60M | 0.16% | +1,597+24.6% | Added |
| First Dallas Securities Inc. | 8,087 | $8.61M | 2.85% | −565−6.5% | Reduced |
| Concord Asset Management, LLC | 8,092 | $8.62M | 1.33% | −458−5.4% | Reduced |
| Great Lakes Retirement, Inc. | 8,103 | $8.63M | 0.77% | +78+1.0% | Added |
| Hudock, Inc. | 8,106 | $8.63M | 1.11% | −173−2.1% | Reduced |
| V-Square Quantitative Management LLC | 8,120 | $8.65M | 0.82% | −486−5.6% | Reduced |
| Tower Research Capital LLC (TRC) | 8,132 | $8.66M | 0.21% | −238−2.8% | Reduced |
| River Street Advisors LLC | 8,133 | $8.66M | 2.55% | −127−1.5% | Reduced |
| Florida Financial Advisors, LLC | 8,147 | $8.68M | 1.47% | +2,241+37.9% | Added |
| Cornerstone Wealth Group, LLC | 8,186 | $8.72M | 0.52% | −379−4.4% | Reduced |
| Liberty One Investment Management, LLC | 8,199 | $8.73M | 0.87% | −3,157−27.8% | Reduced |
| HBK Sorce Advisory LLC | 10,048 | $8.75M | 0.17% | −30−0.3% | Reduced |
| Nordwand Advisors, LLC | 8,230 | $8.76M | 1.34% | −415−4.8% | Reduced |
| United Capital Management of KS, Inc. | 8,236 | $8.77M | 1.15% | −202−2.4% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 8,247 | $8.78M | 0.52% | +512+6.6% | Added |
| Parcion Private Wealth LLC | 8,312 | $8.85M | 0.49% | −27−0.3% | Reduced |
| Baldwin Investment Management, LLC | 8,327 | $8.87M | 0.86% | +287+3.6% | Added |
| Wealthspire Advisors, LLC | 8,342 | $8.88M | 0.05% | +1,714+25.9% | Added |
| Brendel Financial Advisors LLC | 8,356 | $8.90M | 4.12% | −314−3.6% | Reduced |
| Monetary Management Group Inc | 8,372 | $8.92M | 1.83% | +635+8.2% | Added |
| Clune & Associates, Ltd. | 8,373 | $8.92M | 1.35% | −22−0.3% | Reduced |
| Mill Capital Management, LLC | 8,408 | $8.95M | 0.60% | −50−0.6% | Reduced |
| Hartford Financial Management Inc. | 8,452 | $9.00M | 2.01% | −488−5.5% | Reduced |
| Palisade Asset Management, LLC | 8,465 | $9.01M | 0.83% | −93−1.1% | Reduced |
| Cullen Investment Group, Ltd. | 8,562 | $9.12M | 1.10% | −29−0.3% | Reduced |
| Fairfield Financial Advisors, LTD | 8,575 | $9.13M | 3.60% | +471+5.8% | Added |
| Evercore Wealth Management, LLC | 8,582 | $9.14M | 0.13% | −307−3.5% | Reduced |
| Capital Group Private Client Services, Inc. | 8,616 | $9.18M | 0.13% | +1,948+29.2% | Added |
| Acorn Financial Advisory Services Inc | 8,619 | $9.18M | 1.22% | +8,262+2,314.3% | Added |
| Cumberland Advisors Inc | 8,640 | $9.20M | 3.24% | −860−9.1% | Reduced |
| Viewpoint Capital Management LLC | 8,650 | $9.21M | 4.69% | −4,151−32.4% | Reduced |
| Profund Advisors LLC | 8,661 | $9.22M | 0.25% | −31−0.4% | Reduced |
| Foundations Investment Advisors, LLC | 8,693 | $9.26M | 0.10% | +1,001+13.0% | Added |
| Titan Wealth (CI) Ltd | 8,695 | $9.26M | 3.44% | −1,000−10.3% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 8,701 | $9.27M | 5.24% | −386−4.2% | Reduced |
| Ogorek Anthony Joseph | 8,711 | $9.28M | 2.30% | −1,949−18.3% | Reduced |
| Lowe Brockenbrough & Co Inc | 8,720 | $9.29M | 0.41% | −1,844−17.5% | Reduced |
| Burney Co | 8,756 | $9.32M | 0.25% | −260−2.9% | Reduced |
| Studio Investment Management LLC | 8,767 | $9.34M | 1.58% | −1,057−10.8% | Reduced |
| Churchill Financial Advisors, LLC | 8,768 | $9.34M | 1.80% | 00.0% | Unchanged |
| Bank of Hawaii | 8,795 | $9.37M | 0.46% | −647−6.9% | Reduced |
| Delta Capital Management LLC | 8,840 | $9.41M | 4.34% | −10−0.1% | Reduced |
| Penobscot Investment Management Company, Inc. | 8,841 | $9.41M | 0.65% | −16−0.2% | Reduced |
| GAM Holding AG | 8,858 | $9.43M | 0.72% | −470−5.0% | Reduced |
| Baader Bank INC | 8,859 | $9.43M | 0.77% | −2,866−24.4% | Reduced |
| Mitchell Capital Management Co | 8,864 | $9.44M | 1.44% | −286−3.1% | Reduced |
| Douglass Winthrop Advisors, LLC | 8,915 | $9.49M | 0.16% | +40.0% | Added |
| AlTi Global, Inc. | 8,939 | $9.52M | 0.20% | +147+1.7% | Added |
| Naples Global Advisors, LLC | 8,941 | $9.52M | 0.59% | −235−2.6% | Reduced |
| Wedmont Private Capital | 10,012 | $9.54M | 0.26% | +1,500+17.6% | Added |
| Iowa State Bank | 8,957 | $9.54M | 1.59% | +72+0.8% | Added |
| Kovitz Investment Group Partners, LLC | 8,962 | $9.54M | 0.21% | +5,283+143.6% | Added |
| RH Tailwind Management, LLC | 9,000 | $9.58M | 4.47% | −4,000−30.8% | Reduced |
| Man Group plc | 9,005 | $9.59M | 0.02% | −8,725−49.2% | Reduced |
| Financial Synergies Wealth Advisors, Inc. | 9,012 | $9.60M | 0.81% | +40.0% | Added |
| Financial & Tax Architects, LLC | 9,062 | $9.65M | 2.03% | −1,750−16.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 9,072 | $9.66M | 0.10% | +319+3.6% | Added |
| Heartland Bank & Trust Co | 9,085 | $9.67M | 2.00% | −167−1.8% | Reduced |
| RB Capital Management, LLC | 9,149 | $9.74M | 1.91% | −212−2.3% | Reduced |
| Schnieders Capital Management, LLC. | 9,177 | $9.77M | 1.28% | −73−0.8% | Reduced |
| SNS Financial Group, LLC | 9,186 | $9.78M | 0.19% | +5,218+131.5% | Added |
| Daymark Wealth Partners, LLC | 9,190 | $9.79M | 0.24% | +160+1.8% | Added |
| Slow Capital, Inc. | 9,205 | $9.80M | 1.14% | −1,442−13.5% | Reduced |
| MV Capital Management, Inc. | 9,218 | $9.82M | 0.87% | −539−5.5% | Reduced |
| Forty-three Eighteen Advisors, LLC | 9,275 | $9.88M | 6.65% | +20.0% | Added |
| GTS Securities LLC | 9,307 | $9.91M | 0.21% | +5,634+153.4% | Added |
| Coastline Trust Co | 9,355 | $9.96M | 0.88% | +418+4.7% | Added |
| Marvin & Palmer Associates Inc | 9,362 | $9.97M | 6.27% | +4,092+77.6% | Added |