Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vise Technologies, Inc. | 8,209 | $2.43M | 0.52% | +1,992+32.0% | Added |
| Old Port Advisors | 8,212 | $2.43M | 0.81% | −181−2.2% | Reduced |
| Westpac Banking Corp | 8,215 | $2.43M | 0.20% | +563+7.4% | Added |
| Greater Midwest Financial Group, LLC | 8,218 | $2.43M | 1.65% | +8,218 | New |
| Chapin Davis, Inc. | 8,255 | $2.44M | 1.03% | +29+0.4% | Added |
| First Horizon Advisors, Inc. | 8,270 | $2.45M | 0.08% | +86+1.1% | Added |
| FLC Capital Advisors | 8,287 | $2.45M | 0.66% | −439−5.0% | Reduced |
| Sumitomo Life Insurance Co | 8,325 | $2.46M | 0.08% | −431−4.9% | Reduced |
| Court Place Advisors, LLC | 8,339 | $2.47M | 0.81% | −10−0.1% | Reduced |
| Rothschild Investment LLC | 8,347 | $2.47M | 0.21% | +8,347 | New |
| Radnor Capital Management, LLC | 8,352 | $2.47M | 0.46% | −310−3.6% | Reduced |
| Symmetry Investments LP | 8,400 | $2.48M | 0.45% | +8,400 | New |
| Global Trust Asset Management, LLC | 8,409 | $2.49M | 1.09% | +52+0.6% | Added |
| Cornercap Investment Counsel Inc | 8,423 | $2.49M | 0.41% | +352+4.4% | Added |
| Boltwood Capital Management | 8,428 | $2.49M | 0.83% | +42+0.5% | Added |
| HRT Financial LP | 8,453 | $2.50M | 0.02% | −2,798−24.9% | Reduced |
| Investors Asset Management of Georgia Inc | 8,493 | $2.50M | 1.27% | +675+8.6% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,527 | $2.52M | 1.56% | −27−0.3% | Reduced |
| Slagle Financial, LLC | 17,010 | $2.53M | 1.45% | +8,319+95.7% | Added |
| Douglass Winthrop Advisors, LLC | 8,570 | $2.53M | 0.06% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 8,573 | $2.54M | 0.15% | +958+12.6% | Added |
| Meeder Advisory Services, Inc. | 8,579 | $2.54M | 0.29% | −246−2.8% | Reduced |
| Moneta Group Investment Advisors LLC | 8,614 | $2.55M | 0.05% | −321−3.6% | Reduced |
| Cullen Investment Group, Ltd. | 8,627 | $2.55M | 0.45% | +8,627 | New |
| Cornell Pochily Investment Advisors, Inc. | 8,647 | $2.56M | 1.06% | +373+4.5% | Added |
| Smith, Salley & Associates | 8,672 | $2.56M | 0.17% | −1,084−11.1% | Reduced |
| Pure Financial Advisors, Inc. | 8,678 | $2.57M | 0.09% | +192+2.3% | Added |
| Nilsine Partners, LLC | 8,724 | $2.58M | 0.40% | +101+1.2% | Added |
| Arete Wealth Advisors, LLC | 8,747 | $2.59M | 0.20% | +2,269+35.0% | Added |
| Wade G W & Inc | 8,782 | $2.60M | 0.08% | +2,637+42.9% | Added |
| Capital Asset Advisory Services LLC | 8,814 | $2.61M | 0.16% | −903−9.3% | Reduced |
| Hanson & Doremus Investment Management | 8,823 | $2.61M | 0.49% | −126−1.4% | Reduced |
| Becker Capital Management Inc | 8,851 | $2.62M | 0.09% | −314−3.4% | Reduced |
| Level Four Advisory Services, LLC | 8,874 | $2.62M | 0.15% | +913+11.5% | Added |
| Occidental Asset Management, LLC | 8,874 | $2.62M | 0.54% | +1,175+15.3% | Added |
| HBK Sorce Advisory LLC | 8,878 | $2.62M | 0.10% | +76+0.9% | Added |
| EP Wealth Advisors, LLC | 8,878 | $2.63M | 0.03% | +404+4.8% | Added |
| Boston Private Wealth LLC | 8,891 | $2.63M | 0.06% | −91−1.0% | Reduced |
| Park National Corp | 8,916 | $2.64M | 0.11% | −33−0.4% | Reduced |
| Berkshire Bank | 8,934 | $2.64M | 0.70% | −624−6.5% | Reduced |
| River Street Advisors LLC | 8,962 | $2.65M | 2.11% | −17−0.2% | Reduced |
| LMG Wealth Partners, LLC | 9,038 | $2.67M | 0.74% | +162+1.8% | Added |
| Loudon Investment Management, LLC | 9,043 | $2.67M | 1.65% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 9,067 | $2.68M | 0.25% | −596−6.2% | Reduced |
| Ti-Trust, Inc | 9,097 | $2.69M | 2.37% | −150−1.6% | Reduced |
| Avitas Wealth Management LLC | 9,123 | $2.70M | 0.45% | +331+3.8% | Added |
| South Dakota Investment Council | 9,224 | $2.73M | 0.06% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 9,259 | $2.74M | 0.11% | +4,081+78.8% | Added |
| RB Capital Management, LLC | 9,286 | $2.75M | 0.80% | +110+1.2% | Added |
| Mather Group, LLC. | 9,288 | $2.75M | 0.04% | +1,120+13.7% | Added |
| Ignite Planners, LLC | 9,427 | $2.76M | 0.82% | +306+3.4% | Added |
| Aire Advisors, LLC | 9,340 | $2.76M | 0.68% | −349−3.6% | Reduced |
| Buckley Wealth Management, LLC | 9,372 | $2.77M | 0.96% | 00.0% | Unchanged |
| World Equity Group, Inc. | 9,826 | $2.79M | 0.56% | +1,370+16.2% | Added |
| Richelieu Gestion PLC | 9,450 | $2.79M | 2.50% | +2,534+36.6% | Added |
| Palisade Asset Management, LLC | 9,472 | $2.80M | 0.31% | −48−0.5% | Reduced |
| First National Bank & Trust Co of Newtown | 9,489 | $2.81M | 0.60% | −154−1.6% | Reduced |
| Argent Trust Co | 9,504 | $2.81M | 0.14% | +364+4.0% | Added |
| Core Wealth Advisors, Inc. | 9,529 | $2.82M | 1.04% | −105−1.1% | Reduced |
| Wellington Shields & Co., LLC | 9,608 | $2.84M | 1.05% | +8+0.1% | Added |
| McKinley Carter Wealth Services, Inc. | 9,625 | $2.85M | 0.21% | +153+1.6% | Added |
| Mill Capital Management, LLC | 9,737 | $2.88M | 0.26% | −129−1.3% | Reduced |
| Legacy Financial Strategies, LLC | 9,764 | $2.89M | 0.82% | +28+0.3% | Added |
| Hudock, Inc. | 9,767 | $2.89M | 0.62% | +9+0.1% | Added |
| Finer Wealth Management, Inc. | 9,775 | $2.89M | 2.15% | +46+0.5% | Added |
| Hoylecohen, LLC | 9,833 | $2.91M | 0.24% | +155+1.6% | Added |
| CAPROCK Group, Inc. | 9,833 | $2.91M | 0.19% | −58−0.6% | Reduced |
| Cumberland Advisors Inc | 9,850 | $2.91M | 1.25% | 00.0% | Unchanged |
| Pinnacle Wealth Management, LLC | 9,898 | $2.93M | 3.35% | +9,898 | New |
| We Are One Seven, LLC | 9,907 | $2.93M | 0.17% | +552+5.9% | Added |
| AAFMAA Wealth Management & Trust LLC | 9,924 | $2.93M | 1.66% | +610+6.5% | Added |
| Point72 Europe (London) LLP | 9,962 | $2.95M | 0.37% | +9,962 | New |
| Baldwin Investment Management, LLC | 9,993 | $2.95M | 0.46% | +10+0.1% | Added |
| Scopus Asset Management, L.P. | 10,000 | $2.96M | 0.13% | −18,700−65.2% | Reduced |
| Schnieders Capital Management LLC | 10,009 | $2.96M | 0.65% | −1,500−13.0% | Reduced |
| Adirondack Trust Co | 8,924 | $2.98M | 1.29% | −380−4.1% | Reduced |
| Americana Partners, LLC | 13,151 | $2.98M | 0.28% | −4,987−27.5% | Reduced |
| Ashton Thomas Private Wealth, LLC | 10,115 | $2.99M | 0.19% | −1,422−12.3% | Reduced |
| 1st Source Bank | 10,129 | $2.99M | 0.18% | −300−2.9% | Reduced |
| OneAscent Financial Services LLC | 10,139 | $3.00M | 0.37% | +9,370+1,218.5% | Added |
| Truvestments Capital LLC | 10,166 | $3.01M | 1.36% | −463−4.4% | Reduced |
| Beck Capital Management, LLC | 10,185 | $3.01M | 1.03% | −86−0.8% | Reduced |
| IPG Investment Advisors LLC | 10,207 | $3.02M | 0.60% | +6,193+154.3% | Added |
| Assetmark, Inc | 10,214 | $3.02M | 0.01% | −2,495−19.6% | Reduced |
| Oliver Luxxe Assets LLC | 10,245 | $3.03M | 0.71% | +170+1.7% | Added |
| Sound View Wealth Advisors Group, LLC | 10,263 | $3.03M | 0.33% | +994+10.7% | Added |
| First Dallas Securities Inc. | 10,298 | $3.04M | 1.57% | +6,226+152.9% | Added |
| Mission Creek Capital Partners, Inc. | 10,335 | $3.06M | 0.79% | −396−3.7% | Reduced |
| PFG Advisors | 10,338 | $3.06M | 0.25% | −124−1.2% | Reduced |
| Donaldson Capital Management, LLC | 10,373 | $3.07M | 0.14% | −216−2.0% | Reduced |
| Kinloch Capital, LLC | 10,378 | $3.07M | 1.95% | −347−3.2% | Reduced |
| Monetary Management Group Inc | 10,392 | $3.07M | 0.96% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 10,416 | $3.08M | 0.12% | +1,515+17.0% | Added |
| Naples Global Advisors, LLC | 10,445 | $3.09M | 0.34% | +41+0.4% | Added |
| Pinnacle Holdings, LLC | 10,461 | $3.09M | 1.27% | +24+0.2% | Added |
| Mystic Asset Management, Inc. | 10,478 | $3.10M | 1.48% | +140+1.4% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,480 | $3.10M | 0.82% | −84−0.8% | Reduced |
| Cambridge Advisors Inc. | 10,515 | $3.11M | 0.78% | −80−0.8% | Reduced |
| Smith, Moore & Co. | 10,528 | $3.11M | 0.37% | −19−0.2% | Reduced |
| WR Wealth Planners, LLC | 10,539 | $3.12M | 1.16% | −94−0.9% | Reduced |