Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Heritage Wealth Management, Inc. | 440 | $311.7K | 0.17% | +440 | New |
| Kirr Marbach & Co LLC | 440 | $311.7K | 0.06% | 00.0% | Unchanged |
| Encompass More Asset Management | 440 | $311.8K | 0.05% | −310−41.3% | Reduced |
| Stonehaven Wealth & Tax Solutions, LLC | 441 | $312.4K | 0.28% | −237−35.0% | Reduced |
| Storen Legacy Partners, LLC | 441 | $312.6K | 0.10% | 00.0% | Unchanged |
| Ruggaard & Associates LLC | 441 | $312.6K | 0.12% | −12−2.6% | Reduced |
| Fractal Investments LLC | 442 | $313.1K | 0.04% | 00.0% | Unchanged |
| Fjell Capital, LLC | 442 | $313.1K | 0.24% | +442 | New |
| Connecticut Capital Management Group, LLC | 443 | $313.8K | 0.30% | +3+0.7% | Added |
| Edgemoor Investment Advisors, Inc. | 443 | $313.8K | 0.02% | 00.0% | Unchanged |
| Wisconsin Wealth Advisors, LLC | 443 | $313.8K | 0.31% | 00.0% | Unchanged |
| StoryOne LLC | 0 | $313.8K | 0.18% | 0 | Unchanged |
| Blue Sky Capital Consultants Group, Inc. | 444 | $314.6K | 0.15% | 00.0% | Unchanged |
| KWB Wealth | 549 | $314.8K | 0.03% | 00.0% | Unchanged |
| Pennington Partners & Co., LLC | 445 | $315.0K | 0.11% | +26+6.2% | Added |
| Piscataqua Savings Bank | 446 | $316.0K | 0.22% | 00.0% | Unchanged |
| TL Private Wealth | 400 | $316.3K | 0.12% | 00.0% | Unchanged |
| Cushing Capital Partners, LLC | 447 | $316.8K | 0.24% | +1+0.2% | Added |
| Verity & Verity, LLC | 448 | $317.4K | 0.02% | 00.0% | Unchanged |
| Summit Financial Wealth Advisors, LLC | 448 | $317.4K | 0.04% | +10+2.3% | Added |
| GSG Advisors LLC | 448 | $317.4K | 0.08% | +33+8.0% | Added |
| Discipline Wealth Solutions, LLC | 448 | $317.6K | 0.03% | −1−0.2% | Reduced |
| Balentine LLC | 449 | $318.1K | 0.01% | −239−34.7% | Reduced |
| Ironwood Investment Management LLC | 450 | $318.8K | 0.13% | −250−35.7% | Reduced |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 450 | $318.8K | 0.00% | −100−18.2% | Reduced |
| Rayburn West Financial Services LLC | 450 | $318.8K | 0.19% | 00.0% | Unchanged |
| Schwallier Wealth Management LLC | 450 | $319.0K | 0.23% | +1+0.2% | Added |
| Hoxton Planning & Management, LLC | 451 | $319.8K | 0.10% | −5−1.1% | Reduced |
| Piedmont Capital Management, LLC | 453 | $320.9K | 0.21% | +65+16.8% | Added |
| Marshall Financial Group LLC | 453 | $321.0K | 0.05% | +453 | New |
| Castleview Partners, LLC | 454 | $321.6K | 0.16% | −533−54.0% | Reduced |
| Chris Bulman Inc | 454 | $322.1K | 0.14% | −70−13.4% | Reduced |
| Sagewood Asset Management LP | 455 | $322.3K | 0.10% | +455 | New |
| Sandro Wealth Management LLC | 455 | $322.5K | 0.26% | +99+27.8% | Added |
| Tilia Fiduciary Partners, Inc. | 455 | $322.6K | 0.18% | 00.0% | Unchanged |
| Financial Concepts Unlimited, Inc. | 456 | $323.1K | 0.29% | +456 | New |
| Plante Moran Financial Advisors, LLC | 456 | $323.2K | 0.02% | −521−53.3% | Reduced |
| Fonville Wealth Management LLC | 457 | $323.8K | 0.06% | +72+18.7% | Added |
| EJMK Ventures LLC | 457 | $323.8K | 0.18% | +34+8.0% | Added |
| Schaeffer Financial LLC | 457 | $324.0K | 0.27% | 00.0% | Unchanged |
| Mosaic Financial Group, LLC | 459 | $325.0K | 0.23% | +2+0.4% | Added |
| Foronjy Financial LLC | 459 | $325.0K | 0.14% | −12−2.5% | Reduced |
| RAM Investment Partners, LLC | 459 | $325.2K | 0.06% | +248+117.5% | Added |
| Summit Wealth Group, LLC | 461 | $326.6K | 0.07% | 00.0% | Unchanged |
| Tiaa Trust, National Association | 462 | $327.3K | 0.02% | −22,265−98.0% | Reduced |
| Summit Wealth & Retirement Planning, Inc. | 463 | $328.0K | 0.08% | +36+8.4% | Added |
| Matters Capital LLC | 464 | $328.7K | 0.29% | +33+7.7% | Added |
| CoreFirst Bank & Trust | 464 | $328.7K | 0.17% | −109−19.0% | Reduced |
| Argus Investors' Counsel, Inc. | 465 | $329.4K | 0.29% | −130−21.8% | Reduced |
| Tortoise Investment Management, LLC | 465 | $329.5K | 0.03% | −386−45.4% | Reduced |
| Awm Capital, LLC | 465 | $329.8K | 0.03% | +8+1.8% | Added |
| Walker Asset Management, LLC | 466 | $329.9K | 0.18% | +10+2.2% | Added |
| Schmidt P J Investment Management Inc | 466 | $330.1K | 0.06% | +466 | New |
| ISAM Funds (UK) Ltd | 468 | $331.6K | 0.16% | −2,358−83.4% | Reduced |
| Brand Asset Management Group, Inc. | 468 | $331.6K | 0.09% | +26+5.9% | Added |
| ETF Store, Inc. | 468 | $331.6K | 0.32% | +1+0.2% | Added |
| Mosaic Family Wealth Partners, LLC | 468 | $331.9K | 0.03% | −19−3.9% | Reduced |
| Sharp Financial Services, LLC | 470 | $333.3K | 0.16% | +470 | New |
| Oversea-Chinese Banking CORP Ltd | 471 | $333.6K | 0.01% | −918−66.1% | Reduced |
| Argonautica Private Wealth Management, Inc | 471 | $333.7K | 0.10% | 00.0% | Unchanged |
| ProVise Management Group, LLC | 471 | $333.7K | 0.02% | +1+0.2% | Added |
| Maimon Wealth Management Ltd. | 500 | $333.7K | 0.29% | 00.0% | Unchanged |
| Meramec Financial Planners, LLC | 418 | $333.7K | 0.13% | 00.0% | Unchanged |
| Junk Investment Group, LLC | 471 | $333.9K | 0.18% | +471 | New |
| Fortis Capital Advisors, LLC | 471 | $333.9K | 0.04% | −31−6.2% | Reduced |
| Palisades Hudson Asset Management, L.P. | 471 | $334.0K | 0.13% | 00.0% | Unchanged |
| Planning Directions Inc | 472 | $334.2K | 0.17% | +1+0.2% | Added |
| IFG Advisory, LLC | 472 | $334.4K | 0.96% | −3,851−89.1% | Reduced |
| Schoolcraft Capital LLC | 473 | $335.1K | 0.06% | 00.0% | Unchanged |
| Greenline Wealth Management LLC | 473 | $335.2K | 0.39% | +432+1,053.7% | Added |
| Rowland & Co Investment Counsel | 473 | $335.3K | 0.07% | −100−17.5% | Reduced |
| Strategic Financial Partners, Ltd. | 473 | $335.7K | 0.14% | 00.0% | Unchanged |
| First Long Island Investors, LLC | 474 | $335.8K | 0.03% | 00.0% | Unchanged |
| Fermata Advisors, LLC | 474 | $335.9K | 0.08% | +7+1.5% | Added |
| Tranquility Partners, LLC | 474 | $336.0K | 0.13% | +117+32.8% | Added |
| National Philanthropic Trust | 475 | $336.5K | 0.00% | −146−23.5% | Reduced |
| Godfrey Financial Associates, Inc. | 475 | $336.5K | 0.29% | +1+0.2% | Added |
| First PREMIER Bank | 476 | $337.0K | 0.08% | −211−30.7% | Reduced |
| Private Client Services, LLC | 477 | $337.7K | 0.10% | 00.0% | Unchanged |
| MN Wealth Advisors, LLC | 478 | $339.0K | 0.17% | −49−9.3% | Reduced |
| Sage Mountain Advisors LLC | 479 | $339.4K | 0.02% | −3,067−86.5% | Reduced |
| Successful Portfolios LLC | 497 | $340.1K | 0.19% | −24−4.6% | Reduced |
| Seneca Financial Advisors LLC | 481 | $340.4K | 0.10% | +1+0.2% | Added |
| Clayton Financial Group LLC | 482 | $341.5K | 0.18% | −35−6.8% | Reduced |
| Shayne & Co., LLC | 482 | $341.8K | 0.11% | 00.0% | Unchanged |
| Saxony Capital Management, LLC | 483 | $342.0K | 0.20% | +91+23.2% | Added |
| Carter Financial Group, INC. | 483 | $342.2K | 0.21% | +117+32.0% | Added |
| CFO4Life Group, LLC | 483 | $342.2K | 0.05% | −143−22.8% | Reduced |
| Wrenne Financial Planning LLC | 485 | $343.4K | 0.13% | +1+0.2% | Added |
| KC Investment Advisors, LLC | 486 | $344.3K | 0.08% | +10+2.1% | Added |
| American Trust | 486 | $344.3K | 0.03% | +33+7.3% | Added |
| Napier Financial, LLC | 486 | $344.3K | 0.08% | +486 | New |
| Seven Mile Advisory | 487 | $345.0K | 0.25% | −524−51.8% | Reduced |
| Willis Johnson & Associates, Inc. | 488 | $345.9K | 0.02% | −55−10.1% | Reduced |
| Ducere Wealth Management LLC | 490 | $347.1K | 0.14% | −2−0.4% | Reduced |
| North Capital, Inc. | 490 | $347.1K | 0.29% | +20+4.3% | Added |
| Tenzing Financial LLC | 439 | $347.6K | 0.26% | +5+1.2% | Added |
| Cherrydale Wealth Management, LLC | 492 | $348.2K | 0.11% | −31−5.9% | Reduced |
| Brick & Kyle, Associates | 493 | $349.0K | 0.12% | +493 | New |
| Johnson Bixby & Associates, LLC | 494 | $350.0K | 0.04% | −27−5.2% | Reduced |