Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Abich Financial Wealth Management LLC | 164 | $48.5K | 0.05% | +164 | New |
| Compass Wealth Management LLC | 165 | $48.8K | 0.01% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 166 | $49.0K | 0.01% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 167 | $49.0K | 0.03% | 00.0% | Unchanged |
| Lee Financial Co | 167 | $49.4K | 0.01% | +12+7.7% | Added |
| Private Wealth Management Group, LLC | 169 | $50.0K | 0.02% | +169 | New |
| Oliver Lagore Vanvalin Investment Group | 181 | $53.6K | 0.02% | −25−12.1% | Reduced |
| VitalStone Financial, LLC | 182 | $54.0K | 0.04% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 187 | $55.3K | 0.05% | +5+2.7% | Added |
| New England Capital Financial Advisors LLC | 189 | $55.8K | 0.03% | 00.0% | Unchanged |
| Arlington Partners LLC | 189 | $55.9K | 0.02% | +189 | New |
| America First Investment Advisors, LLC | 192 | $56.8K | 0.01% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 193 | $57.0K | 0.00% | −1−0.5% | Reduced |
| Morgan Dempsey Capital Management LLC | 200 | $59.1K | 0.02% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $59.1K | 0.03% | 00.0% | Unchanged |
| Estabrook Capital Management | 200 | $59.1K | 0.01% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $59.1K | 0.02% | 00.0% | Unchanged |
| Broadwater Capital Management LLC | 200 | $59.1K | 0.05% | +200 | New |
| Kiely Wealth Advisory Group, Inc. | 200 | $60.5K | 0.04% | +200 | New |
| Hobbs Group Advisors, LLC | 209 | $61.8K | 0.03% | +209 | New |
| Atlantic Private Wealth, LLC | 210 | $62.0K | 0.06% | +1+0.5% | Added |
| Horizons Wealth Management | 211 | $62.3K | 0.04% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 211 | $62.4K | 0.06% | +211 | New |
| Canton Hathaway, LLC | 217 | $64.0K | 0.02% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 220 | $65.0K | 0.04% | 00.0% | Unchanged |
| Bray Capital Advisors | 222 | $65.7K | 0.02% | 00.0% | Unchanged |
| Horrell Capital Management, Inc. | 226 | $67.0K | 0.02% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 228 | $67.4K | 0.00% | −434,172−99.9% | Reduced |
| Creative Capital Management Investments LLC | 228 | $67.4K | 0.04% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 229 | $68.0K | 0.01% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $72.4K | 0.05% | −65−21.0% | Reduced |
| Providence Capital Advisors, LLC | 245 | $72.4K | 0.02% | −5−2.0% | Reduced |
| Clean Yield Group | 245 | $72.4K | 0.03% | 00.0% | Unchanged |
| JNBA Financial Advisors | 246 | $72.7K | 0.01% | 00.0% | Unchanged |
| Founders Capital Management | 249 | $73.7K | 0.05% | −13−5.0% | Reduced |
| LFA - Lugano Financial Advisors SA | 250 | $73.9K | 0.06% | −750−75.0% | Reduced |
| GoalVest Advisory LLC | 250 | $73.9K | 0.03% | −13−4.9% | Reduced |
| St. Johns Investment Management Company, LLC | 250 | $73.9K | 0.04% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $73.9K | 0.01% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 251 | $74.2K | 0.07% | −350−58.2% | Reduced |
| True Wealth Design, LLC | 253 | $74.7K | 0.02% | 00.0% | Unchanged |
| Scarborough Advisors, LLC | 260 | $76.9K | 0.02% | +260 | New |
| Bay Harbor Wealth Management, LLC | 262 | $77.5K | 0.03% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 264 | $78.1K | 0.02% | +7+2.7% | Added |
| Virtus Investment Advisers, Inc. | 269 | $79.5K | 0.06% | 00.0% | Unchanged |
| Avion Wealth | 272 | $80.0K | 0.02% | −9−3.2% | Reduced |
| BFSG, LLC | 275 | $81.3K | 0.01% | +275 | New |
| SYSTM Wealth Solutions LLC | 282 | $83.5K | 0.01% | +282 | New |
| Barrett & Company, Inc. | 282 | $83.5K | 0.05% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 287 | $84.8K | 0.03% | −20−6.5% | Reduced |
| Morton Brown Family Wealth, LLC | 290 | $85.7K | 0.04% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 300 | $88.7K | 0.04% | 00.0% | Unchanged |
| Clear Street Markets LLC | 300 | $89.0K | 0.04% | −500−62.5% | Reduced |
| McClarren Financial Advisors, Inc. | 305 | $90.0K | 0.07% | +1+0.3% | Added |
| O'Dell Group, LLC | 315 | $93.2K | 0.02% | +315 | New |
| PrairieView Partners, LLC | 318 | $94.0K | 0.01% | −230−42.0% | Reduced |
| Ruedi Wealth Management, Inc. | 319 | $94.4K | 0.04% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 325 | $96.0K | 0.03% | +18+5.9% | Added |
| Strategic Investment Solutions, Inc. | 326 | $96.4K | 0.02% | +326 | New |
| Rakuten Securities, Inc. | 326 | $96.4K | 0.08% | +326 | New |
| JJJ Advisors Inc. | 329 | $97.3K | 0.02% | +39+13.4% | Added |
| Carolinas Wealth Consulting LLC | 338 | $99.9K | 0.02% | −341−50.2% | Reduced |
| Centerpoint Advisors, LLC | 340 | $101.0K | 0.04% | 00.0% | Unchanged |
| FSA Wealth Management LLC | 349 | $103.0K | 0.05% | +349 | New |
| Bear Mountain Capital, Inc. | 360 | $103.4K | 0.04% | +360 | New |
| Bell Investment Advisors, Inc | 350 | $103.5K | 0.02% | −7−2.0% | Reduced |
| HighMark Wealth Management LLC | 352 | $104.0K | 0.08% | 00.0% | Unchanged |
| Banco de Sabadell, S.A | 354 | $105.0K | 0.08% | −262−42.5% | Reduced |
| Atticus Wealth Management, LLC | 356 | $105.3K | 0.04% | 00.0% | Unchanged |
| Cetera Trust Company, N.A | 359 | $106.1K | 0.07% | +359 | New |
| Delos Wealth Advisors, LLC | 376 | $111.2K | 0.16% | 00.0% | Unchanged |
| Motco | 382 | $112.9K | 0.01% | 00.0% | Unchanged |
| Globeflex Capital L P | 386 | $114.1K | 0.01% | +386 | New |
| Trust Co | 391 | $115.6K | 0.01% | 00.0% | Unchanged |
| Birchbrook, Inc. | 400 | $118.3K | 0.08% | +400 | New |
| Duncker Streett & Co Inc | 401 | $118.6K | 0.03% | +2+0.5% | Added |
| Coppell Advisory Solutions LLC | 410 | $121.2K | 0.02% | +52+14.5% | Added |
| Bruce G. Allen Investments, LLC | 413 | $122.1K | 0.11% | +413 | New |
| Financial Freedom, LLC | 415 | $122.6K | 0.08% | −49−10.6% | Reduced |
| General Partner, Inc. | 418 | $123.6K | 0.10% | 00.0% | Unchanged |
| Nordwand Advisors, LLC | 420 | $124.2K | 0.03% | 00.0% | Unchanged |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 420 | $124.2K | 0.06% | +420 | New |
| Tradewinds Capital Management, LLC | 422 | $124.8K | 0.05% | +2+0.5% | Added |
| Silicon Valley Capital Partners | 424 | $125.4K | 0.02% | +2+0.5% | Added |
| Capula Management Ltd | 425 | $125.7K | 0.01% | +425 | New |
| Bank of New Hampshire | 428 | $126.5K | 0.04% | 00.0% | Unchanged |
| Covestor Ltd | 430 | $127.0K | 0.09% | −57−11.7% | Reduced |
| Rowland & Co Investment Counsel | 431 | $127.5K | 0.03% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 435 | $128.6K | 0.07% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 443 | $131.0K | 0.06% | −103−18.9% | Reduced |
| Financial Management Professionals, Inc. | 442 | $131.0K | 0.02% | −171−27.9% | Reduced |
| Cherry Tree Wealth Management, LLC | 445 | $131.6K | 0.04% | +50+12.7% | Added |
| Versant Capital Management, Inc | 447 | $132.2K | 0.04% | +16+3.7% | Added |
| AllSquare Wealth Management LLC | 448 | $132.5K | 0.08% | 00.0% | Unchanged |
| LM Advisors LLC | 461 | $136.3K | 0.03% | +461 | New |
| C M Bidwell & Associates Ltd | 465 | $137.5K | 0.10% | 00.0% | Unchanged |
| BOK Financial Private Wealth, Inc. | 468 | $138.4K | 0.01% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 471 | $139.3K | 0.02% | −17−3.5% | Reduced |
| ZRC Wealth Management, LLC | 512 | $139.7K | 0.08% | +410+402.0% | Added |
| Frazier Financial Advisors, LLC | 477 | $141.0K | 0.12% | +477 | New |