Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,902
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,180 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Old West Investment Management, LLC | 4,458 | $1.47M | 0.53% | +4,458 | New |
| Norden Group LLC | 4,453 | $1.47M | 0.17% | −760−14.6% | Reduced |
| 1 North Wealth Services LLC | 4,453 | $1.47M | 0.68% | −657−12.9% | Reduced |
| Charter Research & Investment Group, Inc. | 4,450 | $1.47M | 1.12% | 00.0% | Unchanged |
| Norway Savings Bank | 4,445 | $1.47M | 0.83% | −18−0.4% | Reduced |
| Venturi Wealth Management, LLC | 4,437 | $1.46M | 0.08% | −80−1.8% | Reduced |
| Ameriflex Group, Inc. | 4,432 | $1.46M | 0.60% | +989+28.7% | Added |
| RS Crum Inc. | 4,430 | $1.46M | 0.39% | 00.0% | Unchanged |
| Am Investment Strategies LLC | 4,429 | $1.46M | 0.35% | +45+1.0% | Added |
| Sunbelt Securities, Inc. | 4,421 | $1.46M | 0.13% | +713+19.2% | Added |
| Burke & Herbert Bank & Trust Co | 4,415 | $1.46M | 0.35% | +215+5.1% | Added |
| Founders Financial Securities LLC | 4,712 | $1.45M | 0.12% | +1,052+28.7% | Added |
| Blue Chip Partners, Inc. | 4,378 | $1.44M | 0.12% | −4−0.1% | Reduced |
| NBC Securities, Inc. | 4,376 | $1.44M | 0.12% | +4,370+72,833.3% | Added |
| XML Financial, LLC | 4,375 | $1.44M | 0.13% | +74+1.7% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,371 | $1.44M | 0.05% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 4,358 | $1.44M | 0.08% | +6+0.1% | Added |
| Rockland Trust Co | 4,352 | $1.44M | 0.07% | −598−12.1% | Reduced |
| Flaharty Asset Management, LLC | 4,342 | $1.43M | 0.21% | −255−5.5% | Reduced |
| Amarillo National Bank | 4,334 | $1.43M | 0.28% | 00.0% | Unchanged |
| Cyndeo Wealth Partners, LLC | 4,332 | $1.43M | 0.09% | −837−16.2% | Reduced |
| Newbridge Financial Services Group, Inc. | 4,330 | $1.43M | 0.35% | −61−1.4% | Reduced |
| Diligent Investors, LLC | 4,325 | $1.43M | 0.35% | −475−9.9% | Reduced |
| RiverFront Investment Group, LLC | 4,324 | $1.43M | 0.03% | +1,395+47.6% | Added |
| Secured Retirement Advisors, LLC | 4,324 | $1.43M | 0.92% | −7,512−63.5% | Reduced |
| Oak Harvest Investment Services | 4,319 | $1.42M | 0.20% | −36−0.8% | Reduced |
| GPS Wealth Strategies Group, LLC | 4,311 | $1.42M | 0.19% | −420−8.9% | Reduced |
| Sit Investment Associates Inc | 4,300 | $1.42M | 0.03% | 00.0% | Unchanged |
| Transamerica Financial Advisors, Inc. | 4,299 | $1.42M | 0.14% | +135+3.2% | Added |
| BTG Pactual Asset Management US LLC | 4,298 | $1.42M | 0.18% | −5,668−56.9% | Reduced |
| Roman Butler Fullerton & Co | 4,828 | $1.42M | 0.55% | −87−1.8% | Reduced |
| Tower Bridge Advisors | 4,293 | $1.42M | 0.16% | +200+4.9% | Added |
| RNC Capital Management LLC | 4,280 | $1.41M | 0.07% | +1,948+83.5% | Added |
| Savvy Advisors, Inc. | 4,267 | $1.41M | 0.14% | +227+5.6% | Added |
| Eqis Capital Management, Inc. | 4,266 | $1.41M | 0.12% | −46−1.1% | Reduced |
| Motiv8 Investments LLC | 4,262 | $1.41M | 0.93% | 00.0% | Unchanged |
| Courier Capital LLC | 4,262 | $1.41M | 0.09% | −72−1.7% | Reduced |
| Univest Financial Corp | 4,257 | $1.40M | 0.09% | −141−3.2% | Reduced |
| IVC Wealth Advisors LLC | 4,253 | $1.40M | 0.75% | +268+6.7% | Added |
| Signal Advisors Wealth, LLC | 4,249 | $1.40M | 0.14% | −85−2.0% | Reduced |
| Smithfield Trust Co | 4,252 | $1.40M | 0.07% | +140+3.4% | Added |
| Trinity Legacy Partners, LLC | 3,968 | $1.40M | 0.35% | −14,031−78.0% | Reduced |
| Boothbay Fund Management, LLC | 4,240 | $1.40M | 0.05% | +4,240 | New |
| Portside Wealth Group, LLC | 4,239 | $1.40M | 0.23% | −315−6.9% | Reduced |
| Cardiff Park Advisors, LLC | 4,233 | $1.40M | 0.14% | −17−0.4% | Reduced |
| Wealthspan Partners, LLC | 4,226 | $1.39M | 0.64% | −10−0.2% | Reduced |
| Werlinich Asset Management, LLC | 4,217 | $1.39M | 0.88% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,214 | $1.39M | 0.81% | 00.0% | Unchanged |
| Redwood Investment Management, LLC | 4,198 | $1.38M | 0.15% | +4,198 | New |
| Csenge Advisory Group | 4,683 | $1.38M | 0.08% | −407−8.0% | Reduced |
| Aureus Asset Management, LLC | 4,178 | $1.38M | 0.10% | 00.0% | Unchanged |
| Allen Capital Group, LLC | 4,173 | $1.38M | 0.16% | −74−1.7% | Reduced |
| Midland Wealth Advisors LLC | 4,173 | $1.38M | 0.08% | −67−1.6% | Reduced |
| Wilkins Investment Counsel Inc | 4,170 | $1.38M | 0.20% | −100−2.3% | Reduced |
| Acorn Wealth Advisors, LLC | 4,166 | $1.37M | 0.57% | 00.0% | Unchanged |
| Washington Trust Co | 4,165 | $1.37M | 0.05% | −130−3.0% | Reduced |
| Hardy Reed LLC | 4,151 | $1.37M | 0.12% | +58+1.4% | Added |
| Vista Private Wealth Partners. LLC | 4,150 | $1.37M | 0.49% | +4,150 | New |
| Philadelphia Trust Co | 4,148 | $1.37M | 0.12% | −22,926−84.7% | Reduced |
| BBR Partners, LLC | 4,147 | $1.37M | 0.10% | −15−0.4% | Reduced |
| Inscription Capital, LLC | 3,732 | $1.37M | 0.23% | +3,732 | New |
| Lantz Financial LLC | 4,131 | $1.36M | 0.37% | +10+0.2% | Added |
| K.J. Harrison & Partners Inc | 4,125 | $1.36M | 0.27% | +125+3.1% | Added |
| Texas Yale Capital Corp. | 4,112 | $1.36M | 0.06% | +448+12.2% | Added |
| Optimum Investment Advisors | 4,111 | $1.36M | 0.64% | −172−4.0% | Reduced |
| Westhampton Capital, LLC | 4,110 | $1.36M | 0.74% | −400−8.9% | Reduced |
| Counterweight Ventures, LLC | 4,108 | $1.35M | 0.97% | +142+3.6% | Added |
| Birch Hill Investment Advisors LLC | 4,098 | $1.35M | 0.06% | −21−0.5% | Reduced |
| Cobblestone Capital Advisors LLC | 4,062 | $1.34M | 0.07% | −224−5.2% | Reduced |
| Guardian Wealth Advisors, LLC | 4,055 | $1.34M | 0.11% | +1,239+44.0% | Added |
| Fire Capital Management LLC | 4,041 | $1.33M | 0.98% | +120+3.1% | Added |
| Cornercap Investment Counsel Inc | 4,037 | $1.33M | 0.70% | −52−1.3% | Reduced |
| Mainstay Capital Management LLC | 4,033 | $1.33M | 0.18% | −83−2.0% | Reduced |
| Cornerstone Wealth Management, LLC | 4,030 | $1.33M | 0.09% | −52−1.3% | Reduced |
| Security National Bank | 4,014 | $1.32M | 0.25% | 00.0% | Unchanged |
| Allen Wealth Management, LLC | 4,010 | $1.32M | 0.91% | +30+0.8% | Added |
| Delta Investment Management, LLC | 4,009 | $1.32M | 0.27% | +10+0.3% | Added |
| ZWJ Investment Counsel Inc | 4,009 | $1.32M | 0.05% | −25−0.6% | Reduced |
| Viking Fund Management LLC | 4,000 | $1.32M | 0.19% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 3,996 | $1.32M | 0.02% | −220−5.2% | Reduced |
| Allegheny Financial Group LTD | 3,977 | $1.31M | 0.34% | +602+17.8% | Added |
| Everhart Financial Group, Inc. | 3,976 | $1.31M | 0.18% | −36−0.9% | Reduced |
| L2 Asset Management, LLC | 3,975 | $1.31M | 0.27% | −5,122−56.3% | Reduced |
| World Equity Group, Inc. | 3,871 | $1.31M | 0.37% | +78+2.1% | Added |
| McGlone Suttner Wealth Management, Inc. | 3,968 | $1.31M | 0.21% | +341+9.4% | Added |
| Van Strum & Towne Inc. | 3,965 | $1.31M | 0.44% | +970+32.4% | Added |
| Avidian Wealth Solutions, LLC | 3,948 | $1.30M | 0.06% | −697−15.0% | Reduced |
| Hohimer Wealth Management, LLC | 3,941 | $1.30M | 0.25% | −1,001−20.3% | Reduced |
| Lindbrook Capital, LLC | 3,937 | $1.30M | 0.12% | −573−12.7% | Reduced |
| ING Groep NV | 3,931 | $1.30M | 0.01% | −100,829−96.2% | Reduced |
| Granite Investment Partners, LLC | 3,929 | $1.30M | 0.07% | 00.0% | Unchanged |
| Everett Harris & Co | 3,927 | $1.30M | 0.02% | −30−0.8% | Reduced |
| Bank & Trust Co | 3,924 | $1.29M | 1.05% | +24+0.6% | Added |
| Evernest Financial Advisors, LLC | 3,921 | $1.29M | 0.46% | −113−2.8% | Reduced |
| EPG Wealth Management LLC | 3,921 | $1.29M | 0.36% | +3,355+592.8% | Added |
| Mayflower Financial Advisors, LLC | 3,918 | $1.29M | 0.20% | −28−0.7% | Reduced |
| Douglas Lane & Associates, LLC | 3,912 | $1.29M | 0.02% | −785−16.7% | Reduced |
| Patten & Patten Inc | 3,899 | $1.29M | 0.09% | −25−0.6% | Reduced |
| Burford Brothers, Inc. | 3,898 | $1.29M | 0.62% | +185+5.0% | Added |
| Rossmore Private Capital | 3,898 | $1.29M | 0.16% | +82+2.1% | Added |