Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| O'Rourke & Company, Inc | 906 | $432.1K | 0.18% | −40−4.2% | Reduced |
| Signature Resources Capital Management, LLC | 909 | $433.7K | 0.24% | −3−0.3% | Reduced |
| Novare Capital Management LLC | 910 | $434.1K | 0.03% | 00.0% | Unchanged |
| Heritage Financial Services, LLC | 911 | $434.7K | 0.04% | +2+0.2% | Added |
| Waterford Advisors, LLC | 911 | $434.7K | 0.15% | −7,405−89.0% | Reduced |
| Black Diamond Financial, LLC | 911 | $434.9K | 0.05% | +200+28.1% | Added |
| Laraway Financial Inc | 913 | $435.7K | 0.30% | +100+12.3% | Added |
| Verus Financial Partners, Inc. | 914 | $436.3K | 0.04% | 00.0% | Unchanged |
| Van Cleef Asset Management,Inc | 915 | $436.6K | 0.04% | 00.0% | Unchanged |
| Winslow Asset Management Inc | 915 | $437.0K | 0.08% | +10+1.1% | Added |
| James J. Burns & Company, LLC | 917 | $437.4K | 0.07% | −18−1.9% | Reduced |
| Chemistry Wealth Management LLC | 917 | $437.5K | 0.08% | +26+2.9% | Added |
| Aster Capital Management (DIFC) Ltd | 918 | $438.0K | 0.22% | −12,290−93.0% | Reduced |
| Principal Street Partners, LLC | 918 | $438.0K | 0.07% | −1,200−56.7% | Reduced |
| WNY Asset Management, LLC | 920 | $439.0K | 0.04% | −100−9.8% | Reduced |
| Centerpoint Advisory Group | 920 | $439.0K | 0.34% | −50−5.2% | Reduced |
| Second Line Capital, LLC | 920 | $439.0K | 0.09% | +369+67.0% | Added |
| Central Pacific Bank - Trust Division | 921 | $439.5K | 0.05% | −163−15.0% | Reduced |
| Anchor Capital Advisors LLC | 922 | $439.9K | 0.01% | 00.0% | Unchanged |
| Manchester Financial Inc | 924 | $440.7K | 0.09% | 00.0% | Unchanged |
| Mullaney, Keating & Wright, Inc. | 925 | $441.4K | 0.25% | +25+2.8% | Added |
| Strategic Financial Concepts, LLC | 926 | $441.8K | 0.06% | +17+1.9% | Added |
| Great Diamond Partners, LLC | 926 | $441.8K | 0.09% | −4−0.4% | Reduced |
| Ellsworth Advisors, LLC | 828 | $442.1K | 0.09% | −11,633−93.4% | Reduced |
| Ballew Advisors, Inc | 840 | $443.3K | 0.25% | −9−1.1% | Reduced |
| American Institute for Advanced Investment Management, LLP | 930 | $443.8K | 0.29% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 926 | $444.2K | 0.07% | +144+18.4% | Added |
| Jag Capital Management, LLC | 931 | $444.4K | 0.05% | −148−13.7% | Reduced |
| Wedgewood Investors Inc | 933 | $445.2K | 0.49% | 00.0% | Unchanged |
| First United Bank Trust | 935 | $446.1K | 0.14% | 00.0% | Unchanged |
| Southland Equity Partners LLC | 936 | $446.6K | 0.09% | +7+0.8% | Added |
| Bouchey Financial Group Ltd | 936 | $446.8K | 0.03% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 917 | $446.8K | 0.19% | +917 | New |
| Legacy Edge Advisors, LLC | 937 | $447.1K | 0.05% | +140+17.6% | Added |
| Planned Solutions, Inc. | 940 | $448.5K | 0.16% | +296+46.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 941 | $449.0K | 0.02% | +129+15.9% | Added |
| Chase Investment Counsel Corp | 947 | $451.0K | 0.13% | +133+16.3% | Added |
| Almanack Investment Partners, LLC. | 947 | $451.9K | 0.07% | −4,761−83.4% | Reduced |
| Abbot Financial Management, Inc. | 950 | $453.3K | 0.19% | 00.0% | Unchanged |
| First Community Trust NA | 951 | $453.8K | 0.35% | −99−9.4% | Reduced |
| Washington Trust Bank | 951 | $453.8K | 0.03% | −22−2.3% | Reduced |
| Legacy Advisors, LLC | 953 | $454.9K | 0.06% | +953 | New |
| Crown Wealth Group, LLC | 954 | $455.2K | 0.14% | +113+13.4% | Added |
| Rockingstone Advisors LLC | 956 | $456.2K | 0.23% | −380−28.4% | Reduced |
| Virtue Capital Management, LLC | 2,210 | $457.3K | 0.10% | +770+53.5% | Added |
| Stanley-Laman Group, Ltd. | 960 | $458.1K | 0.07% | +960 | New |
| Holistic Financial Partners | 960 | $458.1K | 0.19% | +99+11.5% | Added |
| ORG Partners LLC | 962 | $459.5K | 0.08% | +350+57.2% | Added |
| Keebeck Wealth Management, LLC | 964 | $460.0K | 0.05% | +75+8.4% | Added |
| Manchester Capital Management LLC | 965 | $460.4K | 0.06% | −23−2.3% | Reduced |
| Old North State Trust, LLC | 971 | $463.0K | 0.28% | +16+1.7% | Added |
| Ring Mountain Capital, LLC | 977 | $466.0K | 0.26% | −23−2.3% | Reduced |
| RW Investment Management LLC | 977 | $466.1K | 0.05% | +1+0.1% | Added |
| Plante Moran Financial Advisors, LLC | 977 | $466.2K | 0.03% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 979 | $467.1K | 0.11% | 00.0% | Unchanged |
| Crestmont Private Wealth LLC | 979 | $467.1K | 0.15% | +74+8.2% | Added |
| Apexium Financial, LP | 979 | $467.2K | 0.02% | +12+1.2% | Added |
| Wealth Management Nebraska | 980 | $467.7K | 0.06% | −4−0.4% | Reduced |
| Laffer Tengler Investments | 981 | $468.1K | 0.07% | −570−36.8% | Reduced |
| SPC Financial, Inc. | 982 | $468.7K | 0.04% | −29−2.9% | Reduced |
| Wall Street Financial Group, Inc. | 983 | $469.0K | 0.34% | +110+12.6% | Added |
| Arcus Capital Partners, LLC | 984 | $469.3K | 0.21% | −6−0.6% | Reduced |
| Home Federal Bank of Tennessee | 984 | $469.5K | 0.13% | 00.0% | Unchanged |
| Sym Financial Corp | 985 | $469.9K | 0.05% | −77−7.3% | Reduced |
| Nautilus Advisors LLC | 988 | $471.3K | 0.32% | 00.0% | Unchanged |
| Dale Q Rice Investment Management Ltd | 944 | $472.3K | 0.33% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 990 | $472.4K | 0.29% | 00.0% | Unchanged |
| AXA S.A. | 993 | $473.8K | 0.24% | −169,813−99.4% | Reduced |
| QTR Family Wealth, LLC | 997 | $475.6K | 0.23% | +148+17.4% | Added |
| Sivia Capital Partners, LLC | 998 | $476.4K | 0.13% | +51+5.4% | Added |
| First Western Trust Bank | 1,000 | $477.1K | 0.02% | −128−11.3% | Reduced |
| Prodigy Asset Management LLC | 1,000 | $477.1K | 0.22% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 1,000 | $477.1K | 0.16% | +45+4.7% | Added |
| Alpha Wealth Funds, LLC | 1,000 | $477.1K | 0.39% | +1,000 | New |
| Stonebrook Private Inc. | 1,001 | $477.6K | 0.10% | +3+0.3% | Added |
| CWS Financial Advisors, LLC | 1,004 | $479.1K | 0.13% | 00.0% | Unchanged |
| Master's Wealth Management Inc. | 1,004 | $479.1K | 0.21% | +66+7.0% | Added |
| Dover Advisors, LLC | 1,005 | $479.4K | 0.19% | −7−0.7% | Reduced |
| Financial Advisors Network, Inc. | 1,006 | $480.0K | 0.07% | 00.0% | Unchanged |
| First Financial Corp | 1,008 | $481.0K | 0.19% | −300−22.9% | Reduced |
| West Wealth Group, LLC | 902 | $481.9K | 0.11% | +76+9.2% | Added |
| NFP Retirement, Inc. | 1,010 | $482.1K | 0.03% | −12−1.2% | Reduced |
| TCFG Wealth Management, LLC | 1,011 | $482.3K | 0.19% | −146−12.6% | Reduced |
| Cookson Peirce & Co Inc | 1,012 | $482.9K | 0.02% | +3+0.3% | Added |
| Global Assets Advisory, LLC | 1,014 | $483.8K | 0.14% | −20−1.9% | Reduced |
| Alesco Advisors LLC | 1,014 | $483.8K | 0.01% | 00.0% | Unchanged |
| Hutchinson Capital Management | 1,016 | $484.8K | 0.08% | 00.0% | Unchanged |
| Arbor Investment Advisors, LLC | 1,017 | $485.3K | 0.06% | 00.0% | Unchanged |
| Ledgewood Wealth Advisors, LLC | 1,017 | $485.3K | 0.29% | 00.0% | Unchanged |
| Good Steward Wealth Advisors,LLC | 1,017 | $485.3K | 0.34% | +4+0.4% | Added |
| HORAN Wealth, LLC | 1,023 | $488.1K | 0.08% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 1,023 | $488.2K | 0.18% | +66+6.9% | Added |
| Legacy Financial Group, Inc. | 1,024 | $488.5K | 0.13% | +103+11.2% | Added |
| Haven Private, LLC | 1,024 | $488.6K | 0.22% | −271−20.9% | Reduced |
| Bender Robert & Associates | 1,024 | $488.6K | 0.11% | 00.0% | Unchanged |
| Credit Industriel Et Commercial | 1,025 | $489.1K | 0.08% | −2,438−70.4% | Reduced |
| Mowery & Schoenfeld Wealth Management, LLC | 1,025 | $489.1K | 0.84% | −147−12.5% | Reduced |
| Private Wealth Partners, LLC | 1,027 | $490.0K | 0.03% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 1,027 | $490.0K | 0.04% | 00.0% | Unchanged |
| North Berkeley Wealth Management, LLC | 1,028 | $490.5K | 0.39% | 00.0% | Unchanged |