Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.7K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,610 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Probity Advisors, Inc. | 2,826 | $3.01M | 0.43% | −49−1.7% | Reduced |
| First County Bank | 2,834 | $3.02M | 1.42% | −88−3.0% | Reduced |
| Bank & Trust Co | 2,835 | $3.02M | 1.91% | −401−12.4% | Reduced |
| Childress Capital Advisors, LLC | 2,838 | $3.02M | 0.50% | −155−5.2% | Reduced |
| Trustmark National Bank Trust Department | 2,854 | $3.04M | 0.18% | +47+1.7% | Added |
| Wealth Management Partners, LLC | 2,856 | $3.04M | 0.72% | −159−5.3% | Reduced |
| Aire Advisors, LLC | 2,873 | $3.06M | 0.50% | −5−0.2% | Reduced |
| Hancock Whitney Corp | 2,876 | $3.06M | 0.05% | −63−2.1% | Reduced |
| Grandview Asset Management LLC | 2,905 | $3.06M | 0.76% | +43+1.5% | Added |
| Cambient Family Office, LLC | 2,877 | $3.06M | 0.38% | +15+0.5% | Added |
| Cambria Investment Management, L.P. | 2,880 | $3.07M | 0.15% | +1,927+202.2% | Added |
| Vista Private Wealth Partners. LLC | 3,584 | $3.07M | 1.00% | −130−3.5% | Reduced |
| Nabity-Jensen Investment Management Inc | 2,884 | $3.07M | 1.88% | −2−0.1% | Reduced |
| Marble Harbor Investment Counsel, LLC | 2,885 | $3.07M | 0.31% | −187−6.1% | Reduced |
| Klingman & Associates, LLC | 2,885 | $3.07M | 0.13% | +83+3.0% | Added |
| MJP Associates Inc | 2,886 | $3.07M | 0.34% | +1,548+115.7% | Added |
| US Asset Management LLC | 2,887 | $3.07M | 2.34% | 00.0% | Unchanged |
| Legacy Financial Independent Advisors LLC | 2,890 | $3.08M | 1.45% | −55−1.9% | Reduced |
| Sax Wealth Advisors, LLC | 4,364 | $3.09M | 0.13% | +1,096+33.5% | Added |
| Harfst & Associates, Inc. | 2,905 | $3.09M | 0.48% | 00.0% | Unchanged |
| Guardian Wealth Advisors, LLC | 2,909 | $3.10M | 0.18% | −1,193−29.1% | Reduced |
| Osmosis Investment Management UK Ltd | 2,911 | $3.10M | 0.14% | −4,900−62.7% | Reduced |
| HBW Advisory Services LLC | 2,916 | $3.11M | 0.28% | −198−6.4% | Reduced |
| Reynders McVeigh Capital Management, LLC | 2,930 | $3.12M | 0.14% | −40−1.3% | Reduced |
| Maridea Wealth Management LLC | 2,934 | $3.12M | 0.34% | +2,243+324.6% | Added |
| TownSquare Capital, LLC | 2,936 | $3.13M | 0.57% | +68+2.4% | Added |
| Ark Wealth Advisors LLC | 2,936 | $3.13M | 2.77% | +85+3.0% | Added |
| Synergy Financial Management, LLC | 2,941 | $3.13M | 0.30% | −24−0.8% | Reduced |
| Hilltop National Bank | 2,941 | $3.13M | 0.67% | +62+2.2% | Added |
| Legacy Financial Advisors, Inc. | 2,941 | $3.13M | 0.38% | +142+5.1% | Added |
| Resonant Capital Advisors, LLC | 2,943 | $3.13M | 0.15% | +36+1.2% | Added |
| Golden State Wealth Management, LLC | 2,948 | $3.14M | 0.29% | +3+0.1% | Added |
| Auxier Asset Management | 2,951 | $3.14M | 0.42% | 00.0% | Unchanged |
| Supplemental Annuity Collective Trust of NJ | 2,954 | $3.15M | 0.81% | −215−6.8% | Reduced |
| Global Financial Private Client, LLC | 2,959 | $3.15M | 0.85% | +64+2.2% | Added |
| Kennebec Savings Bank | 2,960 | $3.15M | 2.53% | −48−1.6% | Reduced |
| Ironwood Investment Counsel, LLC | 2,965 | $3.16M | 0.41% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 2,966 | $3.16M | 0.18% | +204+7.4% | Added |
| Telos Capital Management, Inc. | 2,967 | $3.16M | 0.28% | +16+0.5% | Added |
| Aureus Asset Management, LLC | 2,969 | $3.16M | 0.19% | −1,209−28.9% | Reduced |
| United Asset Strategies, Inc. | 2,971 | $3.16M | 0.22% | +676+29.5% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 2,972 | $3.16M | 1.05% | −200−6.3% | Reduced |
| Mechanics Financial Corp | 2,974 | $3.17M | 1.13% | +78+2.7% | Added |
| Portus Wealth Advisors, LLC | 2,974 | $3.17M | 2.61% | −49−1.6% | Reduced |
| Heartwood Wealth Advisors LLC | 2,975 | $3.17M | 0.25% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 2,980 | $3.17M | 0.20% | +997+50.3% | Added |
| First Citizens Financial Corp | 2,992 | $3.19M | 1.33% | −675−18.4% | Reduced |
| Beech Hill Advisors, Inc. | 3,000 | $3.19M | 1.41% | 00.0% | Unchanged |
| Birinyi Associates Inc | 3,000 | $3.19M | 0.76% | 00.0% | Unchanged |
| Summit Wealth Partners, LLC | 3,008 | $3.20M | 0.46% | −10−0.3% | Reduced |
| Prosperity Financial Group, Inc. | 3,009 | $3.20M | 0.99% | −95−3.1% | Reduced |
| Aspiriant, LLC | 3,008 | $3.20M | 0.08% | +144+5.0% | Added |
| Leonard Rickey Investment Advisors P.L.L.C. | 3,018 | $3.21M | 0.50% | −10.0% | Reduced |
| Purus Wealth Management, LLC | 3,027 | $3.22M | 0.89% | −11−0.4% | Reduced |
| PDS Planning, Inc | 3,032 | $3.23M | 0.19% | +102+3.5% | Added |
| Cypress Wealth Services, LLC | 3,033 | $3.23M | 0.40% | −33−1.1% | Reduced |
| Douglas Lane & Associates, LLC | 3,039 | $3.24M | 0.04% | +70+2.4% | Added |
| Quotient Wealth Partners, LLC | 3,046 | $3.24M | 0.08% | +246+8.8% | Added |
| Secured Retirement Advisors, LLC | 3,048 | $3.25M | 1.67% | +1,286+73.0% | Added |
| Venturi Wealth Management, LLC | 3,050 | $3.25M | 0.13% | +54+1.8% | Added |
| Cannon Advisors, Inc. | 3,480 | $3.25M | 1.98% | −4,212−54.8% | Reduced |
| Action Point Financial Planning, LLC | 3,064 | $3.25M | 0.33% | +2,384+350.6% | Added |
| Vivid Wealth Management, LLC | 3,067 | $3.27M | 1.15% | −860−21.9% | Reduced |
| Brookwood Investment Group LLC | 3,069 | $3.27M | 0.38% | +196+6.8% | Added |
| Belpointe Asset Management LLC | 3,078 | $3.28M | 0.11% | +497+19.3% | Added |
| Rockland Trust Co | 3,080 | $3.28M | 0.13% | −283−8.4% | Reduced |
| InTrack Investment Management Inc | 3,086 | $3.29M | 1.63% | −212−6.4% | Reduced |
| O'Domhnaill Enterprises, Inc. | 3,087 | $3.29M | 2.63% | −696−18.4% | Reduced |
| Addison Capital Co | 3,088 | $3.29M | 0.54% | −99−3.1% | Reduced |
| Nationale-Nederlanden Powszechne Towarzystwo Emerytalne S.A. | 3,093 | $3.29M | 0.18% | −28−0.9% | Reduced |
| Stamos Capital Partners, L.P. | 3,098 | $3.30M | 0.51% | −1,304−29.6% | Reduced |
| Oakworth Capital, Inc. | 3,107 | $3.31M | 0.16% | −393−11.2% | Reduced |
| Fiduciary Alliance LLC | 3,112 | $3.31M | 0.22% | −73−2.3% | Reduced |
| Counterweight Ventures, LLC | 3,113 | $3.31M | 1.65% | −245−7.3% | Reduced |
| Plancorp, LLC | 3,570 | $3.33M | 0.08% | +777+27.8% | Added |
| Quad-Cities Investment Group, LLC | 3,126 | $3.33M | 1.20% | −423−11.9% | Reduced |
| AA Financial Advisors, LLC | 3,126 | $3.33M | 0.40% | −224−6.7% | Reduced |
| Keystone Financial Group | 3,127 | $3.33M | 0.20% | +49+1.6% | Added |
| Sittner & Nelson, LLC | 3,128 | $3.33M | 1.05% | −41−1.3% | Reduced |
| NewSquare Capital LLC | 3,133 | $3.34M | 0.25% | +104+3.4% | Added |
| Visionary Wealth Advisors | 3,139 | $3.34M | 0.13% | −27−0.9% | Reduced |
| Garrett Wealth Advisory Group, LLC | 3,145 | $3.35M | 0.51% | +15+0.5% | Added |
| Invesco, LLC | 3,151 | $3.36M | 1.04% | +8+0.3% | Added |
| Alexander Labrunerie & Co., Inc. | 3,162 | $3.37M | 1.18% | −74−2.3% | Reduced |
| Roxbury Financial LLC | 3,167 | $3.37M | 2.67% | −27−0.8% | Reduced |
| LBMC Investment Advisors, LLC | 3,172 | $3.38M | 0.18% | −14−0.4% | Reduced |
| Elyxium Wealth, LLC | 3,174 | $3.38M | 0.36% | +521+19.6% | Added |
| Waterloo Capital, L.P. | 3,179 | $3.39M | 0.19% | +1,263+65.9% | Added |
| Sound Income Strategies, LLC | 3,182 | $3.39M | 0.15% | +156+5.2% | Added |
| Stiles Financial Services Inc | 3,182 | $3.39M | 0.85% | −25−0.8% | Reduced |
| MBL Wealth, LLC | 3,186 | $3.39M | 0.23% | +92+3.0% | Added |
| Menard Financial Group LLC | 3,190 | $3.40M | 1.85% | +3+0.1% | Added |
| Traphagen Investment Advisors LLC | 3,191 | $3.40M | 0.24% | −4−0.1% | Reduced |
| L2 Asset Management, LLC | 3,191 | $3.40M | 0.35% | −267−7.7% | Reduced |
| Aprio Wealth Management, LLC | 3,193 | $3.40M | 0.17% | +135+4.4% | Added |
| Rooted Wealth Advisors, Inc. | 3,195 | $3.40M | 0.83% | −24−0.7% | Reduced |
| Circle Wealth Management, LLC | 3,197 | $3.40M | 0.04% | +6+0.2% | Added |
| Provenance Wealth Advisors, LLC | 3,203 | $3.41M | 0.32% | +7+0.2% | Added |
| Anchor Bay Capital, Inc. | 4,070 | $3.42M | 1.84% | +4,070 | New |
| XML Financial, LLC | 3,211 | $3.42M | 0.25% | −1,982−38.2% | Reduced |