Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alamar Capital Management, LLC | 1,000 | $708.5K | 0.43% | 00.0% | Unchanged |
| Prodigy Asset Management LLC | 1,000 | $708.5K | 0.24% | 00.0% | Unchanged |
| Hartree Partners, LP | 1,000 | $708.5K | 0.15% | +1,000 | New |
| CCG Wealth Management, LLC | 1,000 | $708.6K | 0.19% | +1,000 | New |
| Archford Capital Strategies, LLC | 1,001 | $709.2K | 0.08% | −190−16.0% | Reduced |
| Catalina Capital Group, LLC | 1,001 | $709.2K | 0.43% | +11+1.1% | Added |
| Warther Private Wealth, LLC | 1,001 | $709.3K | 0.17% | −741−42.5% | Reduced |
| BOK Financial Private Wealth, Inc. | 1,004 | $711.3K | 0.04% | +527+110.5% | Added |
| Financial Advisors Network, Inc. | 1,006 | $712.5K | 0.10% | −14−1.4% | Reduced |
| Garden State Investment Advisory Services LLC | 1,006 | $713.3K | 0.17% | +5+0.5% | Added |
| Myriad Asset Management US LP | 1,008 | $714.0K | 1.07% | +118+13.3% | Added |
| CWS Financial Advisors, LLC | 1,009 | $714.8K | 0.18% | +5+0.5% | Added |
| Vanguard National Trust Co | 1,009 | $714.8K | 0.05% | +1,009 | New |
| Cookson Peirce & Co Inc | 1,009 | $714.8K | 0.03% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 1,002 | $715.3K | 0.11% | 00.0% | Unchanged |
| Eaton Financial Holdings Company, LLC | 1,012 | $717.2K | 0.23% | −23−2.2% | Reduced |
| Infrastructure Capital Advisors, LLC | 1,013 | $717.7K | 0.07% | −2,086−67.3% | Reduced |
| Arbor Investment Advisors, LLC | 1,014 | $718.4K | 0.09% | 00.0% | Unchanged |
| Schneider Downs Wealth Management Advisors, LP | 1,015 | $719.1K | 0.08% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 1,017 | $720.5K | 0.18% | −59−5.5% | Reduced |
| Ledgewood Wealth Advisors, LLC | 1,017 | $720.5K | 0.41% | 00.0% | Unchanged |
| True Wealth Design, LLC | 1,017 | $720.8K | 0.20% | 00.0% | Unchanged |
| Wagner Wealth Management, Corp | 1,018 | $721.2K | 0.65% | −343−25.2% | Reduced |
| Channel Wealth LLC | 1,018 | $721.2K | 0.17% | −185−15.4% | Reduced |
| Global Assets Advisory, LLC | 1,019 | $721.9K | 0.22% | +10+1.0% | Added |
| Lodestar Private Asset Management LLC | 1,023 | $724.8K | 0.07% | +15+1.5% | Added |
| Personal Cfo Solutions, LLC | 1,025 | $725.9K | 0.10% | +169+19.7% | Added |
| Alvarez & Marsal Private Wealth Partners, LLC | 1,025 | $726.2K | 0.10% | +1,025 | New |
| Mowery & Schoenfeld Wealth Management, LLC | 1,025 | $726.2K | 1.11% | −15−1.4% | Reduced |
| Private Wealth Partners, LLC | 1,027 | $727.6K | 0.06% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 1,028 | $728.6K | 0.38% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 808 | $729.1K | 0.29% | 00.0% | Unchanged |
| Security National Bank of Sioux City Iowa | 1,030 | $729.7K | 0.43% | −34−3.2% | Reduced |
| Vista Investment Partners II, LLC | 1,033 | $731.9K | 0.33% | −73−6.6% | Reduced |
| Aventura Private Wealth, LLC | 1,033 | $731.9K | 0.27% | 00.0% | Unchanged |
| Eubel Brady & Suttman Asset Management Inc | 1,035 | $733.0K | 0.09% | +20+2.0% | Added |
| CFC Planning Co LLC | 1,035 | $733.3K | 0.53% | −5,531−84.2% | Reduced |
| N.E.W. Advisory Services LLC | 1,035 | $733.5K | 0.05% | +8+0.8% | Added |
| Southland Equity Partners LLC | 1,036 | $734.3K | 0.14% | +106+11.4% | Added |
| Dala Group, LLC | 1,043 | $735.4K | 0.61% | +25+2.5% | Added |
| Arsenal Capital Advisors LLC | 1,039 | $736.1K | 0.53% | +3+0.3% | Added |
| Wealth Management Nebraska | 1,039 | $736.2K | 0.07% | +31+3.1% | Added |
| Mogy Joel R Investment Counsel Inc | 1,050 | $743.9K | 0.05% | −150−12.5% | Reduced |
| Fairfield, Bush & Co. | 1,050 | $743.9K | 0.41% | −50−4.5% | Reduced |
| Stonebrook Private Inc. | 1,052 | $745.4K | 0.16% | +33+3.2% | Added |
| Wall Street Financial Group, Inc. | 1,053 | $746.1K | 0.44% | +60+6.0% | Added |
| Wealth Advisors of Iowa, LLC | 1,054 | $747.0K | 0.23% | +1+0.1% | Added |
| North Berkeley Wealth Management, LLC | 1,055 | $747.4K | 0.40% | −173−14.1% | Reduced |
| Gradient Capital Advisors, LLC | 1,056 | $748.0K | 0.19% | −64−5.7% | Reduced |
| Miller Wealth Advisors, LLC | 1,056 | $748.1K | 0.29% | 00.0% | Unchanged |
| Richmond Investment Services, LLC | 1,057 | $749.2K | 0.12% | +247+30.5% | Added |
| Formidable Asset Management, LLC | 1,308 | $749.5K | 0.12% | +26+2.0% | Added |
| Peachtree Investment Partners, LLC | 1,060 | $750.9K | 0.29% | +24+2.3% | Added |
| Crestmont Private Wealth LLC | 1,060 | $751.0K | 0.24% | +63+6.3% | Added |
| Phillips Wealth Planners LLC | 811 | $751.6K | 0.57% | −112−12.1% | Reduced |
| Van Cleef Asset Management,Inc | 1,063 | $753.1K | 0.08% | −25−2.3% | Reduced |
| SkyOak Wealth, LLC | 1,064 | $753.5K | 0.14% | 00.0% | Unchanged |
| Onyx Financial Advisors, LLC | 1,064 | $753.7K | 0.31% | +2+0.2% | Added |
| Ewa, LLC | 1,064 | $753.8K | 0.17% | +170+19.0% | Added |
| Crown Wealth Group, LLC | 1,064 | $753.8K | 0.22% | +42+4.1% | Added |
| Compass Financial Group, INC | 1,065 | $754.3K | 0.11% | +1+0.1% | Added |
| D'Orazio & Associates, Inc. | 1,071 | $758.4K | 0.10% | +8+0.8% | Added |
| Wealth Dimensions Group, Ltd. | 1,071 | $758.7K | 0.15% | −10−0.9% | Reduced |
| Legacy Financial Group, Inc. | 1,074 | $760.8K | 0.20% | −3−0.3% | Reduced |
| Greenwood Capital Associates LLC | 1,074 | $760.9K | 0.08% | 00.0% | Unchanged |
| Sym Financial Corp | 1,075 | $761.4K | 0.08% | +28+2.7% | Added |
| CJM Wealth Advisers, Ltd. | 1,075 | $761.6K | 0.23% | −132−10.9% | Reduced |
| Aspire Growth Partners LLC | 1,077 | $762.8K | 0.52% | +2+0.2% | Added |
| Vestia Personal Wealth Advisors | 1,080 | $764.8K | 0.36% | +4+0.4% | Added |
| Meridian Wealth Advisors, LLC | 1,082 | $766.2K | 0.10% | +14+1.3% | Added |
| Mayfair Advisory Group, LLC | 1,085 | $768.4K | 0.27% | +260+31.5% | Added |
| Dock Street Asset Management Inc | 1,085 | $768.7K | 0.08% | +1,085 | New |
| Trust Co of Kansas | 1,085 | $769.0K | 0.42% | −100−8.4% | Reduced |
| Crews Bank & Trust | 1,087 | $770.1K | 0.11% | −47−4.1% | Reduced |
| Koss-Olinger Consulting, LLC | 1,088 | $770.8K | 0.06% | −126−10.4% | Reduced |
| Ade, LLC | 1,090 | $772.3K | 0.37% | 00.0% | Unchanged |
| CMT Capital Markets Trading GmbH | 1,093 | $774.0K | 0.36% | −4,469−80.3% | Reduced |
| Strategies Wealth Advisors, LLC | 1,094 | $774.9K | 0.08% | +240+28.1% | Added |
| 360 Financial, Inc. | 1,095 | $775.8K | 0.23% | 00.0% | Unchanged |
| Pathway Wealth Management LLC | 1,095 | $775.8K | 0.73% | 00.0% | Unchanged |
| Landmark Wealth Management, LLC | 1,095 | $775.9K | 0.21% | +1,095 | New |
| Range Advisory, LLC | 1,096 | $776.5K | 0.14% | +424+63.1% | Added |
| Home Federal Bank of Tennessee | 1,097 | $777.2K | 0.19% | +113+11.5% | Added |
| B.O.S.S. Retirement Advisors, LLC | 1,099 | $778.9K | 0.24% | −38−3.3% | Reduced |
| Royal Capital Wealth Management, LLC | 1,100 | $779.3K | 0.49% | 00.0% | Unchanged |
| Center for Wealth Management Advisory | 1,100 | $779.3K | 0.56% | 00.0% | Unchanged |
| New Paradigm Capital Management, LLC | 1,100 | $779.3K | 1.66% | +1,100 | New |
| Lynx Investment Advisory | 1,101 | $779.7K | 0.37% | −3−0.3% | Reduced |
| Haven Private, LLC | 1,101 | $780.0K | 0.34% | +17+1.6% | Added |
| Verus Financial Partners, Inc. | 1,010 | $780.8K | 0.07% | −54−5.1% | Reduced |
| Paul Damon & Associates, Inc. | 1,104 | $782.5K | 0.35% | −383−25.8% | Reduced |
| Verum Partners LLC | 1,105 | $782.5K | 0.15% | +50+4.7% | Added |
| American State Bank (Iowa) | 1,108 | $785.0K | 0.38% | +6+0.5% | Added |
| Coastwise Capital Group, LLC | 1,110 | $786.0K | 0.44% | −16−1.4% | Reduced |
| Firestone Capital Management | 1,113 | $788.3K | 0.16% | +5+0.5% | Added |
| Kornitzer Capital Management Inc | 1,113 | $788.5K | 0.02% | −13−1.2% | Reduced |
| Alesco Advisors LLC | 1,113 | $788.5K | 0.02% | +99+9.8% | Added |
| Sunflower Bank, N.A. | 1,114 | $789.2K | 0.20% | −215−16.2% | Reduced |
| Chicago Trust Co NA | 1,116 | $790.6K | 0.13% | −3−0.3% | Reduced |
| Tennessee Valley Asset Management Partners | 1,118 | $792.3K | 0.10% | −1−0.1% | Reduced |