Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co | 4,074 | $2.33M | 1.66% | +2,200+117.4% | Added |
| Pinnacle West Asset Management, Inc. | 4,886 | $2.33M | 1.51% | +16+0.3% | Added |
| BankPlus Trust Department | 4,892 | $2.33M | 0.62% | −1,320−21.2% | Reduced |
| Dumont & Blake Investment Advisors LLC | 4,914 | $2.34M | 0.57% | −40−0.8% | Reduced |
| Westwood Holdings Group Inc. | 4,914 | $2.35M | 0.02% | −1,893−27.8% | Reduced |
| Exencial Wealth Advisors, LLC | 4,931 | $2.35M | 0.08% | +52+1.1% | Added |
| Woodmont Investment Counsel LLC | 4,955 | $2.36M | 0.16% | +37+0.8% | Added |
| Bellwether Advisors, LLC | 4,968 | $2.37M | 0.39% | +4,828+3,448.6% | Added |
| Opes Wealth Management LLC | 4,979 | $2.38M | 0.42% | +27+0.5% | Added |
| WBH Advisory Inc | 4,981 | $2.38M | 0.18% | 00.0% | Unchanged |
| Papp L Roy & Associates | 4,982 | $2.38M | 0.27% | 00.0% | Unchanged |
| Haverford Trust Co | 4,983 | $2.38M | 0.02% | −14−0.3% | Reduced |
| Atlas Brown,Inc. | 4,987 | $2.38M | 0.70% | −132−2.6% | Reduced |
| Guardian Investment Management | 4,987 | $2.38M | 2.08% | 00.0% | Unchanged |
| Pallas Capital Advisors LLC | 4,995 | $2.38M | 0.09% | −138−2.7% | Reduced |
| Cladis Investment Advisory, LLC | 5,000 | $2.39M | 1.37% | 00.0% | Unchanged |
| Wolff Financial Management LLC | 5,002 | $2.39M | 0.55% | 00.0% | Unchanged |
| Benedict Financial Advisors Inc | 5,017 | $2.39M | 0.52% | −154−3.0% | Reduced |
| Next Century Growth Investors LLC | 5,032 | $2.40M | 0.18% | +27+0.5% | Added |
| David Loasby | 4,937 | $2.40M | 0.19% | +45+0.9% | Added |
| Journey Strategic Wealth LLC | 5,051 | $2.41M | 0.07% | −97−1.9% | Reduced |
| XML Financial, LLC | 5,051 | $2.41M | 0.20% | +509+11.2% | Added |
| Connecticut Wealth Management, LLC | 5,088 | $2.43M | 0.11% | −165−3.1% | Reduced |
| Camden Capital, LLC | 5,091 | $2.43M | 0.17% | −301−5.6% | Reduced |
| Bell Asset Management Ltd | 5,115 | $2.44M | 0.67% | −6,716−56.8% | Reduced |
| HCR Wealth Advisors | 4,978 | $2.44M | 0.25% | +1,000+25.1% | Added |
| Garde Capital, Inc. | 5,122 | $2.44M | 0.12% | −237−4.4% | Reduced |
| Beacon Investment Advisors LLC | 5,123 | $2.44M | 1.00% | +29+0.6% | Added |
| Hager Investment Management Services, LLC | 5,164 | $2.46M | 1.33% | −444−7.9% | Reduced |
| Northern Financial Advisors Inc | 5,169 | $2.47M | 1.29% | +139+2.8% | Added |
| Rodgers Brothers Inc. | 5,176 | $2.47M | 0.30% | 00.0% | Unchanged |
| Perkins Coie Trust Co | 5,177 | $2.47M | 0.46% | −411−7.4% | Reduced |
| Horizon Kinetics Asset Management LLC | 5,182 | $2.47M | 0.03% | −2,547−33.0% | Reduced |
| True North Advisors, LLC | 5,184 | $2.47M | 0.39% | +126+2.5% | Added |
| Core Wealth Advisors, Inc. | 5,219 | $2.49M | 0.65% | −136−2.5% | Reduced |
| Eldridge Investment Advisors, Inc. | 5,235 | $2.50M | 0.57% | −20.0% | Reduced |
| First Horizon Corp | 5,241 | $2.50M | 0.12% | +5,241 | New |
| ARS Wealth Advisors Group, LLC | 5,242 | $2.50M | 0.25% | +28+0.5% | Added |
| Nwam LLC | 4,909 | $2.50M | 0.14% | +253+5.4% | Added |
| Advisor OS, LLC | 5,259 | $2.51M | 0.22% | +995+23.3% | Added |
| Morton Community Bank | 4,352 | $2.51M | 0.58% | +3,755+629.0% | Added |
| Checchi Capital Advisers, LLC | 5,296 | $2.53M | 0.17% | −320−5.7% | Reduced |
| Rollins Financial Advisors, LLC | 5,326 | $2.54M | 0.38% | +107+2.1% | Added |
| Resources Management Corp | 5,330 | $2.54M | 0.33% | −900−14.4% | Reduced |
| AIA Group Ltd | 5,330 | $2.54M | 0.04% | +2,024+61.2% | Added |
| Silverlake Wealth Management LLC | 5,337 | $2.55M | 0.62% | +9+0.2% | Added |
| International Assets Investment Management, LLC | 6,515 | $2.55M | 0.21% | 00.0% | Unchanged |
| SCS Capital Management LLC | 5,341 | $2.55M | 0.03% | −124−2.3% | Reduced |
| High Falls Advisors, Inc | 5,342 | $2.55M | 0.52% | +356+7.1% | Added |
| Caisse des Depots Et Consignations | 5,348 | $2.55M | 0.11% | +5,348 | New |
| Ti-Trust, Inc | 5,356 | $2.56M | 1.61% | 00.0% | Unchanged |
| Convergence Investment Partners, LLC | 5,358 | $2.56M | 0.57% | −265−4.7% | Reduced |
| Nations Financial Group Inc, | 5,357 | $2.56M | 0.16% | −43−0.8% | Reduced |
| Mayflower Financial Advisors, LLC | 5,360 | $2.56M | 0.32% | +1,365+34.2% | Added |
| Permanent Capital Management, LP | 5,369 | $2.56M | 0.48% | +5,369 | New |
| Advisors Management Group Inc | 5,380 | $2.57M | 0.45% | −69−1.3% | Reduced |
| Trust Point Inc. | 5,418 | $2.59M | 0.21% | −22−0.4% | Reduced |
| IFC Advisors LLC | 5,424 | $2.59M | 0.47% | +238+4.6% | Added |
| Garrett Investment Advisors LLC | 5,427 | $2.59M | 0.21% | −167−3.0% | Reduced |
| Moody National Bank Trust Division | 5,430 | $2.59M | 0.22% | +314+6.1% | Added |
| Redmond Asset Management, LLC | 5,436 | $2.59M | 0.64% | −660−10.8% | Reduced |
| LOM Asset Management Ltd | 5,452 | $2.60M | 0.79% | +166+3.1% | Added |
| BNP Paribas | 5,686 | $2.60M | 0.08% | −25,238−81.6% | Reduced |
| WealthPlan Investment Management, LLC | 5,463 | $2.61M | 0.17% | −529−8.8% | Reduced |
| IFG Advisory, LLC | 5,477 | $2.61M | 0.12% | −93−1.7% | Reduced |
| Richard Bernstein Advisors LLC | 5,483 | $2.62M | 0.07% | −7,885−59.0% | Reduced |
| Intellectus Partners, LLC | 5,496 | $2.62M | 0.51% | +3+0.1% | Added |
| Monticello Wealth Management, LLC | 5,516 | $2.63M | 0.18% | +1,989+56.4% | Added |
| Alaethes Wealth LLC | 5,517 | $2.63M | 0.75% | −256−4.4% | Reduced |
| Ingalls & Snyder LLC | 5,540 | $2.64M | 0.09% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 5,545 | $2.65M | 0.21% | −171−3.0% | Reduced |
| Woodard & Co Asset Management Group Inc | 5,548 | $2.65M | 0.43% | +284+5.4% | Added |
| Bartlett & Co. Wealth Management LLC | 5,567 | $2.66M | 0.04% | +154+2.8% | Added |
| TKG Advisors, LLC | 5,572 | $2.66M | 1.14% | −876−13.6% | Reduced |
| Cascade Investment Advisors, Inc. | 5,576 | $2.66M | 1.61% | −4−0.1% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 5,580 | $2.66M | 1.20% | −179−3.1% | Reduced |
| SIR Capital Management, L.P. | 5,600 | $2.67M | 0.24% | +5,600 | New |
| Beaton Management Co. Inc. | 5,603 | $2.67M | 1.22% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 5,471 | $2.69M | 0.07% | +196+3.7% | Added |
| First National Bank Sioux Falls | 5,653 | $2.70M | 0.84% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 5,677 | $2.71M | 0.55% | −197−3.4% | Reduced |
| Essex Savings Bank | 5,684 | $2.71M | 0.61% | −100−1.7% | Reduced |
| Am Investment Strategies LLC | 5,694 | $2.72M | 0.59% | +329+6.1% | Added |
| MASTERINVEST Kapitalanlage GmbH | 5,699 | $2.72M | 0.27% | −1,862−24.6% | Reduced |
| Chapin Davis, Inc. | 5,746 | $2.74M | 0.67% | −131−2.2% | Reduced |
| Eads & Heald Wealth Management | 5,756 | $2.75M | 1.31% | −277−4.6% | Reduced |
| Watershed Private Wealth LLC | 5,756 | $2.75M | 0.87% | 00.0% | Unchanged |
| Trueblood Wealth Management, LLC | 5,756 | $2.75M | 1.07% | −158−2.7% | Reduced |
| Pinnbrook Capital Management LP | 5,758 | $2.75M | 0.51% | −1,186−17.1% | Reduced |
| HHM Wealth Advisors, LLC | 5,759 | $2.75M | 0.32% | −123−2.1% | Reduced |
| Oddo BHF Asset Management SAS | 5,778 | $2.76M | 0.10% | −687−10.6% | Reduced |
| Huntleigh Advisors, Inc. | 5,783 | $2.76M | 0.47% | +185+3.3% | Added |
| Stratos Wealth Advisors, LLC | 5,796 | $2.77M | 0.13% | −5−0.1% | Reduced |
| Investment House LLC | 5,808 | $2.77M | 0.13% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 5,816 | $2.77M | 0.14% | −308−5.0% | Reduced |
| Sandler Capital Management | 5,835 | $2.78M | 1.02% | +5,835 | New |
| Cordatus Wealth Management LLC | 5,874 | $2.80M | 0.66% | +40+0.7% | Added |
| Drive Wealth Management, LLC | 5,881 | $2.81M | 0.59% | −3−0.1% | Reduced |
| Orleans Capital Management Corp | 5,885 | $2.81M | 1.82% | −1,793−23.4% | Reduced |
| Catalytic Wealth RIA, LLC | 5,906 | $2.82M | 0.09% | +2,509+73.9% | Added |