Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,543
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smith, Moore & Co. | 10,761 | $6.16M | 0.47% | −473−4.2% | Reduced |
| Lifeworks Advisors, LLC | 10,711 | $6.14M | 0.79% | −1,538−12.6% | Reduced |
| Harbour Investments, Inc. | 10,702 | $6.13M | 0.12% | +2,679+33.4% | Added |
| GTS Securities LLC | 10,694 | $6.13M | 0.21% | +8,528+393.7% | Added |
| BCJ Capital Management, LLC | 10,642 | $6.10M | 0.35% | +6,271+143.5% | Added |
| Tritonpoint Wealth, LLC | 10,627 | $6.09M | 0.62% | −494−4.4% | Reduced |
| Perryman Financial Advisory Inc | 10,612 | $6.08M | 0.89% | +10,612 | New |
| Terry L. Blaker | 10,575 | $6.06M | 0.22% | −415−3.8% | Reduced |
| Vinva Investment Management Ltd | 10,465 | $6.04M | 0.08% | −5,107−32.8% | Reduced |
| Jefferies Financial Group Inc. | 10,524 | $6.03M | 0.05% | −17,948−63.0% | Reduced |
| Focus Financial Network, Inc. | 10,524 | $6.03M | 0.21% | +16+0.2% | Added |
| Zhang Financial LLC | 10,485 | $6.01M | 0.22% | −91−0.9% | Reduced |
| Old National Bancorp | 10,447 | $5.98M | 0.10% | +85+0.8% | Added |
| MV Capital Management, Inc. | 10,417 | $5.97M | 0.57% | −114−1.1% | Reduced |
| Studio Investment Management LLC | 10,330 | $5.92M | 1.08% | −796−7.2% | Reduced |
| SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co | 9,140 | $5.91M | 4.11% | +5,066+124.3% | Added |
| RB Capital Management, LLC | 10,282 | $5.89M | 1.20% | +59+0.6% | Added |
| Creative Financial Designs Inc | 10,270 | $5.88M | 0.37% | −269−2.6% | Reduced |
| Azimuth Capital Investment Management LLC | 10,240 | $5.87M | 0.21% | −125−1.2% | Reduced |
| Diversified Trust Co | 10,234 | $5.86M | 0.11% | +2,404+30.7% | Added |
| Lowe Brockenbrough & Co Inc | 10,210 | $5.85M | 0.29% | −242−2.3% | Reduced |
| Mystic Asset Management, Inc. | 10,203 | $5.84M | 1.32% | −335−3.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 10,195 | $5.84M | 0.06% | +323+3.3% | Added |
| Whalerock Point Partners, LLC | 10,172 | $5.83M | 1.11% | 00.0% | Unchanged |
| Procyon Private Wealth Partners, LLC | 10,163 | $5.82M | 0.29% | −50−0.5% | Reduced |
| Stenger Family Office, LLC | 10,077 | $5.77M | 1.19% | +1,293+14.7% | Added |
| Asset One Wealth Management LLC | 8,325 | $5.75M | 0.79% | +8,325 | New |
| Finer Wealth Management, Inc. | 10,039 | $5.75M | 2.78% | −123−1.2% | Reduced |
| Sound View Wealth Advisors Group, LLC | 10,023 | $5.74M | 0.39% | −389−3.7% | Reduced |
| Fisher Funds Management LTD | 10,023 | $5.74M | 0.15% | 00.0% | Unchanged |
| Alight Capital Management LP | 10,000 | $5.73M | 1.54% | −5,000−33.3% | Reduced |
| Graham Capital Management, L.P. | 10,000 | $5.73M | 0.20% | +10,000 | New |
| MEMBERS Trust Co | 9,986 | $5.72M | 0.19% | −1,315−11.6% | Reduced |
| Kinloch Capital, LLC | 9,979 | $5.72M | 2.46% | −79−0.8% | Reduced |
| Twinbeech Capital LP | 9,925 | $5.69M | 0.40% | +9,925 | New |
| WealthPlan Investment Management, LLC | 9,921 | $5.68M | 0.36% | +4,458+81.6% | Added |
| McKinley Carter Wealth Services, Inc. | 9,909 | $5.68M | 0.32% | −146−1.5% | Reduced |
| Los Angeles Capital Management LLC | 9,727 | $5.67M | 0.02% | −41,624−81.1% | Reduced |
| Ramirez Asset Management, Inc. | 9,850 | $5.64M | 0.74% | 00.0% | Unchanged |
| Hixon Zuercher, LLC | 9,825 | $5.63M | 1.71% | −951−8.8% | Reduced |
| BNP Paribas | 9,799 | $5.63M | 0.16% | +4,113+72.3% | Added |
| Compagnie Lombard Odier SCmA | 9,810 | $5.62M | 0.06% | +1,700+21.0% | Added |
| Mattern Wealth Management LLC | 9,808 | $5.62M | 1.08% | −25−0.3% | Reduced |
| Gluskin Sheff & Assoc Inc | 9,805 | $5.62M | 0.78% | −390−3.8% | Reduced |
| Alerus Financial NA | 9,801 | $5.61M | 0.27% | +8,907+996.3% | Added |
| RFG - Bristol Wealth Advisors, LLC | 9,796 | $5.61M | 1.56% | −171−1.7% | Reduced |
| Investor's Fiduciary Advisor Network, LLC | 9,737 | $5.58M | 1.20% | −429−4.2% | Reduced |
| Naples Global Advisors, LLC | 9,717 | $5.57M | 0.42% | −185−1.9% | Reduced |
| LMG Wealth Partners, LLC | 9,703 | $5.56M | 1.04% | −523−5.1% | Reduced |
| Group One Trading, L.P. | 9,694 | $5.55M | 0.16% | +6,708+224.6% | Added |
| Denali Advisors LLC | 9,694 | $5.55M | 0.62% | +8,075+498.8% | Added |
| First Dallas Securities Inc. | 9,690 | $5.55M | 2.07% | −200−2.0% | Reduced |
| Verdence Capital Advisors LLC | 9,688 | $5.55M | 0.33% | −1,871−16.2% | Reduced |
| Thoroughbred Financial Services, LLC | 9,675 | $5.54M | 0.33% | −304−3.0% | Reduced |
| Pinnacle Holdings, LLC | 9,657 | $5.53M | 1.87% | +407+4.4% | Added |
| RMB Capital Management, LLC | 9,620 | $5.51M | 0.10% | −21−0.2% | Reduced |
| 1st Source Bank | 9,599 | $5.50M | 0.29% | −18−0.2% | Reduced |
| Mission Wealth Management, LP | 9,551 | $5.47M | 0.11% | −746−7.2% | Reduced |
| Indiana Trust & Investment Management CO | 9,519 | $5.45M | 1.61% | +1,085+12.9% | Added |
| IHT Wealth Management, LLC | 9,499 | $5.45M | 0.13% | −357−3.6% | Reduced |
| Advisors Asset Management, Inc. | 9,501 | $5.44M | 0.09% | +2,252+31.1% | Added |
| Cumberland Advisors Inc | 9,500 | $5.44M | 2.06% | −50−0.5% | Reduced |
| Liberty One Investment Management, LLC | 9,497 | $5.44M | 0.70% | −8,830−48.2% | Reduced |
| Hartford Financial Management Inc. | 9,493 | $5.44M | 1.41% | +130+1.4% | Added |
| M&G Plc | 9,444 | $5.41M | 0.03% | −1,516−13.8% | Reduced |
| Jackson Square Capital, LLC | 9,432 | $5.40M | 1.07% | +51+0.5% | Added |
| Wellington Shields & Co., LLC | 9,417 | $5.39M | 1.33% | +509+5.7% | Added |
| Mercuria Capital Strategies, LLC | 9,410 | $5.39M | 3.06% | −5,080−35.1% | Reduced |
| Schnieders Capital Management, LLC. | 9,378 | $5.37M | 0.84% | −80−0.8% | Reduced |
| RFG Advisory, LLC | 9,371 | $5.37M | 0.10% | +1,559+20.0% | Added |
| Choate Investment Advisors | 9,360 | $5.36M | 0.11% | −1,636−14.9% | Reduced |
| Capital Asset Advisory Services LLC | 8,600 | $5.36M | 0.22% | −1,787−17.2% | Reduced |
| Nilsine Partners, LLC | 9,333 | $5.35M | 0.46% | +57+0.6% | Added |
| Forty-three Eighteen Advisors, LLC | 9,312 | $5.33M | 4.14% | +9,312 | New |
| Snowden Capital Advisors LLC | 9,306 | $5.33M | 0.14% | −896−8.8% | Reduced |
| Nikko Asset Management Americas, Inc. | 9,306 | $5.33M | 0.06% | −852−8.4% | Reduced |
| Cullen Investment Group, Ltd. | 8,612 | $5.32M | 0.69% | −58−0.7% | Reduced |
| Scopus Asset Management, L.P. | 9,244 | $5.30M | 0.15% | −26,025−73.8% | Reduced |
| Alberta Investment Management Corp | 9,200 | $5.27M | 0.03% | −800−8.0% | Reduced |
| Brendel Financial Advisors LLC | 9,192 | $5.27M | 2.59% | −122−1.3% | Reduced |
| Cornerstone Wealth Group, LLC | 9,159 | $5.25M | 0.36% | +166+1.8% | Added |
| Concord Wealth Partners | 9,092 | $5.21M | 0.68% | −88−1.0% | Reduced |
| Coastline Trust Co | 9,077 | $5.20M | 0.49% | +2,547+39.0% | Added |
| Iowa State Bank | 9,050 | $5.18M | 0.97% | −173−1.9% | Reduced |
| Douglass Winthrop Advisors, LLC | 9,049 | $5.18M | 0.09% | +228+2.6% | Added |
| Buckley Wealth Management, LLC | 8,995 | $5.15M | 1.37% | −155−1.7% | Reduced |
| Great Valley Advisor Group, Inc. | 8,989 | $5.15M | 0.10% | −77−0.8% | Reduced |
| Savvy Advisors, Inc. | 8,975 | $5.14M | 0.17% | +2,961+49.2% | Added |
| First National Bank & Trust Co of Newtown | 8,967 | $5.14M | 0.94% | −130−1.4% | Reduced |
| Evercore Wealth Management, LLC | 8,956 | $5.13M | 0.08% | −777−8.0% | Reduced |
| RiverFront Investment Group, LLC | 8,915 | $5.11M | 0.08% | +1,552+21.1% | Added |
| Ameritas Investment Partners, Inc. | 8,871 | $5.08M | 0.15% | −1,451−14.1% | Reduced |
| Delta Capital Management LLC | 8,870 | $5.08M | 2.85% | −1,000−10.1% | Reduced |
| Financial Enhancement Group LLC | 7,871 | $5.08M | 0.66% | +146+1.9% | Added |
| National Asset Management, Inc. | 8,843 | $5.07M | 0.24% | −54−0.6% | Reduced |
| Profund Advisors LLC | 8,821 | $5.05M | 0.15% | −656−6.9% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 8,799 | $5.04M | 2.81% | −399−4.3% | Reduced |
| Mill Capital Management, LLC | 8,799 | $5.04M | 0.36% | 00.0% | Unchanged |
| United Capital Management of KS, Inc. | 8,751 | $5.01M | 0.70% | −543−5.8% | Reduced |
| NorthRock Partners, LLC | 8,744 | $5.01M | 0.08% | −3,796−30.3% | Reduced |