Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Howard Hughes Medical Institute | 101 | $48.2K | 0.03% | −2−1.9% | Reduced |
| Northwest Capital Management Inc | 101 | $48.4K | 0.05% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 103 | $49.1K | 0.01% | 00.0% | Unchanged |
| Evergreen Private Wealth LLC | 104 | $49.6K | 0.02% | +10+10.6% | Added |
| Bellevue Asset Management, LLC | 106 | $50.7K | 0.02% | 00.0% | Unchanged |
| CBIZ Investment Advisory Services, LLC | 107 | $51.1K | 0.00% | +9+9.2% | Added |
| Curat Global, LLC | 110 | $52.5K | 0.05% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 110 | $52.5K | 0.03% | 00.0% | Unchanged |
| Essential Partners LLC | 114 | $54.4K | 0.02% | +57+100.0% | Added |
| Pineridge Advisors LLC | 117 | $55.8K | 0.02% | 00.0% | Unchanged |
| Halbert Hargrove Global Advisors, LLC | 122 | $58.4K | 0.00% | +48+64.9% | Added |
| Robinswood Financial LLC | 124 | $59.2K | 0.02% | 00.0% | Unchanged |
| Park Place Capital Corp | 124 | $59.2K | 0.01% | 00.0% | Unchanged |
| Redmont Wealth Advisors LLC | 129 | $61.6K | 0.09% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 130 | $62.1K | 0.02% | +27+26.2% | Added |
| GoalVest Advisory LLC | 133 | $63.5K | 0.01% | 00.0% | Unchanged |
| Millstone Evans Group, LLC | 134 | $63.9K | 0.04% | 00.0% | Unchanged |
| Syntax Research, Inc. | 135 | $64.4K | 0.04% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 136 | $64.9K | 0.01% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 137 | $65.0K | 0.01% | +26+23.4% | Added |
| Cape Investment Advisory, Inc. | 137 | $65.4K | 0.06% | −315−69.7% | Reduced |
| Strive Asset Management, LLC | 138 | $65.8K | 0.04% | +138 | New |
| Guerra Advisors Inc | 142 | $67.8K | 0.03% | +142 | New |
| University of Texas/Texas Am Investment Managment Co | 145 | $69.2K | 0.01% | 00.0% | Unchanged |
| RMG Wealth Management LLC | 136 | $69.9K | 0.01% | 00.0% | Unchanged |
| IMA Wealth, Inc. | 148 | $70.6K | 0.01% | +1+0.7% | Added |
| Private Wealth Management Group, LLC | 149 | $71.1K | 0.02% | −2−1.3% | Reduced |
| Mark Sheptoff Financial Planning, LLC | 152 | $72.5K | 0.03% | 00.0% | Unchanged |
| Midwest Capital Advisors, LLC | 153 | $72.8K | 0.04% | +1+0.7% | Added |
| Banque de Luxembourg S.A. | 158 | $75.4K | 0.04% | +1+0.6% | Added |
| Quest 10 Wealth Builders, Inc. | 158 | $75.4K | 0.07% | +9+6.0% | Added |
| Tacita Capital Inc | 159 | $75.9K | 0.05% | 00.0% | Unchanged |
| Richardson Financial Services Inc. | 161 | $76.8K | 0.05% | +46+40.0% | Added |
| High Note Wealth, LLC | 164 | $78.3K | 0.02% | +2+1.2% | Added |
| Morgan Dempsey Capital Management LLC | 165 | $78.7K | 0.04% | −15−8.3% | Reduced |
| CGC Financial Services, LLC | 166 | $79.2K | 0.02% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 168 | $80.2K | 0.02% | −318−65.4% | Reduced |
| Financial Management Professionals, Inc. | 172 | $82.1K | 0.01% | −3−1.7% | Reduced |
| Activest Wealth Management | 177 | $84.5K | 0.02% | +51+40.5% | Added |
| Founders Capital Management | 180 | $85.9K | 0.05% | 00.0% | Unchanged |
| Abich Financial Wealth Management LLC | 184 | $87.8K | 0.03% | +184 | New |
| Proathlete Wealth Management LLC | 188 | $89.8K | 0.03% | −4−2.1% | Reduced |
| TruNorth Capital Management, LLC | 189 | $90.2K | 0.02% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 189 | $90.3K | 0.04% | 00.0% | Unchanged |
| Silicon Valley Capital Partners | 191 | $91.3K | 0.01% | +41+27.3% | Added |
| Murphy & Mullick Capital Management Corp | 189 | $92.1K | 0.07% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 198 | $94.5K | 0.07% | +11+5.9% | Added |
| Capital Advisors, Ltd. LLC | 199 | $95.0K | 0.01% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $95.4K | 0.04% | 00.0% | Unchanged |
| Evelyn Partners Investment Management (Europe) Ltd | 200 | $95.4K | 0.03% | 00.0% | Unchanged |
| Broadwater Capital Management LLC | 200 | $95.4K | 0.07% | −77,442−99.7% | Reduced |
| Atlantic Private Wealth, LLC | 216 | $102.8K | 0.07% | +1+0.5% | Added |
| Centerpoint Advisors, LLC | 215 | $103.0K | 0.03% | 00.0% | Unchanged |
| Marshall & Sterling Wealth Advisors Inc. | 218 | $103.7K | 0.07% | +1+0.5% | Added |
| Covestor Ltd | 217 | $104.0K | 0.06% | −225−50.9% | Reduced |
| Canton Hathaway, LLC | 217 | $104.0K | 0.02% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 218 | $104.0K | 0.01% | +25+13.0% | Added |
| Sumitomo Mitsui Financial Group, Inc. | 221 | $104.2K | 0.00% | +221 | New |
| Motco | 220 | $105.0K | 0.01% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 225 | $107.4K | 0.03% | −831−78.7% | Reduced |
| Kerr Financial Planning Corp | 193 | $107.6K | 0.15% | +193 | New |
| Horrell Capital Management, Inc. | 226 | $107.8K | 0.05% | 00.0% | Unchanged |
| Creative Capital Management Investments LLC | 228 | $108.8K | 0.03% | 00.0% | Unchanged |
| Sachetta, LLC | 229 | $109.3K | 0.04% | +70+44.0% | Added |
| Financial Life Planners | 230 | $110.0K | 0.07% | +230 | New |
| Pathway Financial Advisers, LLC | 234 | $111.2K | 0.03% | +234 | New |
| Kings Path Partners LLC | 237 | $113.1K | 0.04% | 00.0% | Unchanged |
| JNBA Financial Advisors | 239 | $114.0K | 0.01% | −100−29.5% | Reduced |
| Clayton Financial Group LLC | 240 | $114.5K | 0.08% | +240 | New |
| Optiver Holding B.V. | 243 | $115.9K | 0.00% | +243 | New |
| BFSG, LLC | 245 | $116.9K | 0.01% | −45−15.5% | Reduced |
| Darwin Advisors, LLC | 247 | $117.9K | 0.04% | +1+0.4% | Added |
| Horizons Wealth Management | 249 | $118.8K | 0.08% | 00.0% | Unchanged |
| St. Johns Investment Management Company, LLC | 250 | $119.3K | 0.05% | 00.0% | Unchanged |
| FSA Wealth Management LLC | 250 | $119.4K | 0.04% | −100−28.6% | Reduced |
| MTM Investment Management, LLC | 251 | $119.8K | 0.04% | 00.0% | Unchanged |
| Fairscale Capital, LLC | 253 | $120.7K | 0.08% | 00.0% | Unchanged |
| TSFG, LLC | 254 | $121.0K | 0.02% | −25−9.0% | Reduced |
| Delos Wealth Advisors, LLC | 257 | $122.6K | 0.08% | 00.0% | Unchanged |
| Tower View Investment Management & Research LLC | 265 | $126.4K | 0.07% | 00.0% | Unchanged |
| Hughes Financial Services, LLC | 223 | $127.3K | 0.02% | +1+0.5% | Added |
| Winch Advisory Services, LLC | 267 | $127.4K | 0.03% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 268 | $127.9K | 0.08% | −10−3.6% | Reduced |
| Barrett & Company, Inc. | 268 | $128.0K | 0.04% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 269 | $128.4K | 0.07% | +35+15.0% | Added |
| WPG Advisers, LLC | 276 | $131.7K | 0.10% | +41+17.4% | Added |
| Clean Yield Group | 278 | $132.6K | 0.04% | +60+27.5% | Added |
| Catherine Avery Investment Management LLC | 283 | $135.0K | 0.09% | −5−1.7% | Reduced |
| Centennial Bank | 283 | $135.0K | 0.05% | 00.0% | Unchanged |
| Dunhill Financial, LLC | 285 | $136.1K | 0.04% | +101+54.9% | Added |
| Acadian Asset Management LLC | 290 | $137.0K | 0.00% | −16,987−98.3% | Reduced |
| Morton Brown Family Wealth, LLC | 290 | $138.4K | 0.04% | −21−6.8% | Reduced |
| TCTC Holdings, LLC | 292 | $139.3K | 0.00% | 00.0% | Unchanged |
| New Millennium Group LLC | 294 | $140.3K | 0.06% | +274+1,370.0% | Added |
| Winthrop Capital Management, LLC | 304 | $145.0K | 0.04% | 00.0% | Unchanged |
| Graney & King, LLC | 307 | $146.5K | 0.10% | −4−1.3% | Reduced |
| Grey Fox Wealth Advisors, LLC | 312 | $148.9K | 0.03% | +312 | New |
| Global Wealth Strategies & Associates | 331 | $158.0K | 0.04% | +33+11.1% | Added |
| Pin Oak Investment Advisors Inc | 332 | $158.4K | 0.11% | 00.0% | Unchanged |
| Bank of New Hampshire | 333 | $158.9K | 0.04% | 00.0% | Unchanged |