Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smallwood Wealth Investment Management, LLC | 1,028 | $490.7K | 0.25% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 1,029 | $490.8K | 0.06% | +17+1.7% | Added |
| Moss Adams Wealth Advisors LLC | 1,029 | $491.0K | 0.04% | +117+12.8% | Added |
| Central Valley Advisors, LLC | 1,032 | $492.4K | 0.15% | +55+5.6% | Added |
| Angeles Wealth Management, LLC | 1,034 | $493.4K | 0.03% | +25+2.5% | Added |
| Syntegra Private Wealth Group, LLC | 1,037 | $494.8K | 0.05% | +24+2.4% | Added |
| Touchstone Capital, Inc. | 1,038 | $495.1K | 0.25% | +1,038 | New |
| Elgethun Capital Management | 1,038 | $496.2K | 0.09% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 1,042 | $497.4K | 0.20% | +4+0.4% | Added |
| Lynx Investment Advisory | 1,044 | $498.3K | 0.30% | +10+1.0% | Added |
| Leigh Baldwin & Co., LLC | 1,045 | $499.0K | 0.28% | +40+4.0% | Added |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 1,048 | $500.1K | 0.17% | 00.0% | Unchanged |
| Verum Partners LLC | 1,048 | $500.1K | 0.11% | −11−1.0% | Reduced |
| LJI Wealth Management, LLC | 1,049 | $500.5K | 0.09% | −76−6.8% | Reduced |
| Rockline Wealth Management, LLC | 1,049 | $500.5K | 0.10% | 00.0% | Unchanged |
| AdvisorShares Investments LLC | 1,050 | $501.0K | 0.08% | +1,050 | New |
| Clarity Wealth Advisors, LLC | 1,052 | $501.8K | 0.11% | −26−2.4% | Reduced |
| Commonwealth Financial Services, LLC | 1,053 | $502.5K | 0.09% | +69+7.0% | Added |
| Antonelli Financial Advisors, LLC | 1,053 | $502.5K | 0.34% | 00.0% | Unchanged |
| Balboa Wealth Partners | 1,055 | $503.2K | 0.09% | −30−2.8% | Reduced |
| Miller Wealth Advisors, LLC | 1,056 | $503.9K | 0.20% | 00.0% | Unchanged |
| First Hawaiian Bank | 1,056 | $503.9K | 0.06% | +12+1.1% | Added |
| Crowley Wealth Management, Inc. | 1,057 | $504.4K | 0.40% | 00.0% | Unchanged |
| Warther Private Wealth, LLC | 1,057 | $504.5K | 0.12% | −209−16.5% | Reduced |
| Onyx Financial Advisors, LLC | 1,059 | $505.2K | 0.22% | +4+0.4% | Added |
| Formidable Asset Management, LLC | 1,302 | $505.5K | 0.08% | −30−2.3% | Reduced |
| Eaton Financial Holdings Company, LLC | 1,063 | $507.2K | 0.14% | −11−1.0% | Reduced |
| Security National Bank of Sioux City Iowa | 1,064 | $507.7K | 0.33% | 00.0% | Unchanged |
| Canvas Wealth Advisors, LLC | 1,020 | $507.8K | 0.09% | −32−3.0% | Reduced |
| Magnolia Capital Advisors LLC | 1,067 | $509.2K | 0.13% | +118+12.4% | Added |
| Consilium Wealth Advisory, LLC | 1,068 | $509.6K | 0.20% | −13−1.2% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 1,070 | $510.6K | 0.09% | −230−17.7% | Reduced |
| Wealth Dimensions Group, Ltd. | 1,071 | $510.8K | 0.11% | −9−0.8% | Reduced |
| Aspire Growth Partners LLC | 1,072 | $511.3K | 0.37% | −3−0.3% | Reduced |
| DeDora Capital, Inc. | 1,072 | $511.4K | 0.12% | 00.0% | Unchanged |
| Greenwood Capital Associates LLC | 1,074 | $512.5K | 0.06% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,076 | $513.4K | 0.02% | 00.0% | Unchanged |
| Chesley Taft & Associates LLC | 1,077 | $513.9K | 0.02% | −10−0.9% | Reduced |
| Lodestar Private Asset Management LLC | 1,079 | $514.8K | 0.05% | +237+28.1% | Added |
| Fragasso Group Inc. | 1,036 | $515.9K | 0.03% | +47+4.8% | Added |
| Phillips Wealth Planners LLC | 1,044 | $517.2K | 0.43% | +16+1.6% | Added |
| City National Bank of Florida | 1,084 | $517.2K | 0.34% | −27−2.4% | Reduced |
| Tower Wealth Partners, Inc. | 1,090 | $520.1K | 0.29% | −113−9.4% | Reduced |
| Financial Advisors, LLC | 1,090 | $520.1K | 0.09% | 00.0% | Unchanged |
| Ade, LLC | 1,090 | $520.1K | 0.26% | +1,090 | New |
| Baker Boyer National Bank | 1,092 | $521.0K | 0.17% | +91+9.1% | Added |
| 360 Financial, Inc. | 1,095 | $522.5K | 0.17% | +150+15.9% | Added |
| 49 Wealth Management, LLC | 1,095 | $522.7K | 0.05% | +29+2.7% | Added |
| Intrua Financial, LLC | 1,096 | $523.0K | 0.06% | −166−13.2% | Reduced |
| Cantor Fitzgerald Investment Adviser L.P. | 1,100 | $524.9K | 0.04% | 00.0% | Unchanged |
| Royal Capital Wealth Management, LLC | 1,100 | $524.9K | 0.32% | 00.0% | Unchanged |
| Okabena Investment Services Inc | 1,100 | $524.9K | 0.10% | +5+0.5% | Added |
| SkyOak Wealth, LLC | 1,101 | $525.2K | 0.10% | 00.0% | Unchanged |
| B.O.S.S. Retirement Advisors, LLC | 1,101 | $525.5K | 0.13% | −247−18.3% | Reduced |
| Hengehold Capital Management LLC | 1,103 | $526.4K | 0.04% | +11+1.0% | Added |
| Full Sail Capital, LLC | 1,106 | $527.7K | 0.03% | +6+0.5% | Added |
| Firestone Capital Management | 1,107 | $528.3K | 0.11% | −300−21.3% | Reduced |
| MJP Associates Inc | 1,109 | $529.0K | 0.07% | +138+14.2% | Added |
| Keeler Thomas Management LLC | 1,111 | $530.1K | 0.22% | −54−4.6% | Reduced |
| CoreFirst Bank & Trust | 1,111 | $530.1K | 0.29% | −20−1.8% | Reduced |
| Fiduciary Financial Group, LLC | 1,114 | $531.5K | 0.08% | −799−41.8% | Reduced |
| Laurel Wealth Advisors LLC | 1,117 | $533.0K | 0.07% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 1,119 | $533.9K | 0.02% | +177+18.8% | Added |
| Spring Capital Management, LLC | 1,120 | $534.4K | 0.26% | 00.0% | Unchanged |
| Compass Financial Group, INC | 1,120 | $534.6K | 0.08% | −21−1.8% | Reduced |
| Maxele Advisors, LLC | 1,120 | $534.6K | 0.46% | −14−1.2% | Reduced |
| Annex Advisory Services, LLC | 1,121 | $534.9K | 0.01% | −21−1.8% | Reduced |
| Adamsbrown Wealth Consultants LLC | 1,121 | $535.0K | 0.15% | +52+4.9% | Added |
| WealthShield Partners, LLC | 1,122 | $535.4K | 0.06% | +18+1.6% | Added |
| Rational Advisors LLC | 1,122 | $535.4K | 0.05% | −1,111−49.8% | Reduced |
| Gradient Capital Advisors, LLC | 1,125 | $536.6K | 0.14% | −8−0.7% | Reduced |
| Chico Wealth RIA | 1,127 | $537.5K | 0.37% | +201+21.7% | Added |
| Severin Investments, LLC | 1,128 | $538.0K | 0.48% | +230+25.6% | Added |
| Regatta Capital Group, LLC | 1,128 | $538.1K | 0.08% | −82−6.8% | Reduced |
| Bay Capital Advisors, LLC | 1,128 | $538.2K | 0.35% | 00.0% | Unchanged |
| Citizens & Northern Corp | 1,130 | $539.2K | 0.13% | +179+18.8% | Added |
| Quadcap Wealth Management, LLC | 1,136 | $542.0K | 0.06% | +2+0.2% | Added |
| Vista Investment Partners II, LLC | 1,139 | $543.5K | 0.25% | −30−2.6% | Reduced |
| LifeWealth Investments, LLC | 1,140 | $544.0K | 0.08% | +466+69.1% | Added |
| Morey & Quinn Wealth Partners, LLC | 1,141 | $544.4K | 0.40% | −25−2.1% | Reduced |
| Itau Unibanco Holding S.A. | 1,141 | $544.4K | 0.02% | +838+276.6% | Added |
| Kornitzer Capital Management Inc | 1,142 | $544.9K | 0.01% | −86−7.0% | Reduced |
| Seven Mile Advisory | 1,144 | $545.9K | 0.09% | +624+120.0% | Added |
| Sunbeam Capital Management, LLC | 1,146 | $546.7K | 0.34% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 1,148 | $547.8K | 0.15% | +100+9.5% | Added |
| Rakuten Investment Management, Inc. | 12,109 | $547.9K | 0.00% | +12,109 | New |
| Foster Victor Wealth Advisors, LLC | 1,101 | $548.1K | 0.03% | +231+26.6% | Added |
| Alan B. Lancz & Associates, Inc. | 1,150 | $548.7K | 0.50% | 00.0% | Unchanged |
| Koss-Olinger Consulting, LLC | 1,413 | $549.0K | 0.05% | −56−3.8% | Reduced |
| NorthStar Asset Management LLC | 1,151 | $549.1K | 0.26% | 00.0% | Unchanged |
| NTV Asset Management LLC | 1,151 | $549.3K | 0.06% | +91+8.6% | Added |
| Paul Damon & Associates, Inc. | 1,152 | $549.8K | 0.26% | +144+14.3% | Added |
| Pettyjohn, Wood & White, Inc | 1,153 | $550.2K | 0.09% | +88+8.3% | Added |
| American State Bank (Iowa) | 1,154 | $550.6K | 0.28% | +10+0.9% | Added |
| Vestia Personal Wealth Advisors | 1,155 | $551.1K | 0.32% | +149+14.8% | Added |
| Legacy Financial Group LLC | 1,155 | $551.2K | 0.07% | +1+0.1% | Added |
| United Community Bank | 1,156 | $551.6K | 0.17% | +233+25.2% | Added |
| Baker Tilly Wealth Management, LLC | 1,159 | $553.0K | 0.12% | −224−16.2% | Reduced |
| Enterprise Financial Services Corp | 1,163 | $554.9K | 0.29% | −192−14.2% | Reduced |
| Coastwise Capital Group, LLC | 1,168 | $557.2K | 0.39% | +21+1.8% | Added |