Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Traynor Capital Management, Inc. | 10,558 | $3.12M | 0.36% | +479+4.8% | Added |
| Hennessy Advisors Inc | 10,600 | $3.13M | 0.16% | 00.0% | Unchanged |
| Private Trust Co NA | 10,665 | $3.15M | 0.37% | −164−1.5% | Reduced |
| Trust Co of Toledo NA | 10,676 | $3.16M | 0.54% | +223+2.1% | Added |
| IHT Wealth Management, LLC | 10,683 | $3.16M | 0.14% | +39+0.4% | Added |
| Evercore Wealth Management, LLC | 10,726 | $3.17M | 0.05% | −10−0.1% | Reduced |
| Whalerock Point Partners, LLC | 10,742 | $3.18M | 0.98% | +170+1.6% | Added |
| Altshuler Shaham Ltd | 10,756 | $3.18M | 0.18% | +1,508+16.3% | Added |
| Ellis Investment Partners, LLC | 10,778 | $3.19M | 0.74% | +23+0.2% | Added |
| Boyd Watterson Asset Management LLC | 10,812 | $3.20M | 1.26% | −50.0% | Reduced |
| Midland Wealth Advisors LLC | 10,827 | $3.20M | 0.22% | +10,827 | New |
| Brown Brothers Harriman & Co | 10,875 | $3.22M | 0.03% | −214−1.9% | Reduced |
| G&S Capital LLC | 10,922 | $3.23M | 1.53% | +5,308+94.5% | Added |
| Gouws Capital LLC | 10,942 | $3.24M | 2.64% | +880+8.7% | Added |
| Asset Management Group, Inc. | 10,955 | $3.24M | 0.65% | +49+0.4% | Added |
| Summit Financial, LLC | 10,963 | $3.24M | 0.21% | +2,288+26.4% | Added |
| CPA Asset Management LLC | 11,009 | $3.26M | 1.98% | 00.0% | Unchanged |
| Graypoint LLC | 11,015 | $3.26M | 0.26% | −116−1.0% | Reduced |
| Gould Capital, LLC | 11,021 | $3.26M | 2.38% | +71+0.6% | Added |
| Strategic Advisors LLC | 11,033 | $3.26M | 0.62% | +30.0% | Added |
| Modus Advisors, LLC | 11,060 | $3.27M | 1.33% | −107−1.0% | Reduced |
| Graphene Investments SAS | 11,100 | $3.28M | 2.13% | 00.0% | Unchanged |
| Regency Capital Management Inc. | 11,106 | $3.28M | 2.21% | −769−6.5% | Reduced |
| Capital Investment Counsel, Inc | 11,135 | $3.29M | 0.58% | +350+3.2% | Added |
| Heritage Trust Co | 11,208 | $3.31M | 0.47% | −31−0.3% | Reduced |
| Gladstone Institutional Advisory LLC | 11,210 | $3.31M | 0.19% | +3,021+36.9% | Added |
| Gluskin Sheff & Assoc Inc | 11,239 | $3.32M | 0.33% | −3,426−23.4% | Reduced |
| Johnson Investment Counsel Inc | 11,408 | $3.37M | 0.04% | +279+2.5% | Added |
| Essex Financial Services, Inc. | 11,441 | $3.38M | 0.35% | +278+2.5% | Added |
| Profund Advisors LLC | 11,451 | $3.39M | 0.15% | +1,258+12.3% | Added |
| MWA Asset Management | 11,478 | $3.39M | 2.80% | +144+1.3% | Added |
| Money Concepts Capital Corp | 11,477 | $3.39M | 0.32% | −80−0.7% | Reduced |
| Spirit of America Management Corp | 11,490 | $3.40M | 0.75% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 11,497 | $3.40M | 0.20% | +6+0.1% | Added |
| Signaturefd, LLC | 11,507 | $3.40M | 0.08% | +299+2.7% | Added |
| Global Wealth Management Investment Advisory, Inc. | 11,535 | $3.41M | 0.88% | +368+3.3% | Added |
| Occudo Quantitative Strategies LP | 11,574 | $3.42M | 0.46% | +11,574 | New |
| Atomi Financial Group, Inc. | 11,583 | $3.42M | 0.47% | +881+8.2% | Added |
| Tokio Marine Asset Management Co Ltd | 11,589 | $3.43M | 0.19% | +417+3.7% | Added |
| Kames Capital plc | 11,592 | $3.43M | 0.05% | +11,592 | New |
| Coldstream Capital Management Inc | 11,604 | $3.43M | 0.10% | −162−1.4% | Reduced |
| BLB&B Advisors, LLC | 11,624 | $3.44M | 0.22% | −130−1.1% | Reduced |
| Public Sector Pension Investment Board | 11,640 | $3.44M | 0.03% | −43,005−78.7% | Reduced |
| MV Capital Management, Inc. | 11,680 | $3.45M | 0.44% | +79+0.7% | Added |
| Leavell Investment Management, Inc. | 11,709 | $3.46M | 0.22% | −1,251−9.7% | Reduced |
| Wesbanco Bank Inc | 11,761 | $3.48M | 0.20% | −11,736−49.9% | Reduced |
| Whitener Capital Management, Inc. | 11,790 | $3.49M | 1.26% | +316+2.8% | Added |
| Cullen/Frost Bankers, Inc. | 11,846 | $3.50M | 0.06% | −1,060−8.2% | Reduced |
| New Hampshire Trust | 11,888 | $3.51M | 0.85% | −56−0.5% | Reduced |
| SeaCrest Wealth Management, LLC | 12,170 | $3.52M | 0.43% | −610−4.8% | Reduced |
| Procyon Private Wealth Partners, LLC | 11,908 | $3.52M | 0.30% | +444+3.9% | Added |
| Financial Advisory Service, Inc. | 12,104 | $3.58M | 0.34% | +770+6.8% | Added |
| Vista Investment Partners LLC | 12,122 | $3.58M | 1.32% | +12,122 | New |
| Caldwell Sutter Capital, Inc. | 12,130 | $3.59M | 1.82% | +46+0.4% | Added |
| Trust Co of Vermont | 12,130 | $3.59M | 0.24% | −2,015−14.2% | Reduced |
| Geneva Partners, LLC | 12,150 | $3.59M | 1.99% | −8,126−40.1% | Reduced |
| Jacobi Capital Management LLC | 12,157 | $3.59M | 0.37% | +28+0.2% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,169 | $3.60M | 0.71% | −155−1.3% | Reduced |
| Slow Capital, Inc. | 12,179 | $3.60M | 0.63% | −50.0% | Reduced |
| Kingsview Wealth Management, LLC | 12,185 | $3.60M | 0.11% | −1,483−10.9% | Reduced |
| Applied Capital LLC | 12,248 | $3.62M | 3.33% | −284−2.3% | Reduced |
| Montag A & Associates Inc | 12,275 | $3.63M | 0.20% | +939+8.3% | Added |
| Ledyard National Bank | 12,360 | $3.65M | 0.38% | +10,913+754.2% | Added |
| RSM US Wealth Management LLC | 12,390 | $3.66M | 0.10% | +1,924+18.4% | Added |
| StoneX Group Inc. | 12,474 | $3.68M | 0.37% | +1,845+17.4% | Added |
| Thoroughbred Financial Services, LLC | 12,464 | $3.69M | 0.30% | +500+4.2% | Added |
| Barbara Oil Co. | 12,500 | $3.70M | 1.66% | 00.0% | Unchanged |
| Tritonpoint Wealth, LLC | 12,535 | $3.71M | 0.36% | +12,535 | New |
| Ogorek Anthony Joseph | 12,560 | $3.71M | 1.35% | −18−0.1% | Reduced |
| Azimuth Capital Investment Management LLC | 12,560 | $3.71M | 0.17% | −125−1.0% | Reduced |
| Jackson Square Capital, LLC | 12,592 | $3.72M | 1.20% | −7,356−36.9% | Reduced |
| First Citizens Bank & Trust Co | 12,615 | $3.73M | 0.07% | −882−6.5% | Reduced |
| NEOS Investment Management LLC | 12,683 | $3.75M | 0.36% | +1,598+14.4% | Added |
| Sapient Capital LLC | 12,700 | $3.76M | 0.10% | +12,700 | New |
| Stonebridge Capital Management Inc | 12,722 | $3.76M | 1.83% | −100−0.8% | Reduced |
| Liberty One Investment Management, LLC | 12,738 | $3.77M | 0.46% | +519+4.2% | Added |
| Viewpoint Capital Management LLC | 12,748 | $3.77M | 2.64% | −15−0.1% | Reduced |
| Hayek Kallen Investment Management | 12,861 | $3.80M | 1.59% | −126−1.0% | Reduced |
| Intact Investment Management Inc. | 12,940 | $3.83M | 0.15% | +2,100+19.4% | Added |
| TCW Group Inc | 12,907 | $3.83M | 0.04% | +12,907 | New |
| Principal Securities, Inc. | 12,958 | $3.83M | 0.14% | +12,958 | New |
| Blue Edge Capital, LLC | 13,011 | $3.85M | 0.72% | −664−4.9% | Reduced |
| Ameritas Investment Partners, Inc. | 13,079 | $3.87M | 0.14% | −280−2.1% | Reduced |
| FourThought Financial Partners, LLC | 13,220 | $3.91M | 0.49% | +16+0.1% | Added |
| NewSquare Capital LLC | 13,228 | $3.91M | 0.37% | +13,203+52,812.0% | Added |
| Spire Wealth Management | 13,721 | $3.91M | 0.13% | +1,068+8.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 13,277 | $3.93M | 0.16% | −597−4.3% | Reduced |
| FJ Investments, LLC | 13,300 | $3.93M | 0.19% | +13,300 | New |
| Plimoth Trust Co LLC | 13,301 | $3.93M | 1.13% | −96−0.7% | Reduced |
| Bridgeway Capital Management, LLC | 13,340 | $3.94M | 0.08% | 00.0% | Unchanged |
| Seascape Capital Management | 13,341 | $3.94M | 1.66% | +13,341 | New |
| Wetherby Asset Management Inc | 13,364 | $3.95M | 0.21% | −349−2.5% | Reduced |
| Wakefield Asset Management LLLP | 13,365 | $3.95M | 1.46% | +1,797+15.5% | Added |
| Bailard, Inc. | 13,378 | $3.96M | 0.12% | −3,196−19.3% | Reduced |
| Veriti Management LLC | 13,455 | $3.98M | 0.36% | +1,930+16.7% | Added |
| Gilliland Jeter Wealth Management LLC | 13,474 | $3.98M | 1.65% | +13,474 | New |
| Sowell Financial Services LLC | 13,524 | $4.00M | 0.22% | +208+1.6% | Added |
| Sigma Planning Corp | 13,647 | $4.03M | 0.32% | −17,509−56.2% | Reduced |
| Chicago Capital, LLC | 13,767 | $4.07M | 0.15% | +9,732+241.2% | Added |
| Anchor Investment Management, LLC | 13,872 | $4.10M | 0.47% | +186+1.4% | Added |