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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2026

Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
3,772
+277 vs. Q4 2025
Shares held
331.6M
+48.5M (+17.1%) vs. Q4 2025
Total value
$232.0B
+$70.2B (+43.4%) vs. Q4 2025
New holders
392
1,291 more added
Sold out
115
1,551 more reduced

47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2026: 3,772 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2026: $232.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.

Institutions holding CAT in Q1 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Silverleafe Capital Partners, LLC302$214.0K0.06%+302New
Graney & King, LLC302$214.3K0.12%−6−1.9%Reduced
Shelton Wealth Management, LLC302$214.3K0.09%−112−27.1%Reduced
Valley Forge Investment Consultants Inc Adv303$214.6K0.06%+303New
Winthrop Capital Management, LLC304$215.0K0.06%00.0%Unchanged
Resolute Capital, LLC304$215.1K0.09%+304New
Scissortail Wealth Management, LLC304$215.4K0.04%+304New
Directional Asset Management305$215.9K0.20%+305New
Tealwood Asset Management Inc307$217.0K0.10%+307New
Applied Capital LLC307$217.5K0.08%−44−12.5%Reduced
Ssi Investment Management LLC307$217.5K0.02%+307New
Apriem Advisors307$217.5K0.02%+307New
Market Street Wealth Management Advisors LLC307$217.7K0.03%+307New
Helen Stephens Group, LLC308$218.0K0.04%+308New
Trust Co of Oklahoma308$218.2K0.06%+308New
Knightsbridge Asset Management, LLC308$218.2K0.03%+308New
Canandaigua National Trust Co of Florida308$218.2K0.18%+308New
Quantum Financial Planning Services, Inc.308$218.2K0.08%+308New
Mars Jewett Financial Group, Inc.308$218.5K0.07%00.0%Unchanged
LifeWealth Investments, LLC309$218.9K0.07%−156−33.5%Reduced
Capital City Trust Co309$218.9K0.05%+309New
Cedarwood Wealth LLC309$219.0K0.22%+309New
Howard Wealth Management, LLC309$219.3K0.09%+309New
McDonough Capital Management, Inc310$219.6K0.12%+310New
BigSur Wealth Management LLC310$219.6K0.06%+310New
Global Strategic Investment Solutions, LLC310$219.6K0.02%+310New
Strategic Planning, Inc.311$220.1K0.11%+311New
Atticus Wealth Management, LLC311$220.4K0.06%+311New
Wood Tarver Financial Group, LLC313$221.0K0.06%+313New
CWC Advisors, LLC.312$221.0K0.11%+312New
Peak Asset Management, LLC312$221.0K0.04%+312New
RIA Advisory Group LLC313$221.5K0.05%+313New
Goldstein Advisors, LLC313$221.7K0.02%−112−26.4%Reduced
Dupree Financial Group, LLC313$221.7K0.09%−38−10.8%Reduced
Alliance Wealth Advisors, LLC313$221.7K0.05%+313New
Future Financial Wealth Managment LLC288$221.8K0.14%+288New
Per Stirling Capital Management, LLC.314$222.6K0.02%+314New
WealthTrust Asset Management, LLC314$222.6K0.13%+314New
Sterling Manor Financial, LLC315$222.9K0.14%+315New
Salvus Wealth Management, LLC315$223.2K0.13%+315New
C2C Wealth Management, LLC315$223.2K0.19%+315New
PMG Wealth Management, Inc.315$223.2K0.16%+315New
Clark & Stuart, Inc316$223.9K0.15%+316New
Lewis Asset Management, LLC316$223.9K0.09%+316New
Kelly Financial Group LLC317$224.6K0.06%+317New
Centennial Wealth Advisory LLC318$225.2K0.05%+318New
Hill Island Financial LLC318$225.3K0.05%+318New
BetterWealth, LLC318$225.3K0.04%+318New
Curran Financial Partners, LLC318$225.4K0.04%+318New
Flynn Zito Capital Management, LLC319$225.8K0.07%+319New
PFW Advisors LLC319$226.0K0.07%+319New
Peak Planning Group, LLC319$226.0K0.06%+319New
Thor Investment Management Inc320$226.7K0.12%+320New
Carmel Capital Partners, LLC320$226.7K0.08%+320New
Alessandra Capital Management, LLC320$226.7K0.19%+320New
MLG Wealth Management DBA Pine Grove Financial Group321$227.4K0.03%+321New
Breachway Investments LLC312$227.9K0.22%+312New
Intergy Private Wealth, LLC325$230.3K0.07%−454−58.3%Reduced
Barings LLC325$230.3K0.00%+325New
NerdWallet Wealth Partners, LLC326$231.0K0.10%+326New
Burk Holdings LLC326$231.0K0.10%+326New
Hidden Cove Wealth Management, LLC327$231.7K0.15%+327New
Towerpoint Wealth, LLC327$231.9K0.09%+327New
Belleair Asset Management, LLC328$232.4K0.21%+328New
Lazard Freres Gestion S.A.S.330$233.0K0.00%+330New
All Terrain Financial Advisors, LLC329$233.1K0.07%+329New
Serenity Investment Advisors265$233.2K0.11%+265New
Novak & Powell Financial Services, Inc.330$233.6K0.13%+330New
Broyhill Asset Management330$233.8K0.23%−40−10.8%Reduced
Fiducient Advisors LLC330$233.8K0.03%−27−7.6%Reduced
Melfa Wealth Management, LLC330$233.8K0.13%+330New
Grey Fox Wealth Advisors, LLC331$234.5K0.05%+331New
B&L Asset Management LLC331$234.5K0.10%+331New
Pinnacle Family Advisors, LLC331$234.6K0.11%+331New
Pin Oak Investment Advisors Inc332$235.0K0.17%00.0%Unchanged
Powers Advisory Group, LLC332$235.2K0.08%−40−10.8%Reduced
Swan Global Investments, LLC333$235.9K0.01%+333New
Stewardship Advisors, LLC333$235.9K0.05%+333New
Investment Advisory Group, LLC333$236.0K0.06%+333New
Clark Wealth Partners333$236.2K0.16%+21+6.7%Added
Macro Advisors, Inc.334$236.3K0.10%+334New
Vista Investment Management335$237.3K0.08%−22−6.2%Reduced
Cape Ann Savings Bank335$237.3K0.12%+335New
Strid Group, LLC335$237.3K0.03%+335New
Financial Freedom, LLC335$237.5K0.12%00.0%Unchanged
Bear Mountain Capital, Inc.298$237.9K0.07%00.0%Unchanged
Lake Street Financial LLC337$238.4K0.03%−20−5.6%Reduced
Members Wealth LLC295$238.6K0.14%+295New
Evolution Wealth Advisors, LLC337$238.8K0.02%+337New
Hurley Capital, LLC337$239.1K0.13%00.0%Unchanged
Duncan Williams Asset Management, LLC338$239.5K0.07%−100−22.8%Reduced
Aspire Capital Advisors LLC338$239.5K0.05%+338New
Triton Wealth Management, PLLC326$239.6K0.09%+2+0.6%Added
LVZ Advisors, Inc.339$240.2K0.03%−41−10.8%Reduced
Suncoast Equity Management339$240.5K0.03%+339New
Win Advisors, Inc340$240.9K0.11%+340New
FreeGulliver LLC340$240.9K0.10%+340New
Wilian Securities, LLC340$241.1K0.59%+340New
Park Capital Management, LLC341$241.4K0.24%−15−4.2%Reduced
Rench Wealth Management, Inc.341$241.5K0.07%+341New