Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Redhawk Wealth Advisors, Inc. | 1,009 | $298.4K | 0.06% | −2,210−68.7% | Reduced |
| Smallwood Wealth Investment Management, LLC | 1,011 | $298.9K | 0.25% | +53+5.5% | Added |
| Perkins Coie Trust Co | 1,011 | $298.9K | 0.08% | −3−0.3% | Reduced |
| Hutchinson Capital Management | 1,017 | $300.7K | 0.07% | −182−15.2% | Reduced |
| Revisor Wealth Management LLC | 1,023 | $302.5K | 0.35% | −288−22.0% | Reduced |
| WealthShield Partners, LLC | 1,027 | $303.6K | 0.05% | −422−29.1% | Reduced |
| Univest Financial Corp | 1,028 | $303.9K | 0.09% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 1,029 | $304.2K | 0.20% | +1,029 | New |
| Onyx Financial Advisors, LLC | 1,031 | $304.7K | 0.22% | +1,031 | New |
| Meeder Asset Management Inc | 1,033 | $305.4K | 0.02% | +19+1.9% | Added |
| Schonfeld Strategic Advisors LLC | 1,035 | $306.0K | 0.00% | −151,580−99.3% | Reduced |
| Octavia Wealth Advisors, LLC | 1,036 | $306.2K | 0.05% | +1,036 | New |
| CWS Financial Advisors, LLC | 1,040 | $307.5K | 0.12% | −300−22.4% | Reduced |
| MinichMacGregor Wealth Management, LLC | 1,042 | $308.2K | 0.09% | +89+9.3% | Added |
| Providence Wealth Advisors, LLC | 7,068 | $308.5K | 0.37% | −4,442−38.6% | Reduced |
| Traveka Wealth, LLC | 1,044 | $308.7K | 0.16% | +1,044 | New |
| Peterson Wealth Advisors, LLC | 1,044 | $308.8K | 0.07% | +3+0.3% | Added |
| Raub Brock Capital Management LP | 1,045 | $309.0K | 0.06% | −24−2.2% | Reduced |
| Financial Perspectives, Inc | 1,048 | $309.9K | 0.13% | +43+4.3% | Added |
| Beddow Capital Management Inc | 1,050 | $310.0K | 0.14% | 00.0% | Unchanged |
| CenterStar Asset Management, LLC | 1,050 | $310.3K | 0.32% | +1,050 | New |
| Greylin Investment Mangement Inc | 1,050 | $310.5K | 0.05% | 00.0% | Unchanged |
| Sym Financial Corp | 1,057 | $312.5K | 0.05% | +65+6.6% | Added |
| Mogy Joel R Investment Counsel Inc | 1,060 | $313.4K | 0.02% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 1,060 | $313.5K | 0.02% | +121+12.9% | Added |
| Hengehold Capital Management LLC | 1,062 | $314.0K | 0.04% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 1,064 | $314.6K | 0.05% | +46+4.5% | Added |
| Pettyjohn, Wood & White, Inc | 1,065 | $314.9K | 0.07% | −22−2.0% | Reduced |
| Selective Wealth Management, Inc. | 1,104 | $315.9K | 0.16% | +25+2.3% | Added |
| Advus Financial Partners, LLC | 1,069 | $316.1K | 0.11% | +65+6.5% | Added |
| Graham Capital Management, L.P. | 1,069 | $316.1K | 0.01% | +168+18.6% | Added |
| Purus Wealth Management, LLC | 1,072 | $316.9K | 0.18% | −44−3.9% | Reduced |
| Compass Financial Group, INC | 1,072 | $316.9K | 0.08% | +3+0.3% | Added |
| Rise Advisors, LLC | 1,074 | $317.6K | 0.22% | +78+7.8% | Added |
| Blueprint Investment Partners LLC | 1,075 | $318.0K | 0.09% | −139−11.4% | Reduced |
| Silvant Capital Management LLC | 1,076 | $318.1K | 0.02% | 00.0% | Unchanged |
| SkyOak Wealth, LLC | 1,079 | $319.1K | 0.08% | −69−6.0% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,063 | $319.2K | 0.00% | +88+9.0% | Added |
| Legacy Financial Group, Inc. | 1,080 | $319.3K | 0.14% | +2+0.2% | Added |
| Legacy Advisory Services, LLC | 1,081 | $319.6K | 0.34% | +1,081 | New |
| Beacon Financial Group | 1,085 | $320.8K | 0.04% | +41+3.9% | Added |
| Catalytic Wealth RIA, LLC | 1,088 | $321.7K | 0.14% | +1,088 | New |
| Middleton & Co Inc | 1,090 | $322.3K | 0.04% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,090 | $322.4K | 0.03% | +84+8.3% | Added |
| Childress Capital Advisors, LLC | 1,094 | $323.5K | 0.10% | −32−2.8% | Reduced |
| Baron Wealth Management LLC | 1,095 | $323.8K | 0.18% | +95+9.5% | Added |
| Harvest Fund Management Co., Ltd | 1,094 | $324.0K | 0.05% | −2,865−72.4% | Reduced |
| Jarislowsky, Fraser Ltd | 1,097 | $324.3K | 0.00% | 00.0% | Unchanged |
| Alesco Advisors LLC | 1,099 | $324.9K | 0.01% | +99+9.9% | Added |
| Baldwin Brothers Inc | 1,100 | $325.2K | 0.03% | −6−0.5% | Reduced |
| Royal Capital Wealth Management, LLC | 1,100 | $325.2K | 0.28% | 00.0% | Unchanged |
| Moss Adams Wealth Advisors LLC | 1,101 | $325.5K | 0.07% | +210+23.6% | Added |
| Gallagher Fiduciary Advisors, LLC | 1,104 | $326.4K | 0.01% | +83+8.1% | Added |
| Consilium Wealth Advisory, LLC | 1,109 | $327.8K | 0.20% | +31+2.9% | Added |
| Register Financial Advisors LLC | 1,109 | $327.9K | 0.22% | +1+0.1% | Added |
| Commonwealth Financial Services, LLC | 1,114 | $329.3K | 0.08% | +51+4.8% | Added |
| NFP Retirement, Inc. | 1,114 | $329.4K | 0.06% | +23+2.1% | Added |
| Bremer Bank National Association | 1,117 | $330.3K | 0.06% | −66−5.6% | Reduced |
| Spring Capital Management, LLC | 1,120 | $331.1K | 0.26% | 00.0% | Unchanged |
| Annex Advisory Services, LLC | 1,120 | $331.4K | 0.01% | +1,120 | New |
| Brogan Financial, Inc. | 1,123 | $332.1K | 0.25% | +6+0.5% | Added |
| Kure Advisory, LLC | 1,124 | $332.3K | 0.17% | −15−1.3% | Reduced |
| Finivi Inc. | 1,125 | $332.6K | 0.32% | +1,125 | New |
| LJI Wealth Management, LLC | 1,125 | $332.6K | 0.09% | −40−3.4% | Reduced |
| Anchor Capital Advisors LLC | 1,127 | $333.2K | 0.01% | +222+24.5% | Added |
| Institutional & Family Asset Management, LLC | 1,129 | $333.7K | 0.06% | +6+0.5% | Added |
| WNY Asset Management, LLC | 1,130 | $334.1K | 0.06% | −56−4.7% | Reduced |
| Financial Advisors, LLC | 1,130 | $334.1K | 0.07% | 00.0% | Unchanged |
| OneAscent Wealth Management LLC | 1,139 | $337.0K | 0.13% | +260+29.6% | Added |
| JB Capital LLC | 1,142 | $337.7K | 0.02% | +102+9.8% | Added |
| Cornerstone Wealth Group, LLC | 1,148 | $339.5K | 0.05% | +106+10.2% | Added |
| BSW Wealth Partners | 1,149 | $339.6K | 0.07% | −57−4.7% | Reduced |
| Bristlecone Advisors, LLC | 1,152 | $340.6K | 0.03% | −83−6.7% | Reduced |
| Winslow Asset Management Inc | 1,155 | $341.0K | 0.07% | 00.0% | Unchanged |
| FSA Advisors, Inc. | 1,157 | $342.1K | 0.42% | +1,157 | New |
| Plante Moran Financial Advisors, LLC | 1,158 | $342.4K | 0.04% | +231+24.9% | Added |
| Northern Oak Wealth Management Inc | 1,159 | $342.7K | 0.04% | −462−28.5% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 1,160 | $343.0K | 0.01% | 00.0% | Unchanged |
| Copperwynd Financial, LLC | 1,161 | $343.3K | 0.14% | −44−3.7% | Reduced |
| Measured Wealth Private Client Group, LLC | 1,162 | $343.6K | 0.13% | +42+3.8% | Added |
| Archford Capital Strategies, LLC | 1,163 | $343.9K | 0.06% | −462−28.4% | Reduced |
| Laidlaw Wealth Management LLC | 1,164 | $344.2K | 0.13% | +1,164 | New |
| Eagle Wealth Strategies LLC | 1,165 | $344.5K | 0.21% | +1,165 | New |
| Perennial Investment Advisors, LLC | 1,167 | $344.6K | 0.06% | −133−10.2% | Reduced |
| Infrastructure Capital Advisors, LLC | 1,168 | $345.3K | 0.05% | −60−4.9% | Reduced |
| BluePath Capital Management, LLC | 1,177 | $345.4K | 0.30% | +117+11.0% | Added |
| Bangor Savings Bank | 1,169 | $345.6K | 0.04% | −74−6.0% | Reduced |
| Aua Capital Management, LLC | 1,170 | $345.9K | 0.22% | 00.0% | Unchanged |
| Regatta Capital Group, LLC | 1,172 | $346.5K | 0.09% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,269 | $346.6K | 0.10% | +104+8.9% | Added |
| Secure Asset Management, LLC | 1,177 | $348.0K | 0.09% | +3+0.3% | Added |
| Mount Vernon Associates Inc | 1,176 | $348.0K | 0.34% | 00.0% | Unchanged |
| Davidson Trust Co | 1,177 | $348.0K | 0.22% | +60+5.4% | Added |
| Keb Asset Management, LLC | 1,179 | $348.6K | 0.13% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 1,183 | $349.8K | 0.02% | −444−27.3% | Reduced |
| Capital Advisors Wealth Management, LLC | 1,184 | $350.0K | 0.08% | +22+1.9% | Added |
| Westover Capital Advisors, LLC | 1,184 | $350.1K | 0.11% | 00.0% | Unchanged |
| Dudley Capital Management, LLC | 1,186 | $350.5K | 0.23% | +7+0.6% | Added |
| TruWealth Advisors, LLC | 1,186 | $350.7K | 0.03% | 00.0% | Unchanged |
| Waterway Wealth Management, LLC | 1,190 | $351.8K | 0.15% | +1,190 | New |