Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| WealthPlan Investment Management, LLC | 890 | $263.1K | 0.04% | 00.0% | Unchanged |
| GW Henssler & Associates Ltd | 891 | $263.4K | 0.02% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 893 | $264.0K | 0.13% | −358−28.6% | Reduced |
| Future Financial Wealth Managment LLC | 894 | $264.3K | 0.26% | −212−19.2% | Reduced |
| Central Valley Advisors, LLC | 895 | $264.6K | 0.16% | +895 | New |
| Sivia Capital Partners, LLC | 896 | $265.0K | 0.20% | +896 | New |
| Ifrah Financial Services, Inc. | 899 | $265.8K | 0.08% | −69−7.1% | Reduced |
| Ellenbecker Investment Group | 901 | $266.0K | 0.06% | +901 | New |
| Bank of Nova Scotia Trust Co | 900 | $266.1K | 0.03% | 00.0% | Unchanged |
| Private Wealth Partners, LLC | 900 | $266.1K | 0.02% | 00.0% | Unchanged |
| Cullen Capital Management LLC | 900 | $266.1K | 0.00% | 00.0% | Unchanged |
| Andina Capital Management, LLC | 900 | $266.1K | 0.23% | +900 | New |
| Wealth Dimensions Group, Ltd. | 902 | $266.6K | 0.08% | −229−20.2% | Reduced |
| Walkner Condon Financial Advisors LLC | 902 | $266.7K | 0.06% | +139+18.2% | Added |
| HF Advisory Group, LLC | 903 | $266.9K | 0.17% | −2−0.2% | Reduced |
| Coulter & Justus Financial Services, LLC | 906 | $267.9K | 0.18% | 00.0% | Unchanged |
| Pettee Investors, Inc. | 908 | $268.5K | 0.12% | 00.0% | Unchanged |
| Mirador Capital Partners LP | 909 | $268.6K | 0.06% | −642−41.4% | Reduced |
| SeaBridge Investment Advisors LLC | 910 | $269.1K | 0.08% | +910 | New |
| Chase Investment Counsel Corp | 914 | $270.0K | 0.12% | +914 | New |
| One River Asset Management, LLC | 914 | $270.2K | 0.08% | −961−51.3% | Reduced |
| HTG Investment Advisors, Inc. | 914 | $270.3K | 0.18% | +4+0.4% | Added |
| Signature Resources Capital Management, LLC | 915 | $270.5K | 0.25% | +915 | New |
| O'Rourke & Company, Inc | 916 | $271.0K | 0.17% | +3+0.3% | Added |
| Rockline Wealth Management, LLC | 917 | $271.1K | 0.11% | +917 | New |
| Empirical Asset Management, LLC | 918 | $271.4K | 0.22% | +9+1.0% | Added |
| Agf Management Ltd | 918 | $271.4K | 0.00% | 00.0% | Unchanged |
| Warwick Investment Management, Inc. | 919 | $271.7K | 0.08% | +138+17.7% | Added |
| Orion Capital Management LLC | 920 | $272.0K | 0.16% | +46+5.3% | Added |
| Tower Wealth Partners, Inc. | 922 | $272.6K | 0.19% | +922 | New |
| Journey Strategic Wealth LLC | 922 | $272.7K | 0.01% | +922 | New |
| Crane Advisory, LLC | 944 | $272.8K | 0.06% | 00.0% | Unchanged |
| Accel Wealth Management | 923 | $272.8K | 0.14% | +42+4.8% | Added |
| Mayfair Advisory Group, LLC | 934 | $273.5K | 0.23% | +934 | New |
| Hamilton Capital, LLC | 925 | $273.5K | 0.02% | −333−26.5% | Reduced |
| Citizens & Northern Corp | 925 | $273.5K | 0.10% | 00.0% | Unchanged |
| Verus Financial Partners, Inc. | 914 | $273.8K | 0.03% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 920 | $274.0K | 0.02% | 00.0% | Unchanged |
| Madison Wealth Partners, Inc | 928 | $274.4K | 0.11% | +195+26.6% | Added |
| Wescott Financial Advisory Group, LLC | 929 | $274.7K | 0.04% | 00.0% | Unchanged |
| Maple Capital Management, Inc. | 930 | $274.8K | 0.03% | +930 | New |
| Icon Wealth Advisors, LLC | 930 | $275.0K | 0.03% | +930 | New |
| Advantage Trust Co | 930 | $275.0K | 0.22% | +930 | New |
| Wedgewood Investors Inc | 933 | $275.9K | 0.34% | −100−9.7% | Reduced |
| Kathmere Capital Management, LLC | 936 | $276.6K | 0.04% | +936 | New |
| Elgethun Capital Management | 936 | $276.7K | 0.08% | −64−6.4% | Reduced |
| Monterey Private Wealth, Inc. | 936 | $276.7K | 0.12% | −60−6.0% | Reduced |
| Hanlon Investment Management, Inc. | 937 | $277.0K | 0.09% | −59−5.9% | Reduced |
| Angeles Investment Advisors, LLC | 937 | $277.0K | 0.02% | +49+5.5% | Added |
| Headinvest, LLC | 939 | $277.6K | 0.06% | 00.0% | Unchanged |
| Optas, LLC | 939 | $277.6K | 0.08% | +8+0.9% | Added |
| Dorsey Wright & Associates | 939 | $278.0K | 0.08% | 00.0% | Unchanged |
| Quest Partners LLC | 941 | $278.2K | 0.06% | +941 | New |
| Cheviot Value Management, LLC | 943 | $278.8K | 0.06% | −75−7.4% | Reduced |
| FSB Premier Wealth Management, Inc. | 943 | $278.9K | 0.14% | −200−17.5% | Reduced |
| Certified Advisory Corp | 945 | $279.4K | 0.04% | +104+12.4% | Added |
| Signal Advisors Wealth, LLC | 947 | $280.1K | 0.10% | +947 | New |
| Drake & Associates, LLC | 948 | $280.3K | 0.11% | +948 | New |
| Castleview Partners, LLC | 948 | $280.3K | 0.20% | +360+61.2% | Added |
| Abbot Financial Management, Inc. | 950 | $280.9K | 0.17% | 00.0% | Unchanged |
| Kessler Investment Group, LLC | 951 | $281.2K | 0.17% | −46−4.6% | Reduced |
| PAX Financial Group, LLC | 875 | $281.8K | 0.06% | +12+1.4% | Added |
| Northstar Advisory Group, LLC | 955 | $282.4K | 0.17% | −1,565−62.1% | Reduced |
| Prostatis Group LLC | 955 | $282.5K | 0.12% | −1,904−66.6% | Reduced |
| Grant/GrossMendelsohn, LLC | 945 | $282.9K | 0.12% | +4+0.4% | Added |
| Relative Value Partners Group, LLC | 960 | $283.9K | 0.02% | −769−44.5% | Reduced |
| Ascent Group, LLC | 883 | $284.0K | 0.03% | +883 | New |
| Fortitude Advisory Group L.L.C. | 966 | $285.7K | 0.17% | 00.0% | Unchanged |
| Thrive Capital Management, LLC | 968 | $286.1K | 0.15% | −40−4.0% | Reduced |
| Salomon & Ludwin, LLC | 1,051 | $287.0K | 0.03% | 00.0% | Unchanged |
| Centric Wealth Management | 893 | $287.0K | 0.09% | +25+2.9% | Added |
| Kornitzer Capital Management Inc | 972 | $287.4K | 0.01% | +85+9.6% | Added |
| Wallace Advisory Group, LLC | 1,054 | $287.7K | 0.23% | −98−8.5% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 976 | $288.6K | 0.03% | +363+59.2% | Added |
| Palogic Value Management, L.P. | 977 | $288.9K | 0.13% | +132+15.6% | Added |
| Tyler-Stone Wealth Management | 980 | $289.8K | 0.15% | +2+0.2% | Added |
| Exchange Capital Management, Inc. | 984 | $290.9K | 0.05% | +60+6.5% | Added |
| Wedge Capital Management L L P | 985 | $291.2K | 0.01% | +42+4.5% | Added |
| KLR Investment Advisors, LLC | 985 | $291.2K | 0.21% | −101−9.3% | Reduced |
| Sunflower Bank, N.A. | 988 | $292.1K | 0.07% | +169+20.6% | Added |
| Centiva Capital, LP | 990 | $292.7K | 0.02% | −9,763−90.8% | Reduced |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $293.0K | 0.14% | 00.0% | Unchanged |
| Summit X, LLC | 992 | $293.2K | 0.08% | −201−16.8% | Reduced |
| Hourglass Capital, LLC | 992 | $293.3K | 0.09% | −50−4.8% | Reduced |
| Meridian Wealth Advisors, LLC | 992 | $293.3K | 0.06% | −9−0.9% | Reduced |
| Citizens Business Bank | 993 | $293.6K | 0.06% | 00.0% | Unchanged |
| BancorpSouth Bank | 1,000 | $295.7K | 0.02% | −34−3.3% | Reduced |
| Cubic Asset Management, LLC | 1,000 | $295.7K | 0.08% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $295.7K | 0.25% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $295.7K | 0.20% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,000 | $295.7K | 0.06% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 1,000 | $295.7K | 0.19% | 00.0% | Unchanged |
| TFB Advisors LLC | 1,000 | $295.7K | 0.15% | +1,000 | New |
| Ledgewood Wealth Advisors, LLC | 1,000 | $295.7K | 0.27% | +1,000 | New |
| Legacy Trust | 1,001 | $296.0K | 0.08% | 00.0% | Unchanged |
| Tandem Wealth Advisors LLC | 1,001 | $296.0K | 0.17% | 00.0% | Unchanged |
| WoodTrust Financial Corp | 1,000 | $296.0K | 0.05% | 00.0% | Unchanged |
| Winslow Capital Management, LLC | 1,004 | $296.9K | 0.00% | −1,116,826−99.9% | Reduced |
| NTV Asset Management LLC | 1,005 | $297.0K | 0.05% | +1+0.1% | Added |
| Ssi Investment Management LLC | 1,006 | $297.4K | 0.02% | −5−0.5% | Reduced |