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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Coldstream Capital Management Inc––––Not filed
Kingswood Wealth Advisors, LLC––––Not filed
Simmons Bank––––Not filed
Insigneo Advisory Services, LLC––––Not filed
Hartford Investment Management Co––––Not filed
Shelton Capital Management––––Not filed
Sigma Planning Corp––––Not filed
Fred Alger Management, LLC––––Not filed
Apollon Wealth Management, LLC––––Not filed
Ameritas Advisory Services, LLC––––Not filed
Farmers & Merchants Investments Inc––––Not filed
Trifecta Capital Advisors, LLC––––Not filed
Symmetry Investments LP––––Not filed
Global Retirement Partners, LLC––––Not filed
Triglav Skladi, D.O.O.––––Not filed
Maryland State Retirement & Pension System––––Not filed
RSM US Wealth Management LLC––––Not filed
Integris Wealth Management, LLC––––Not filed
Dynamic Advisor Solutions LLC––––Not filed
DRH Investments, Inc.––––Not filed
Kavar Capital Partners Group, LLC––––Not filed
Ronald Blue Trust, Inc.––––Not filed
Louisiana State Employees Retirement System––––Not filed
Stratos Wealth Partners, LTD.––––Not filed
Crestwood Advisors Group LLC––––Not filed
Overbrook Management Corp––––Not filed
New Mexico Educational Retirement Board––––Not filed
Knights of Columbus Asset Advisors LLC––––Not filed
Outlook Capital Management, LLC––––Not filed
Community Bank & Trust, Waco, Texas––––Not filed
Venture Visionary Partners LLC––––Not filed
J.W. Cole Advisors, Inc.––––Not filed
Ci Investments Inc.––––Not filed
Robertson Stephens Wealth Management, LLC––––Not filed
Cornerstone Advisors, LLC––––Not filed
Wedbush Securities Inc––––Not filed
Rothschild Investment LLC––––Not filed
Cadinha & Co LLC––––Not filed
Narwhal Capital Management––––Not filed
Squarepoint Ops LLC––––Not filed
Brown Brothers Harriman & Co––––Not filed
Axxcess Wealth Management, LLC––––Not filed
Spire Wealth Management––––Not filed
Tufton Capital Management––––Not filed
NLB Skladi, upravljanje premozenja, d.o.o.––––Not filed
Logan Capital Management Inc––––Not filed
Laird Norton Trust Company, LLC––––Not filed
Greenwood Gearhart Inc––––Not filed
Canada Post Corp Registered Pension Plan––––Not filed
Traynor Capital Management, Inc.––––Not filed
McGuire Investment Group, LLC––––Not filed
Covalis Capital LLP––––Not filed
Buckingham Strategic Partners––––Not filed
James Investment Research Inc––––Not filed
Oak Ridge Investments LLC––––Not filed
Fusion Capital, LLC––––Not filed
Mutual Advisors, LLC––––Not filed
Davis R M Inc––––Not filed
Howe & Rusling Inc––––Not filed
Knuff & Co LLC––––Not filed
AG2R la Mondiale Gestion D'Actifs––––Not filed
Searle & Co.––––Not filed
Principle Wealth Partners LLC––––Not filed
Arkadios Wealth Advisors––––Not filed
Silver Oak Securities, Inc––––Not filed
Ferguson Wellman Capital Management, Inc––––Not filed
Cary Street Partners Financial LLC––––Not filed
Welch & Forbes LLC––––Not filed
Callan Family Office, LLC––––Not filed
Allied Investment Advisors, LLC––––Not filed
Citizens National Bank Trust Department––––Not filed
Calamos Wealth Management LLC––––Not filed
Summitry LLC––––Not filed
RiverFront Investment Group, LLC––––Not filed
Night Squared LP––––Not filed
Westend Capital Management, LLC––––Not filed
Empirical Finance, LLC––––Not filed
Atria Investments LLC––––Not filed
Principal Securities, Inc.––––Not filed
Resources Investment Advisors, LLC.––––Not filed
Capital Investment Counsel, LLC––––Not filed
German American Bancorp, Inc.––––Not filed
BKD Wealth Advisors, LLC––––Not filed
Griffin Asset Management, Inc.––––Not filed
Goelzer Investment Management, Inc.––––Not filed
Physicians Financial Services, Inc.––––Not filed
Wealth Group, Ltd.––––Not filed
Tiaa-Cref Individual & Institutional Services, LLC––––Not filed
Central Bank & Trust Co––––Not filed
Castleark Management LLC––––Not filed
City Holding Co––––Not filed
Mather Group, LLC.––––Not filed
Flputnam Investment Management Co––––Not filed
Close Asset Management Ltd––––Not filed
Atomi Financial Group, Inc.––––Not filed
Addenda Capital Inc.––––Not filed
Sentry LLC––––Not filed
Sigma Investment Counselors Inc––––Not filed
Spears Abacus Advisors LLC––––Not filed
Sagespring Wealth Partners, LLC––––Not filed