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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
39
+1 vs. Q2 2026
Shares held
235.0K
+17.7K (+8.2%) vs. Q2 2026
Total value
$190.7M
−$40.6M (−17.6%) vs. Q2 2026
New holders
3
12 more added
Sold out
2
18 more reduced

4,032 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Base Wealth Management LLC––––Not filed
Zinnia Wealth Advisory, LLC––––Not filed
Grant Private Wealth Management Inc––––Not filed
Wealth Quarterback LLC––––Not filed
Vantus Wealth LLC––––Not filed
Check Capital Management Inc––––Not filed
Basecamp Wealth Advisors LLC––––Not filed
GWN Securities Inc.––––Not filed
Purpose Unlimited Inc.––––Not filed
Diversified Management Inc––––Not filed
Hall Laurie J Trustee––––Not filed
Crewe Advisors LLC––––Not filed
Kohmann Bosshard Financial Services, LLC––––Not filed
Accel Wealth Management––––Not filed
Analyst IMS Investment Management Services Ltd.––––Not filed
Sunpointe, LLC––––Not filed
Woodley Farra Manion Portfolio Management Inc––––Not filed
Acorns Advisers, LLC––––Not filed
Signature Estate & Investment Advisors LLC––––Not filed
Main Street Financial Solutions, LLC––––Not filed
Ofc Financial Planning, LLC––––Not filed
Garner Asset Management Corp––––Not filed
Sawyer & Company, Inc––––Not filed
Cardiff Park Advisors, LLC––––Not filed
Arcus Capital Partners, LLC––––Not filed
Opal Wealth Advisors, LLC––––Not filed
Nadler Financial Group, Inc.––––Not filed
Summit Global Investments––––Not filed
Regent Peak Wealth Advisors LLC––––Not filed
DMG Group, LLC––––Not filed
Charis Legacy Partners, LLC––––Not filed
Sage Financial Group Inc––––Not filed
Planning Center, Inc.––––Not filed
TRB Wealth Management, LLC––––Not filed
Rossby Financial, LCC––––Not filed
W Advisors, LLC––––Not filed
Mine & Arao Wealth Creation & Management, LLC.––––Not filed
Grove Bank & Trust––––Not filed
Citizens Business Bank––––Not filed
Ridgecrest Wealth Partners, LLC––––Not filed
Novem Group––––Not filed
Kaydan Wealth Management, Inc.––––Not filed
Keystone Wealth Services, LLC––––Not filed
Mirador Capital Partners LP––––Not filed
Advisory Resource Group––––Not filed
Cooper/Haims Advisors, LLC––––Not filed
Ellevest, Inc.––––Not filed
WealthTrust Axiom LLC––––Not filed
Wulff, Hansen & Co.––––Not filed
Tennessee Valley Asset Management Partners––––Not filed
Avantra Family Wealth, Inc.––––Not filed
Fortress Private Ledger, LLC––––Not filed
Warner Group LLC––––Not filed
Merrithew & Thorsten Inc––––Not filed
BlueSky Wealth Advisors, LLC––––Not filed
Financial Partners Group, Inc––––Not filed
Taylor Hoffman Capital Management LLC––––Not filed
Silvia McColl Wealth Management, LLC––––Not filed
Nikulski Financial, Inc.––––Not filed
Range Advisory, LLC––––Not filed
Revisor Wealth Management LLC––––Not filed
Pacific Point Advisors, LLC––––Not filed
Annis Gardner Whiting Capital Advisors, LLC––––Not filed
Landaas & Co––––Not filed
Prairie Advisory, LLC––––Not filed
One Degree Advisors Inc––––Not filed
WESCAP Management Group, Inc.––––Not filed
Icapital Wealth LLC––––Not filed
Barr E S & Co––––Not filed
One Capital Management, LLC––––Not filed
Bigelow Investment Advisors, LLC––––Not filed
JB Capital LLC––––Not filed
Raab & Moskowitz Asset Management LLC––––Not filed
Liberty Square Wealth Partners LLC––––Not filed
Hilton Head Capital Partners, LLC––––Not filed
Carrera Capital Advisors––––Not filed
Valley National Advisers Inc––––Not filed
Waddell & Associates, LLC––––Not filed
Alpine Bank Wealth Management––––Not filed
Goldenstone Wealth Management LLC––––Not filed
Pacitti Group Inc.––––Not filed
Stonebridge Capital Advisors LLC––––Not filed
Contravisory Investment Management, Inc.––––Not filed
Meadow Creek Wealth Advisors LLC––––Not filed
Brady Martz Wealth Solutions, LLC––––Not filed
Seeds Investor LLC––––Not filed
Compass Capital Corp––––Not filed
McGowan Group Asset Management, Inc.––––Not filed
SeaBridge Investment Advisors LLC––––Not filed
Camden National Bank––––Not filed
Linscomb & Williams, Inc.––––Not filed
55 North Private Wealth, LLC––––Not filed
Sendero Wealth Management, LLC––––Not filed
Madison Wealth Partners, Inc––––Not filed
DHJJ Financial Advisors, Ltd.––––Not filed
BIP Wealth, LLC––––Not filed
Trinity Financial Advisors LLC––––Not filed
Waycross Partners, LLC––––Not filed
McBroom & Associates, LLC––––Not filed
49 Wealth Management, LLC––––Not filed