Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eastern Bank | 4,180 | $1.53M | 0.06% | −198−4.5% | Reduced |
| Roman Butler Fullerton & Co | 4,290 | $1.53M | 0.58% | +84+2.0% | Added |
| Werlinich Asset Management, LLC | 4,217 | $1.54M | 1.00% | 00.0% | Unchanged |
| Norwood Financial Corp | 4,204 | $1.54M | 2.22% | +59+1.4% | Added |
| Cardiff Park Advisors, LLC | 4,208 | $1.54M | 0.15% | +15+0.4% | Added |
| Kowal Investment Group, LLC | 4,212 | $1.54M | 0.33% | +124+3.0% | Added |
| Solstein Capital, LLC | 4,214 | $1.54M | 1.07% | 00.0% | Unchanged |
| Donoghue Forlines LLC | 4,218 | $1.55M | 0.44% | −771−15.5% | Reduced |
| Raleigh Capital Management Inc. | 4,234 | $1.55M | 0.67% | +215+5.3% | Added |
| Catalyst Financial Partners LLC | 4,332 | $1.55M | 0.40% | +37+0.9% | Added |
| Delta Investment Management, LLC | 4,252 | $1.56M | 0.35% | −17−0.4% | Reduced |
| Crawford Investment Counsel Inc | 4,259 | $1.56M | 0.03% | +516+13.8% | Added |
| Acorn Wealth Advisors, LLC | 4,264 | $1.56M | 0.82% | +301+7.6% | Added |
| Amarillo National Bank | 4,267 | $1.56M | 0.29% | −803−15.8% | Reduced |
| Vinland Capital Management Gestora de Recursos LTDA. | 4,277 | $1.57M | 1.30% | +4,277 | New |
| Byrne Asset Management LLC | 4,292 | $1.57M | 1.09% | −143−3.2% | Reduced |
| Sit Investment Associates Inc | 4,300 | $1.58M | 0.04% | 00.0% | Unchanged |
| TRUE Private Wealth Advisors | 4,302 | $1.58M | 0.18% | −10−0.2% | Reduced |
| RS Crum Inc. | 4,325 | $1.58M | 0.43% | −105−2.4% | Reduced |
| Amussen Hunsaker Associates LLC | 4,350 | $1.59M | 0.29% | +4+0.1% | Added |
| Beech Hill Advisors, Inc. | 4,350 | $1.59M | 0.66% | +100+2.4% | Added |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 4,351 | $1.59M | 0.62% | −282−6.1% | Reduced |
| Argus Investors' Counsel, Inc. | 4,355 | $1.60M | 0.98% | −2,245−34.0% | Reduced |
| CRA Financial Services, LLC | 4,368 | $1.60M | 0.35% | +500+12.9% | Added |
| Quintet Private Bank (Europe) S.A. | 3,813 | $1.60M | 0.07% | +3,061+407.0% | Added |
| Vivid Wealth Management, LLC | 4,370 | $1.60M | 1.00% | −139−3.1% | Reduced |
| Coastal Investment Advisors, Inc. | 4,374 | $1.60M | 0.33% | −229−5.0% | Reduced |
| Am Investment Strategies LLC | 4,383 | $1.61M | 0.41% | 00.0% | Unchanged |
| Woodard & Co Asset Management Group Inc | 4,384 | $1.61M | 0.43% | +284+6.9% | Added |
| Strategic Blueprint, LLC | 4,390 | $1.61M | 0.11% | +19+0.4% | Added |
| Northwest Quadrant Wealth Management, LLC | 4,391 | $1.61M | 0.39% | +15+0.3% | Added |
| Woodward Diversified Capital, LLC | 4,394 | $1.61M | 1.00% | +184+4.4% | Added |
| Biltmore Family Office, LLC | 4,398 | $1.61M | 0.32% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 4,404 | $1.61M | 0.29% | −309−6.6% | Reduced |
| Trustmark National Bank Trust Department | 4,409 | $1.62M | 0.13% | +699+18.8% | Added |
| Paloma Partners Management Co | 4,416 | $1.62M | 0.23% | +4,416 | New |
| Legacy Advisors, LLC | 4,426 | $1.62M | 0.20% | −1,211−21.5% | Reduced |
| Mittelman Wealth Management | 4,443 | $1.63M | 1.10% | +4,443 | New |
| Charter Research & Investment Group, Inc. | 4,450 | $1.63M | 1.29% | −283−6.0% | Reduced |
| Washington Trust Co | 4,452 | $1.63M | 0.06% | +178+4.2% | Added |
| Total Clarity Wealth Management, Inc. | 4,476 | $1.64M | 0.57% | −56−1.2% | Reduced |
| Cornerstone Wealth Group, LLC | 4,484 | $1.64M | 0.15% | +3,336+290.6% | Added |
| High Falls Advisors, Inc | 4,488 | $1.64M | 0.41% | +4+0.1% | Added |
| Bahl & Gaynor Inc | 4,497 | $1.65M | 0.01% | +25+0.6% | Added |
| Widmann Financial Services, Inc. | 4,502 | $1.65M | 1.39% | −140−3.0% | Reduced |
| Norway Savings Bank | 4,502 | $1.65M | 0.69% | +22+0.5% | Added |
| Flputnam Investment Management Co | 4,506 | $1.65M | 0.04% | +401+9.8% | Added |
| Westhampton Capital, LLC | 4,510 | $1.65M | 0.90% | 00.0% | Unchanged |
| Aureus Asset Management, LLC | 4,522 | $1.66M | 0.11% | +115+2.6% | Added |
| Strategic Investment Advisors | 4,525 | $1.66M | 0.21% | −1,728−27.6% | Reduced |
| Allen Capital Group, LLC | 4,557 | $1.67M | 0.24% | +148+3.4% | Added |
| SevenBridge Financial Group, LLC | 4,964 | $1.67M | 0.38% | −791−13.7% | Reduced |
| Lake Street Financial LLC | 4,584 | $1.68M | 0.23% | +570+14.2% | Added |
| Blue Chip Partners, Inc. | 4,610 | $1.69M | 0.16% | −68−1.5% | Reduced |
| Silverlake Wealth Management LLC | 4,612 | $1.69M | 0.86% | −114−2.4% | Reduced |
| Cobblestone Capital Advisors LLC | 4,626 | $1.70M | 0.11% | +100+2.2% | Added |
| Flaharty Asset Management, LLC | 4,637 | $1.70M | 0.25% | −61−1.3% | Reduced |
| Genus Capital Management Inc. | 4,639 | $1.70M | 0.22% | +4,639 | New |
| Ingalls & Snyder LLC | 4,645 | $1.70M | 0.08% | −202−4.2% | Reduced |
| Xcel Wealth Management, LLC | 4,649 | $1.70M | 0.53% | −398−7.9% | Reduced |
| First County Bank | 4,650 | $1.70M | 0.83% | −346−6.9% | Reduced |
| Miracle Mile Advisors, LLC | 4,667 | $1.71M | 0.04% | +334+7.7% | Added |
| Linden Thomas Advisory Services, LLC | 4,674 | $1.71M | 0.28% | +4,674 | New |
| Farmers Trust Co | 4,675 | $1.71M | 0.34% | +185+4.1% | Added |
| Diligent Investors, LLC | 4,684 | $1.72M | 0.43% | −33−0.7% | Reduced |
| Sargent Investment Group, LLC | 4,694 | $1.72M | 0.38% | −2,700−36.5% | Reduced |
| Portside Wealth Group, LLC | 4,698 | $1.72M | 0.32% | +914+24.2% | Added |
| Tower Bridge Advisors | 4,705 | $1.72M | 0.18% | −140−2.9% | Reduced |
| Aaron Wealth Advisors | 4,721 | $1.73M | 0.25% | +275+6.2% | Added |
| Cooper Financial Group | 4,722 | $1.73M | 0.28% | +409+9.5% | Added |
| Waldron Private Wealth LLC | 4,722 | $1.73M | 0.08% | +225+5.0% | Added |
| Eldridge Investment Advisors, Inc. | 4,730 | $1.73M | 0.44% | 00.0% | Unchanged |
| XML Financial, LLC | 4,730 | $1.73M | 0.18% | −2,128−31.0% | Reduced |
| Counterweight Ventures, LLC | 4,739 | $1.74M | 1.40% | +4,739 | New |
| Cypress Capital Group | 4,746 | $1.74M | 0.21% | −25−0.5% | Reduced |
| Moody National Bank Trust Division | 4,749 | $1.74M | 0.14% | −9−0.2% | Reduced |
| Institute for Wealth Management, LLC. | 4,754 | $1.74M | 0.23% | −328−6.5% | Reduced |
| IPG Investment Advisors LLC | 4,757 | $1.74M | 0.38% | −5,450−53.4% | Reduced |
| Clarius Group, LLC | 4,758 | $1.74M | 0.12% | −463−8.9% | Reduced |
| Capital Investment Advisory Services, LLC | 4,773 | $1.75M | 0.19% | +261+5.8% | Added |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.75M | 0.86% | 00.0% | Unchanged |
| G&S Capital LLC | 4,785 | $1.75M | 0.78% | −6,137−56.2% | Reduced |
| Beacon Investment Advisors LLC | 4,790 | $1.76M | 1.00% | +257+5.7% | Added |
| Transamerica Financial Advisors, Inc. | 4,791 | $1.76M | 0.18% | +665+16.1% | Added |
| Intrua Financial, LLC | 4,793 | $1.76M | 0.27% | +1,141+31.2% | Added |
| Journey Advisory Group, LLC | 4,806 | $1.76M | 0.22% | +823+20.7% | Added |
| Optimum Investment Advisors | 4,808 | $1.76M | 0.81% | +72+1.5% | Added |
| Redwood Investment Management, LLC | 4,830 | $1.77M | 0.17% | +4,042+512.9% | Added |
| Jones Financial Companies LLLP | 4,836 | $1.77M | 0.00% | +2,199+83.4% | Added |
| Diamant Asset Management, Inc. | 4,858 | $1.78M | 1.24% | −77−1.6% | Reduced |
| Schechter Investment Advisors, LLC | 4,859 | $1.78M | 0.13% | −596−10.9% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,875 | $1.79M | 1.42% | −15−0.3% | Reduced |
| Douglas Lane & Associates, LLC | 4,877 | $1.79M | 0.03% | −345−6.6% | Reduced |
| Boston Family Office LLC | 4,881 | $1.79M | 0.13% | 00.0% | Unchanged |
| Essex Savings Bank | 6,052 | $1.79M | 0.52% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 4,884 | $1.79M | 0.02% | −452−8.5% | Reduced |
| Emprise Bank | 4,920 | $1.80M | 1.21% | +4,920 | New |
| Concord Asset Management, LLC | 4,956 | $1.82M | 0.48% | +489+10.9% | Added |
| PFG Investments, LLC | 4,958 | $1.82M | 0.11% | +4,958 | New |
| Opes Wealth Management LLC | 4,976 | $1.82M | 0.42% | +325+7.0% | Added |