Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fragasso Group Inc. | 741 | $271.4K | 0.02% | +35+5.0% | Added |
| Cook Wealth Management Group LLC | 809 | $271.4K | 0.16% | 00.0% | Unchanged |
| SMART Wealth LLC | 742 | $271.9K | 0.12% | +742 | New |
| Coastal Bridge Advisors, LLC | 743 | $272.3K | 0.06% | 00.0% | Unchanged |
| Leibman Financial Services, Inc. | 744 | $272.6K | 0.21% | 00.0% | Unchanged |
| QVR LLC | 744 | $272.6K | 0.05% | +744 | New |
| D.B. Root & Company, LLC | 744 | $272.6K | 0.09% | +744 | New |
| Schaper Benz & Wise Investment Counsel Inc | 744 | $272.7K | 0.02% | +744 | New |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | 745 | $273.0K | 0.05% | 00.0% | Unchanged |
| Alerus Financial NA | 746 | $273.4K | 0.02% | −34−4.4% | Reduced |
| Hurlow Wealth Management Group, Inc. | 747 | $273.7K | 0.10% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 749 | $273.8K | 0.07% | −40−5.1% | Reduced |
| Alpine Woods Capital Investors, LLC | 821 | $274.7K | 0.05% | 00.0% | Unchanged |
| Arcus Capital Partners, LLC | 750 | $274.8K | 0.09% | +2+0.3% | Added |
| Graham Capital Management, L.P. | 750 | $274.8K | 0.01% | −319−29.8% | Reduced |
| Pingora Partners LLC | 750 | $274.8K | 0.20% | 00.0% | Unchanged |
| Millennium Capital Advisors, LLC | 750 | $274.8K | 0.19% | 00.0% | Unchanged |
| HF Advisory Group, LLC | 750 | $275.0K | 0.15% | −153−16.9% | Reduced |
| Sabal Trust CO | 752 | $275.6K | 0.02% | 00.0% | Unchanged |
| General Partner, Inc. | 752 | $275.6K | 0.17% | +334+79.9% | Added |
| Barton Investment Management | 753 | $275.9K | 0.03% | 00.0% | Unchanged |
| Houlihan Financial Resource Group, Ltd. | 754 | $276.0K | 0.12% | 00.0% | Unchanged |
| Wallace Advisory Group, LLC | 934 | $276.2K | 0.21% | −120−11.4% | Reduced |
| Peddock Capital Advisors, LLC | 755 | $276.7K | 0.07% | 00.0% | Unchanged |
| Kingfisher Capital LLC | 756 | $277.0K | 0.07% | 00.0% | Unchanged |
| Stewart & Patten Co LLC | 756 | $277.0K | 0.04% | 00.0% | Unchanged |
| State of Wyoming | 758 | $277.8K | 0.05% | +143+23.3% | Added |
| Broadleaf Partners, LLC | 760 | $278.5K | 0.07% | 00.0% | Unchanged |
| Ewa, LLC | 787 | $279.3K | 0.13% | +787 | New |
| Financial Engines Advisors L.L.C. | 765 | $280.3K | 0.00% | −580−43.1% | Reduced |
| Delap Wealth Advisory, LLC | 768 | $281.4K | 0.11% | +768 | New |
| E Fund Management Co., Ltd. | 770 | $282.2K | 0.02% | +80+11.6% | Added |
| Coco Enterprises, LLC | 761 | $282.3K | 0.19% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 771 | $282.3K | 0.11% | +771 | New |
| Moss Adams Wealth Advisors LLC | 771 | $282.5K | 0.05% | −330−30.0% | Reduced |
| Jag Capital Management, LLC | 772 | $282.8K | 0.04% | −66−7.9% | Reduced |
| Cutter & CO Brokerage, Inc. | 772 | $282.9K | 0.07% | 00.0% | Unchanged |
| Cascade Investment Group, Inc. | 774 | $283.6K | 0.21% | 00.0% | Unchanged |
| Stonebridge Financial Planning Group, LLC | 775 | $284.0K | 0.15% | −50−6.1% | Reduced |
| Disciplined Investments, LLC | 779 | $285.4K | 0.16% | +1+0.1% | Added |
| Avalon Trust Co | 780 | $285.8K | 0.02% | +300+62.5% | Added |
| Holistic Financial Partners | 780 | $285.8K | 0.15% | +780 | New |
| Southland Equity Partners LLC | 784 | $287.4K | 0.08% | +30+4.0% | Added |
| McDonald Partners LLC | 785 | $287.6K | 0.08% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 857 | $288.6K | 0.03% | −8−0.9% | Reduced |
| Foster Victor Wealth Advisors, LLC | 776 | $288.7K | 0.03% | −28−3.5% | Reduced |
| Relative Value Partners Group, LLC | 965 | $289.9K | 0.02% | +5+0.5% | Added |
| Bouchey Financial Group Ltd | 791 | $289.9K | 0.03% | 00.0% | Unchanged |
| Cheviot Value Management, LLC | 793 | $290.6K | 0.06% | −150−15.9% | Reduced |
| Brady Family Wealth, LLC | 794 | $290.9K | 0.09% | 00.0% | Unchanged |
| ASB Consultores, LLC | 796 | $291.5K | 0.08% | +796 | New |
| First PREMIER Bank | 795 | $292.0K | 0.08% | −90−10.2% | Reduced |
| Pekin Hardy Strauss, Inc. | 798 | $292.5K | 0.04% | +100+14.3% | Added |
| Ascent Group, LLC | 799 | $292.8K | 0.03% | −84−9.5% | Reduced |
| Wescott Financial Advisory Group, LLC | 800 | $293.1K | 0.04% | −129−13.9% | Reduced |
| Axim Planning & Wealth | 800 | $293.1K | 0.24% | 00.0% | Unchanged |
| Cambridge Financial Group, LLC | 801 | $293.7K | 0.14% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 807 | $295.7K | 0.01% | +807 | New |
| Capital City Trust Co | 807 | $295.7K | 0.08% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 813 | $297.8K | 0.03% | −21−2.5% | Reduced |
| CAP Partners, LLC | 813 | $298.1K | 0.26% | +3+0.4% | Added |
| Stokes Capital Advisors, LLC | 815 | $298.6K | 0.09% | +815 | New |
| Ballew Advisors, Inc | 804 | $299.2K | 0.21% | −12−1.5% | Reduced |
| Orion Capital Management LLC | 820 | $300.5K | 0.16% | −100−10.9% | Reduced |
| PAX Financial Group, LLC | 821 | $301.0K | 0.06% | −54−6.2% | Reduced |
| Rebalance, LLC | 825 | $302.3K | 0.02% | 00.0% | Unchanged |
| Bridge Advisory, LLC | 827 | $303.2K | 0.15% | +3+0.4% | Added |
| Sym Financial Corp | 829 | $303.8K | 0.05% | −228−21.6% | Reduced |
| Whitaker-Myers Wealth Managers, LTD. | 830 | $304.2K | 0.13% | +830 | New |
| Aviso Wealth Management | 830 | $304.3K | 0.19% | +124+17.6% | Added |
| Balboa Wealth Partners | 831 | $304.3K | 0.10% | +831 | New |
| Crown Wealth Group, LLC | 832 | $304.9K | 0.16% | +36+4.5% | Added |
| Barlow Wealth Partners, Inc. | 836 | $305.7K | 0.04% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 835 | $306.0K | 0.05% | +32+4.0% | Added |
| Brightwater Advisory LLC | 835 | $306.1K | 0.25% | +835 | New |
| Fi3 FINANCIAL ADVISORS, LLC | 910 | $306.3K | 0.14% | +46+5.3% | Added |
| Angeles Wealth Management, LLC | 837 | $306.7K | 0.03% | +837 | New |
| Manchester Financial Inc | 839 | $307.4K | 0.08% | −4,007−82.7% | Reduced |
| Middleton & Co Inc | 840 | $307.8K | 0.04% | −250−22.9% | Reduced |
| Gemmer Asset Management LLC | 840 | $307.8K | 0.04% | 00.0% | Unchanged |
| Collective Family Office LLC | 840 | $307.8K | 0.10% | +69+8.9% | Added |
| One Charles Private Wealth Services, LLC | 841 | $308.0K | 0.13% | +33+4.1% | Added |
| Sterling Financial Planning, Inc. | 841 | $308.2K | 0.12% | 00.0% | Unchanged |
| Encompass Wealth Advisors, LLC | 841 | $308.2K | 0.08% | 00.0% | Unchanged |
| Blodgett Wealth Advisors, LLC | 841 | $308.2K | 0.28% | 00.0% | Unchanged |
| waypoint wealth counsel | 843 | $308.7K | 0.24% | +15+1.8% | Added |
| Centric Wealth Management | 926 | $309.8K | 0.10% | +33+3.7% | Added |
| Jmac Enterprises LLC | 846 | $310.0K | 0.06% | −1,600−65.4% | Reduced |
| Q3 Asset Management | 843 | $310.0K | 0.09% | +843 | New |
| Source Financial Advisors LLC | 848 | $310.9K | 0.09% | −1,238−59.3% | Reduced |
| Northwest Financial Advisors | 849 | $311.0K | 0.34% | +1+0.1% | Added |
| Octavia Wealth Advisors, LLC | 849 | $311.3K | 0.05% | −187−18.1% | Reduced |
| Concorde Asset Management, LLC | 850 | $311.3K | 0.21% | +31+3.8% | Added |
| Eclectic Associates Inc | 851 | $311.8K | 0.14% | −39−4.4% | Reduced |
| Verum Partners LLC | 857 | $314.0K | 0.11% | +3+0.4% | Added |
| Baxter Bros Inc | 860 | $315.1K | 0.04% | −10−1.1% | Reduced |
| Holland Advisory Services, Inc. | 861 | $315.5K | 0.35% | +5+0.6% | Added |
| Requisite Capital Management, LLC | 863 | $316.3K | 0.07% | +3+0.3% | Added |
| Foster Dykema Cabot & Partners, LLC | 869 | $318.4K | 0.03% | −1−0.1% | Reduced |
| Callan Family Office, LLC | 870 | $318.8K | 0.07% | −802−48.0% | Reduced |