Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Granite Bay Wealth Management, LLC | 20,300 | $5.28M | 0.05% | −3,362−14.2% | Reduced |
| Stamos Capital Partners, L.P. | 17,910 | $5.30M | 1.44% | −4,990−21.8% | Reduced |
| Creekmur Asset Management LLC | 17,941 | $5.30M | 1.65% | +17,941 | New |
| GAM Holding AG | 17,980 | $5.32M | 0.40% | +17,980 | New |
| Chartwell Investment Partners, LLC | 18,000 | $5.32M | 0.19% | −6,585−26.8% | Reduced |
| Ipswich Investment Management Co., Inc. | 18,006 | $5.32M | 1.35% | +77+0.4% | Added |
| Hallmark Capital Management Inc | 18,011 | $5.33M | 0.42% | −959−5.1% | Reduced |
| Mizuho Markets Americas LLC | 18,124 | $5.36M | 0.16% | +6,063+50.3% | Added |
| Aries Wealth Management | 18,128 | $5.36M | 1.91% | −500−2.7% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 18,174 | $5.37M | 0.38% | −265−1.4% | Reduced |
| Colonial Trust Advisors | 18,280 | $5.40M | 0.57% | −102−0.6% | Reduced |
| Empirical Finance, LLC | 18,281 | $5.41M | 0.38% | +40+0.2% | Added |
| Asahi Life Asset Management Co., Ltd. | 18,293 | $5.41M | 2.97% | −13,029−41.6% | Reduced |
| Physicians Financial Services, Inc. | 18,295 | $5.41M | 2.05% | +100+0.5% | Added |
| KMG Fiduciary Partners, LLC | 18,314 | $5.41M | 0.63% | +30.0% | Added |
| Kerrisdale Advisers, LLC | 18,323 | $5.42M | 1.61% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 18,867 | $5.42M | 0.23% | −1,588−7.8% | Reduced |
| Trinity Legacy Partners, LLC | 18,334 | $5.42M | 1.71% | −198−1.1% | Reduced |
| Silvercrest Asset Management Group LLC | 18,352 | $5.43M | 0.04% | +938+5.4% | Added |
| Neville Rodie & Shaw Inc | 18,385 | $5.44M | 0.44% | −501−2.7% | Reduced |
| King Luther Capital Management Corp | 18,405 | $5.44M | 0.03% | −1,113−5.7% | Reduced |
| AustralianSuper Pty Ltd | 18,429 | $5.45M | 0.03% | −1,597−8.0% | Reduced |
| Bridge Creek Capital Management LLC | 18,430 | $5.45M | 1.89% | −364−1.9% | Reduced |
| Reliant Investment Management, LLC | 18,460 | $5.46M | 2.78% | −120−0.6% | Reduced |
| Bleakley Financial Group, LLC | 18,501 | $5.47M | 0.17% | +103+0.6% | Added |
| TownSquare Capital, LLC | 18,532 | $5.48M | 0.09% | −16,042−46.4% | Reduced |
| iA Global Asset Management Inc. | 18,543 | $5.48M | 0.13% | +666+3.7% | Added |
| Romano Brothers and Company | 18,578 | $5.49M | 0.82% | −563−2.9% | Reduced |
| Kingswood Wealth Advisors, LLC | 18,645 | $5.51M | 0.63% | +4,293+29.9% | Added |
| Burney Co | 18,696 | $5.53M | 0.23% | −340−1.8% | Reduced |
| Perfromance Wealth Partners, LLC | 18,696 | $5.53M | 0.24% | −1,482−7.3% | Reduced |
| Columbia Asset Management | 18,759 | $5.55M | 1.13% | −204−1.1% | Reduced |
| Teamwork Financial Advisors, LLC | 18,767 | $5.55M | 0.95% | +18,767 | New |
| Investment Management Corp of Ontario | 18,907 | $5.59M | 0.14% | +11,955+172.0% | Added |
| Kiley Juergens Wealth Management, LLC | 18,962 | $5.61M | 1.88% | +36+0.2% | Added |
| Retirement Group, LLC | 19,011 | $5.62M | 2.27% | +51+0.3% | Added |
| Ieq Capital, LLC | 19,087 | $5.64M | 0.09% | −1,740−8.4% | Reduced |
| Metis Global Partners, LLC | 19,119 | $5.65M | 0.23% | −2,035−9.6% | Reduced |
| Family Legacy, Inc. | 19,391 | $5.73M | 2.19% | +70.0% | Added |
| Sawtooth Solutions, LLC | 19,488 | $5.76M | 0.16% | +71+0.4% | Added |
| Millennium Management LLC | 19,494 | $5.76M | 0.01% | −190,413−90.7% | Reduced |
| Old National Bancorp | 19,602 | $5.80M | 0.15% | −2,222−10.2% | Reduced |
| Crestwood Advisors Group LLC | 19,634 | $5.81M | 0.14% | +1,367+7.5% | Added |
| Northeast Investment Management | 19,636 | $5.81M | 0.31% | −261−1.3% | Reduced |
| Asset Dedication, LLC | 19,701 | $5.81M | 0.47% | −54−0.3% | Reduced |
| Ameritas Advisory Services, LLC | 18,694 | $5.81M | 0.32% | +632+3.5% | Added |
| Caldwell Trust Co | 19,790 | $5.85M | 0.74% | −217−1.1% | Reduced |
| Anderson Hoagland & Co | 20,380 | $5.85M | 0.72% | −51−0.2% | Reduced |
| Mutual Advisors, LLC | 20,039 | $5.92M | 0.21% | +5,274+35.7% | Added |
| Summitry LLC | 20,181 | $5.97M | 0.35% | +668+3.4% | Added |
| Valeo Financial Advisors, LLC | 20,330 | $6.01M | 0.24% | +574+2.9% | Added |
| Tiaa Trust, National Association | 20,351 | $6.02M | 0.02% | −407−2.0% | Reduced |
| Vident Advisory, LLC | 20,414 | $6.04M | 0.15% | +1,447+7.6% | Added |
| Searle & Co. | 20,423 | $6.04M | 1.65% | +101+0.5% | Added |
| Beach Investment Counsel Inc | 20,539 | $6.07M | 0.75% | +18,841+1,109.6% | Added |
| Financial & Tax Architects, LLC | 20,580 | $6.08M | 1.80% | −246−1.2% | Reduced |
| Twin Tree Management, LP | 20,624 | $6.10M | 0.11% | +4,660+29.2% | Added |
| Metropolitan Life Insurance Co | 20,765 | $6.14M | 0.29% | −343−1.6% | Reduced |
| Prudential PLC | 20,878 | $6.17M | 0.07% | +552+2.7% | Added |
| Churchill Management Corp | 20,997 | $6.21M | 0.10% | −472−2.2% | Reduced |
| GQG Partners LLC | 21,136 | $6.25M | 0.01% | +9,936+88.7% | Added |
| Knuff & Co LLC | 21,157 | $6.26M | 2.28% | +150+0.7% | Added |
| Nikko Asset Management Americas, Inc. | 21,218 | $6.28M | 0.06% | −4,700−18.1% | Reduced |
| Allworth Financial LP | 21,239 | $6.28M | 0.05% | +272+1.3% | Added |
| Employees Provident Fund Board | 21,311 | $6.30M | 0.12% | +311+1.5% | Added |
| Axxcess Wealth Management, LLC | 21,343 | $6.31M | 0.19% | +3,558+20.0% | Added |
| Highland Capital Management, LLC | 21,401 | $6.33M | 0.39% | +2,130+11.1% | Added |
| Knights of Columbus Asset Advisors LLC | 21,424 | $6.33M | 0.41% | +193+0.9% | Added |
| Northwest Investment Counselors, LLC | 21,463 | $6.35M | 1.70% | −758−3.4% | Reduced |
| Boit C F David | 22,400 | $6.37M | 3.61% | +2,000+9.8% | Added |
| Meiji Yasuda Life Insurance Co | 21,568 | $6.38M | 0.14% | +2,319+12.0% | Added |
| Wolverine Trading, LLC | 21,658 | $6.40M | 0.05% | +16,203+297.0% | Added |
| BKD Wealth Advisors, LLC | 21,670 | $6.41M | 0.18% | −631−2.8% | Reduced |
| Apollon Wealth Management, LLC | 21,674 | $6.41M | 0.22% | +7,565+53.6% | Added |
| Citizens National Bank Trust Department | 21,684 | $6.41M | 1.63% | −95−0.4% | Reduced |
| SlateStone Wealth, LLC | 21,933 | $6.49M | 0.84% | +1,662+8.2% | Added |
| Buckingham Strategic Wealth, LLC | 22,030 | $6.51M | 0.08% | −1,187−5.1% | Reduced |
| City Holding Co | 22,042 | $6.52M | 1.05% | +682+3.2% | Added |
| Biechele Royce Advisors | 22,052 | $6.52M | 2.13% | +37+0.2% | Added |
| McGuire Investment Group, LLC | 22,209 | $6.57M | 1.10% | +222+1.0% | Added |
| Advisors Asset Management, Inc. | 22,335 | $6.60M | 0.13% | −80.0% | Reduced |
| Brinker Capital Investments, LLC | 22,735 | $6.64M | 0.08% | +574+2.6% | Added |
| Orion Portfolio Solutions, LLC | 22,735 | $6.64M | 0.08% | +574+2.6% | Added |
| Dynamic Advisor Solutions LLC | 23,095 | $6.67M | 0.25% | +18,589+412.5% | Added |
| Narwhal Capital Management | 22,726 | $6.72M | 0.73% | −990−4.2% | Reduced |
| Moors & Cabot, Inc. | 22,989 | $6.80M | 0.42% | +2,587+12.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 23,002 | $6.80M | 0.61% | −287−1.2% | Reduced |
| Perigon Wealth Management, LLC | 23,174 | $6.85M | 0.22% | −284−1.2% | Reduced |
| Cannell Peter B & Co Inc | 23,204 | $6.86M | 0.22% | −5,133−18.1% | Reduced |
| Spinnaker Trust | 23,210 | $6.86M | 0.47% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 23,292 | $6.89M | 1.56% | −193−0.8% | Reduced |
| Sentry LLC | 23,490 | $6.95M | 1.48% | +30.0% | Added |
| Principle Wealth Partners LLC | 23,521 | $6.95M | 0.60% | −58−0.2% | Reduced |
| Beacon Investment Advisory Services, Inc. | 23,676 | $7.00M | 0.32% | −198−0.8% | Reduced |
| Uniplan Investment Counsel, Inc. | 23,795 | $7.06M | 0.52% | −2,029−7.9% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $7.10M | 0.10% | 00.0% | Unchanged |
| Aull & Monroe Investment Management Corp | 24,151 | $7.14M | 3.52% | −83−0.3% | Reduced |
| Silver Oak Securities, Inc | 24,185 | $7.15M | 0.96% | +1,419+6.2% | Added |
| Raymond James Trust N.A. | 24,200 | $7.16M | 0.19% | +2,559+11.8% | Added |
| ExodusPoint Capital Management, LP | 24,201 | $7.16M | 0.09% | −14,477−37.4% | Reduced |