Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Secured Retirement Advisors, LLC | 1,762 | $1.25M | 0.71% | −793−31.0% | Reduced |
| Larry Mathis Financial Planning, LLC | 1,762 | $1.25M | 1.12% | −56−3.1% | Reduced |
| DMG Group, LLC | 1,767 | $1.25M | 0.85% | −167−8.6% | Reduced |
| Taylor Financial Group, Inc. | 1,768 | $1.25M | 0.76% | +15+0.9% | Added |
| Portfolio Design Labs, LLC | 1,769 | $1.25M | 0.22% | −1,416−44.5% | Reduced |
| Davis Investment Partners, LLC | 1,771 | $1.25M | 0.44% | +1+0.1% | Added |
| Fortis Capital Management LLC | 1,772 | $1.26M | 0.17% | +1,245+236.2% | Added |
| Cpwa, LLC | 1,355 | $1.26M | 1.50% | +1,355 | New |
| Planning Alternatives Ltd | 1,774 | $1.26M | 0.16% | +297+20.1% | Added |
| Blackhawk Capital Partners LLC. | 1,775 | $1.26M | 0.46% | −654−26.9% | Reduced |
| Sanders Morris Harris LLC | 1,775 | $1.26M | 0.20% | +1,775 | New |
| Angeles Wealth Management, LLC | 1,777 | $1.26M | 0.07% | +334+23.1% | Added |
| Core Alternative Capital | 1,780 | $1.26M | 0.37% | +104+6.2% | Added |
| GWN Securities Inc. | 1,782 | $1.26M | 0.24% | +179+11.2% | Added |
| Tarbox Family Office, Inc. | 1,783 | $1.26M | 0.21% | −163−8.4% | Reduced |
| Accredited Investors Inc. | 1,785 | $1.26M | 0.07% | −3−0.2% | Reduced |
| Capstone Wealth Management Group, LLC | 1,786 | $1.27M | 0.53% | +233+15.0% | Added |
| Hamel Associates, Inc. | 1,791 | $1.27M | 0.36% | −50−2.7% | Reduced |
| Veracity Capital LLC | 1,790 | $1.27M | 0.45% | −200−10.1% | Reduced |
| KRM Wealth Management L.L.C. | 1,791 | $1.27M | 0.66% | +4+0.2% | Added |
| Alta Advisers Ltd | 1,791 | $1.27M | 0.46% | 00.0% | Unchanged |
| Quent Capital, LLC | 1,791 | $1.27M | 0.09% | +85+5.0% | Added |
| Aster Capital Management (DIFC) Ltd | 3,849 | $1.27M | 0.42% | +3,849 | New |
| Optas, LLC | 1,792 | $1.27M | 0.19% | +71+4.1% | Added |
| Rational Advisors LLC | 1,792 | $1.27M | 0.13% | −89−4.7% | Reduced |
| Redhawk Wealth Advisors, Inc. | 1,794 | $1.27M | 0.14% | +141+8.5% | Added |
| Summit Wealth Group LLC | 1,795 | $1.27M | 0.13% | +234+15.0% | Added |
| Madison Asset Management, LLC | 1,799 | $1.27M | 0.02% | −6,567−78.5% | Reduced |
| Violich Capital Management, Inc. | 1,800 | $1.28M | 0.15% | 00.0% | Unchanged |
| Lakeridge Wealth Management LLC | 1,801 | $1.28M | 0.55% | +18+1.0% | Added |
| Algebris (UK) Ltd | 1,805 | $1.28M | 0.09% | +1,805 | New |
| Lakeside Advisors, INC. | 1,803 | $1.28M | 0.85% | +15+0.8% | Added |
| LCNB Corp | 1,804 | $1.28M | 0.43% | +203+12.7% | Added |
| McBroom & Associates, LLC | 1,806 | $1.28M | 0.71% | 00.0% | Unchanged |
| Moment Partners, LLC | 1,806 | $1.28M | 0.23% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 1,806 | $1.28M | 0.02% | +1,806 | New |
| Diligent Investors, LLC | 1,806 | $1.28M | 0.32% | +104+6.1% | Added |
| J.Safra Asset Management Corp | 1,806 | $1.28M | 0.07% | 00.0% | Unchanged |
| 626 Financial, LLC | 1,807 | $1.28M | 0.57% | −207−10.3% | Reduced |
| Canal Capital Management, LLC | 1,808 | $1.28M | 0.17% | +90+5.2% | Added |
| Bensler, LLC | 1,810 | $1.28M | 0.13% | −51−2.7% | Reduced |
| Fukoku Mutual Life Insurance Co | 1,811 | $1.28M | 0.08% | 00.0% | Unchanged |
| Icon Wealth Advisors, LLC | 1,587 | $1.29M | 0.08% | −572−26.5% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,815 | $1.29M | 0.61% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 1,816 | $1.29M | 0.43% | −10−0.5% | Reduced |
| Cauble & Harre Wealth Management, Inc. | 1,412 | $1.29M | 1.03% | −170−10.7% | Reduced |
| Cornerstone Advisory, LLC | 1,818 | $1.29M | 0.12% | +12+0.7% | Added |
| Calton & Associates, Inc. | 1,820 | $1.29M | 0.19% | −489−21.2% | Reduced |
| Fairvoy Private Wealth, LLC | 1,821 | $1.29M | 0.31% | −146−7.4% | Reduced |
| Fulton Breakefield Broenniman LLC | 1,823 | $1.29M | 0.08% | −113−5.8% | Reduced |
| SFMG, LLC | 1,829 | $1.30M | 0.09% | +249+15.8% | Added |
| William John Sempolinski | 1,830 | $1.30M | 0.65% | +200+12.3% | Added |
| Baldwin Brothers Inc | 1,831 | $1.30M | 0.09% | −16−0.9% | Reduced |
| Impact Capital Partners LLC | 1,832 | $1.30M | 0.39% | +8+0.4% | Added |
| Cardiff Park Advisors, LLC | 1,836 | $1.30M | 0.10% | −1−0.1% | Reduced |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 1,840 | $1.30M | 0.00% | −568−23.6% | Reduced |
| Sterling Investment Advisors, Ltd. | 1,841 | $1.30M | 0.24% | −10−0.5% | Reduced |
| Excalibur Management Corp | 1,843 | $1.31M | 0.47% | −28−1.5% | Reduced |
| RMR Wealth Builders | 1,844 | $1.31M | 0.10% | −5−0.3% | Reduced |
| Marion Wealth Management | 1,844 | $1.31M | 0.29% | +2+0.1% | Added |
| Fiera Capital Corp | 1,845 | $1.31M | 0.00% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,845 | $1.31M | 0.07% | +128+7.5% | Added |
| Montz Harcus Wealth Management LLC | 1,848 | $1.31M | 0.53% | +17+0.9% | Added |
| Wrapmanager Inc | 1,851 | $1.31M | 0.46% | −118−6.0% | Reduced |
| Morse Asset Management, Inc | 1,852 | $1.31M | 0.27% | +9+0.5% | Added |
| Cornerstone Select Advisors, LLC | 1,853 | $1.31M | 0.82% | +133+7.7% | Added |
| Bell Bank | 1,854 | $1.31M | 0.06% | −66−3.4% | Reduced |
| Ostrum Asset Management | 1,855 | $1.31M | 0.07% | −1,717−48.1% | Reduced |
| Westmount Partners, LLC | 1,855 | $1.31M | 0.32% | +15+0.8% | Added |
| Guardian Asset Advisors, LLC | 1,856 | $1.32M | 0.77% | −46−2.4% | Reduced |
| KKM Financial LLC | 2,297 | $1.32M | 0.23% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 1,866 | $1.32M | 0.27% | +127+7.3% | Added |
| Signature Estate & Investment Advisors LLC | 1,873 | $1.33M | 0.03% | +132+7.6% | Added |
| Clear Creek Financial Management, LLC | 1,873 | $1.33M | 0.10% | +185+11.0% | Added |
| Xxi Wealth, LLC | 1,874 | $1.33M | 0.75% | +84+4.7% | Added |
| Operose Advisors LLC | 1,876 | $1.33M | 0.31% | +52+2.9% | Added |
| Ameriflex Group, Inc. | 1,878 | $1.33M | 0.67% | +334+21.6% | Added |
| Beaumont Financial Advisors, LLC | 1,882 | $1.33M | 0.09% | −52−2.7% | Reduced |
| Centurion Wealth Management LLC | 1,883 | $1.33M | 0.30% | 00.0% | Unchanged |
| Cascades Capital Asset Management, LLC | 1,884 | $1.33M | 0.56% | −204−9.8% | Reduced |
| Bill Few Associates, Inc. | 1,891 | $1.34M | 0.32% | −218−10.3% | Reduced |
| Appleton Partners Inc | 1,893 | $1.34M | 0.09% | +5+0.3% | Added |
| Tompkins Financial Corp | 1,893 | $1.34M | 0.11% | +165+9.5% | Added |
| Breakwater Capital Group | 1,899 | $1.35M | 0.18% | −55−2.8% | Reduced |
| Options Solutions, LLC | 1,900 | $1.35M | 0.98% | 00.0% | Unchanged |
| Trust Co | 1,903 | $1.35M | 0.13% | +421+28.4% | Added |
| Purkiss Capital Advisors LLC | 1,905 | $1.35M | 0.59% | 00.0% | Unchanged |
| Everpar Advisors LLC | 1,910 | $1.35M | 0.47% | +161+9.2% | Added |
| Allen Investment Management LLC | 1,913 | $1.36M | 0.02% | 00.0% | Unchanged |
| Financial Engines Advisors L.L.C. | 1,913 | $1.36M | 0.00% | −22−1.1% | Reduced |
| Sunpointe, LLC | 1,914 | $1.36M | 0.44% | +371+24.0% | Added |
| Boston Partners | 1,915 | $1.36M | 0.00% | +3+0.2% | Added |
| Waterloo Capital, L.P. | 1,916 | $1.36M | 0.10% | −70−3.5% | Reduced |
| Williamson Legacy Group, LLC | 1,925 | $1.36M | 1.02% | +920+91.5% | Added |
| Waratah Capital Advisors Ltd. | 1,928 | $1.37M | 0.12% | −26,883−93.3% | Reduced |
| First Financial Bankshares Inc | 1,929 | $1.37M | 0.03% | −71−3.6% | Reduced |
| Bedel Financial Consulting, Inc. | 1,941 | $1.38M | 0.16% | −17−0.9% | Reduced |
| Olistico Wealth, LLC | 1,942 | $1.38M | 0.68% | +35+1.8% | Added |
| Sterling Wealth Management, Inc. | 1,943 | $1.38M | 0.38% | 00.0% | Unchanged |
| Parr McKnight Wealth Management Group, LLC | 1,943 | $1.38M | 0.18% | −5−0.3% | Reduced |