Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quarry LP | 155 | $56.8K | 0.02% | +47+43.5% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 155 | $56.9K | 0.00% | −2−1.3% | Reduced |
| WFA Asset Management Corp | 164 | $59.9K | 0.03% | +1+0.6% | Added |
| Global Wealth Strategies & Associates | 164 | $60.1K | 0.02% | 00.0% | Unchanged |
| Abound Wealth Management | 165 | $60.3K | 0.02% | +13+8.6% | Added |
| Compass Wealth Management LLC | 165 | $60.5K | 0.02% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 169 | $61.9K | 0.03% | 00.0% | Unchanged |
| Atlantic Edge Private Wealth Management, LLC | 169 | $62.0K | 0.02% | +35+26.1% | Added |
| Horizons Wealth Management | 211 | $62.3K | 0.04% | 00.0% | Unchanged |
| Tacita Capital Inc | 175 | $64.1K | 0.04% | −70−28.6% | Reduced |
| Abich Financial Wealth Management LLC | 177 | $64.9K | 0.05% | +13+7.9% | Added |
| Capital Advisors, Ltd. LLC | 179 | $66.0K | 0.01% | +13+7.8% | Added |
| VitalStone Financial, LLC | 182 | $67.0K | 0.05% | 00.0% | Unchanged |
| REAP Financial Group, LLC | 183 | $67.2K | 0.02% | −668−78.5% | Reduced |
| Gladius Capital Management LP | 186 | $68.2K | 0.07% | +186 | New |
| Wolff Wiese Magana LLC | 187 | $68.5K | 0.06% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 189 | $69.0K | 0.00% | −4−2.1% | Reduced |
| New England Capital Financial Advisors LLC | 189 | $69.2K | 0.04% | 00.0% | Unchanged |
| Private Ocean, LLC | 190 | $69.6K | 0.01% | +36+23.4% | Added |
| America First Investment Advisors, LLC | 192 | $70.4K | 0.02% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 200 | $73.3K | 0.00% | −28−12.3% | Reduced |
| Morgan Dempsey Capital Management LLC | 200 | $73.3K | 0.02% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $73.3K | 0.04% | 00.0% | Unchanged |
| Estabrook Capital Management | 200 | $73.3K | 0.01% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $73.3K | 0.03% | 00.0% | Unchanged |
| Broadwater Capital Management LLC | 200 | $73.3K | 0.06% | 00.0% | Unchanged |
| Lynwood Capital Management Inc. | 200 | $73.3K | 0.43% | +200 | New |
| A.P. Gilfoyle & Co., L.P. | 200 | $73.3K | 3.86% | +200 | New |
| BKM Wealth Management, LLC | 210 | $77.0K | 0.03% | −285−57.6% | Reduced |
| Atlantic Private Wealth, LLC | 211 | $77.2K | 0.06% | +1+0.5% | Added |
| Canton Hathaway, LLC | 217 | $80.0K | 0.02% | 00.0% | Unchanged |
| Founders Capital Management | 219 | $80.4K | 0.05% | −30−12.0% | Reduced |
| Moser Wealth Advisors, LLC | 220 | $80.6K | 0.04% | 00.0% | Unchanged |
| Bray Capital Advisors | 223 | $81.6K | 0.02% | +1+0.5% | Added |
| Cornerstone Planning Group LLC | 243 | $81.8K | 0.03% | −44−15.3% | Reduced |
| Horrell Capital Management, Inc. | 226 | $83.0K | 0.02% | 00.0% | Unchanged |
| Creative Capital Management Investments LLC | 228 | $83.5K | 0.04% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 232 | $85.0K | 0.08% | −309−57.1% | Reduced |
| Kiely Wealth Advisory Group, Inc. | 250 | $87.1K | 0.05% | +50+25.0% | Added |
| Virtus Investment Advisers, Inc. | 243 | $89.0K | 0.06% | −26−9.7% | Reduced |
| Clean Yield Group | 245 | $89.8K | 0.03% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 245 | $89.8K | 0.02% | 00.0% | Unchanged |
| JNBA Financial Advisors | 246 | $90.1K | 0.01% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 249 | $91.2K | 0.02% | −15−5.7% | Reduced |
| St. Johns Investment Management Company, LLC | 250 | $91.6K | 0.04% | 00.0% | Unchanged |
| Bay Harbor Wealth Management, LLC | 262 | $96.0K | 0.03% | 00.0% | Unchanged |
| Avion Wealth | 274 | $101.0K | 0.03% | +2+0.7% | Added |
| Rakuten Securities, Inc. | 277 | $101.5K | 0.04% | −49−15.0% | Reduced |
| Pathway Financial Advisers, LLC | 280 | $102.7K | 0.04% | −369−56.9% | Reduced |
| Barrett & Company, Inc. | 282 | $103.5K | 0.05% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 286 | $104.6K | 0.01% | +278+3,475.0% | Added |
| Morton Brown Family Wealth, LLC | 290 | $106.3K | 0.04% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 296 | $108.5K | 0.04% | +46+18.4% | Added |
| Catalyst Funds Management Pty Ltd | 300 | $109.9K | 0.03% | +300 | New |
| McClarren Financial Advisors, Inc. | 306 | $112.0K | 0.08% | +1+0.3% | Added |
| Atticus Wealth Management, LLC | 307 | $112.5K | 0.04% | −49−13.8% | Reduced |
| Coston, McIsaac & Partners | 310 | $113.0K | 0.04% | −15−4.6% | Reduced |
| PrairieView Partners, LLC | 318 | $117.0K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 323 | $118.2K | 0.02% | −15−4.4% | Reduced |
| Atlas Capital Advisors LLC | 331 | $121.3K | 0.02% | +302+1,041.4% | Added |
| JJJ Advisors Inc. | 334 | $122.4K | 0.03% | +5+1.5% | Added |
| Bear Mountain Capital, Inc. | 345 | $123.6K | 0.05% | −15−4.2% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 339 | $124.1K | 0.04% | +158+87.3% | Added |
| Centerpoint Advisors, LLC | 340 | $125.0K | 0.05% | 00.0% | Unchanged |
| FSA Wealth Management LLC | 349 | $128.0K | 0.06% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 350 | $128.3K | 0.02% | +100+40.0% | Added |
| HighMark Wealth Management LLC | 352 | $129.0K | 0.08% | 00.0% | Unchanged |
| New Covenant Trust Company, N.A. | 354 | $129.7K | 0.13% | +354 | New |
| Delos Wealth Advisors, LLC | 356 | $130.4K | 0.15% | −20−5.3% | Reduced |
| Cetera Trust Company, N.A | 359 | $131.5K | 0.08% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 360 | $131.9K | 0.11% | −53−12.8% | Reduced |
| Nkcfo LLC | 365 | $134.0K | 0.08% | +365 | New |
| Ruedi Wealth Management, Inc. | 373 | $136.7K | 0.06% | +54+16.9% | Added |
| Bell Investment Advisors, Inc | 374 | $137.0K | 0.03% | +24+6.9% | Added |
| Motco | 382 | $140.0K | 0.01% | 00.0% | Unchanged |
| Globeflex Capital L P | 386 | $141.4K | 0.01% | 00.0% | Unchanged |
| Trust Co | 391 | $143.3K | 0.02% | 00.0% | Unchanged |
| Birchbrook, Inc. | 400 | $146.6K | 0.09% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 401 | $146.9K | 0.06% | −1,283−76.2% | Reduced |
| Duncker Streett & Co Inc | 403 | $147.5K | 0.03% | +2+0.5% | Added |
| Covestor Ltd | 404 | $148.0K | 0.09% | −26−6.0% | Reduced |
| Leonteq Securities AG | 409 | $149.9K | 0.02% | −1,895−82.2% | Reduced |
| Financial Freedom, LLC | 415 | $152.0K | 0.09% | 00.0% | Unchanged |
| Nordwand Advisors, LLC | 420 | $153.9K | 0.06% | 00.0% | Unchanged |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 420 | $153.9K | 0.07% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 424 | $155.3K | 0.04% | +2+0.5% | Added |
| Bank of New Hampshire | 428 | $156.8K | 0.04% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 428 | $157.0K | 0.02% | −14−3.2% | Reduced |
| Rowland & Co Investment Counsel | 431 | $158.0K | 0.03% | 00.0% | Unchanged |
| Briaud Financial Planning, Inc | 433 | $159.0K | 0.09% | +433 | New |
| Cape Investment Advisory, Inc. | 443 | $162.3K | 0.08% | 00.0% | Unchanged |
| Cherry Tree Wealth Management, LLC | 445 | $163.1K | 0.04% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 448 | $164.2K | 0.10% | 00.0% | Unchanged |
| West Branch Capital LLC | 450 | $164.9K | 0.07% | −42−8.5% | Reduced |
| Front Row Advisors LLC | 451 | $165.3K | 0.06% | +450+45,000.0% | Added |
| C M Bidwell & Associates Ltd | 468 | $171.5K | 0.12% | +3+0.6% | Added |
| BOK Financial Private Wealth, Inc. | 468 | $171.5K | 0.01% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 480 | $176.0K | 0.05% | +33+7.4% | Added |
| Riverview Trust Co | 485 | $177.7K | 0.14% | +485 | New |
| Frazier Financial Advisors, LLC | 495 | $181.4K | 0.15% | +18+3.8% | Added |