Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Modera Wealth Management, LLC | 6,556 | $1.94M | 0.03% | −470−6.7% | Reduced |
| Orleans Capital Management Corp | 6,585 | $1.95M | 1.31% | +340+5.4% | Added |
| Concord Wealth Partners | 6,587 | $1.95M | 0.39% | +905+15.9% | Added |
| Zhang Financial LLC | 6,593 | $1.95M | 0.17% | +456+7.4% | Added |
| Parallel Advisors, LLC | 6,595 | $1.95M | 0.06% | −406−5.8% | Reduced |
| Two Sigma Investments, LP | 6,600 | $1.95M | 0.00% | −53,059−88.9% | Reduced |
| Argus Investors' Counsel, Inc. | 6,600 | $1.95M | 1.25% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 6,606 | $1.95M | 0.07% | −1,313−16.6% | Reduced |
| Temasek Holdings (Private) Ltd | 6,615 | $1.96M | 0.01% | +6,615 | New |
| Western Wealth Management, LLC | 6,626 | $1.96M | 0.14% | −184−2.7% | Reduced |
| Imprint Wealth LLC | 6,636 | $1.96M | 1.58% | −54−0.8% | Reduced |
| CoreCap Advisors, LLC | 6,649 | $1.97M | 0.13% | +2,618+64.9% | Added |
| Greenfield Savings Bank | 6,667 | $1.97M | 1.14% | −10−0.1% | Reduced |
| St Germain D J Co Inc | 6,682 | $1.98M | 0.10% | +54+0.8% | Added |
| Nemes Rush Group LLC | 6,688 | $1.98M | 0.32% | −152−2.2% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 6,695 | $1.98M | 0.07% | −951−12.4% | Reduced |
| Ar Asset Management Inc | 6,700 | $1.98M | 0.52% | 00.0% | Unchanged |
| Csenge Advisory Group | 6,703 | $1.98M | 0.12% | +360+5.7% | Added |
| Oak Asset Management, LLC | 6,705 | $1.98M | 0.79% | −101−1.5% | Reduced |
| Tyche Wealth Partners LLC | 6,712 | $1.98M | 0.48% | +6,712 | New |
| Avantax Planning Partners, Inc. | 6,718 | $1.99M | 0.08% | −100−1.5% | Reduced |
| Quadrant Capital Group LLC | 6,722 | $1.99M | 0.17% | +1,914+39.8% | Added |
| NBC Securities, Inc. | 6,735 | $1.99M | 0.20% | +12+0.2% | Added |
| AlTi Global, Inc. | 6,736 | $1.99M | 0.06% | +6,736 | New |
| Arbor Trust Wealth Advisors, LLC | 6,743 | $1.99M | 1.19% | −272−3.9% | Reduced |
| Retirement Planning Co of New England, Inc. | 6,743 | $1.99M | 0.90% | +324+5.0% | Added |
| Trueblood Wealth Management, LLC | 6,765 | $2.00M | 1.25% | +6,765 | New |
| Hilton Capital Management, LLC | 6,783 | $2.01M | 0.21% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 6,814 | $2.01M | 0.10% | 00.0% | Unchanged |
| XML Financial, LLC | 6,858 | $2.03M | 0.21% | +53+0.8% | Added |
| LGT Group Foundation | 6,850 | $2.03M | 0.04% | +1,000+17.1% | Added |
| Resources Management Corp | 6,894 | $2.04M | 0.30% | +1,004+17.0% | Added |
| Wintrust Investments LLC | 6,959 | $2.06M | 0.20% | +206+3.1% | Added |
| AMG National Trust Bank | 6,958 | $2.06M | 0.06% | +28+0.4% | Added |
| Horizon Kinetics Asset Management LLC | 6,959 | $2.06M | 0.04% | −40−0.6% | Reduced |
| Weatherly Asset Management L. P. | 6,968 | $2.06M | 0.22% | −75−1.1% | Reduced |
| Quest Investment Management LLC | 6,968 | $2.06M | 0.26% | −225−3.1% | Reduced |
| Wilson & Boucher Capital Management, LLC | 6,981 | $2.06M | 1.74% | 00.0% | Unchanged |
| Franklin Street Advisors Inc | 7,005 | $2.07M | 0.17% | 00.0% | Unchanged |
| Cascade Investment Advisors, Inc. | 7,010 | $2.07M | 1.48% | −45−0.6% | Reduced |
| Garrett Investment Advisors LLC | 7,052 | $2.09M | 0.29% | −109−1.5% | Reduced |
| Little House Capital LLC | 7,068 | $2.09M | 0.76% | +851+13.7% | Added |
| Gables Capital Management Inc. | 7,070 | $2.09M | 1.30% | 00.0% | Unchanged |
| Rockland Trust Co | 7,072 | $2.09M | 0.11% | +22+0.3% | Added |
| Ramirez Asset Management, Inc. | 7,078 | $2.09M | 0.42% | +450+6.8% | Added |
| BNC Wealth Management, LLC | 7,103 | $2.10M | 0.99% | +5,533+352.4% | Added |
| Cross Staff Investments Inc | 7,104 | $2.10M | 1.86% | −59−0.8% | Reduced |
| Legacy Bridge, LLC | 7,130 | $2.11M | 1.37% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 7,175 | $2.12M | 0.10% | +4,222+143.0% | Added |
| Triangle Securities Wealth Management | 7,192 | $2.13M | 0.66% | −22−0.3% | Reduced |
| Valley Brook Capital Group | 7,200 | $2.13M | 1.85% | −135−1.8% | Reduced |
| BCM Advisors, LLC | 7,000 | $2.13M | 0.56% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 7,237 | $2.14M | 0.33% | +359+5.2% | Added |
| AXS Investments LLC | 7,264 | $2.15M | 0.52% | +835+13.0% | Added |
| Marshall Wace, LLP | 7,292 | $2.16M | 0.00% | +3,993+121.0% | Added |
| Qtron Investments LLC | 7,371 | $2.18M | 0.36% | −260−3.4% | Reduced |
| Sargent Investment Group, LLC | 7,394 | $2.19M | 0.48% | +923+14.3% | Added |
| Focused Wealth Management, Inc | 7,412 | $2.19M | 0.36% | +10.0% | Added |
| Truepoint, Inc. | 7,420 | $2.19M | 0.06% | −632−7.8% | Reduced |
| Cambridge Trust Co | 7,428 | $2.20M | 0.09% | +30.0% | Added |
| Papp L Roy & Associates | 7,432 | $2.20M | 0.27% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 7,445 | $2.20M | 0.02% | 00.0% | Unchanged |
| Stoneridge Investment Partners LLC | 7,476 | $2.21M | 0.93% | −13−0.2% | Reduced |
| Colony Group, LLC | 7,478 | $2.21M | 0.03% | +7,478 | New |
| Atlas Brown,Inc. | 7,529 | $2.23M | 0.92% | −35−0.5% | Reduced |
| Ritholtz Wealth Management | 7,536 | $2.23M | 0.09% | +139+1.9% | Added |
| Columbia Trust Co 01012016 | 7,542 | $2.23M | 1.01% | +283+3.9% | Added |
| D. Scott Neal, Inc. | 7,549 | $2.23M | 1.99% | 00.0% | Unchanged |
| Verdence Capital Advisors LLC | 7,553 | $2.23M | 0.22% | −154−2.0% | Reduced |
| Penobscot Investment Management Company, Inc. | 7,555 | $2.23M | 0.26% | +1,200+18.9% | Added |
| Stone Point Wealth LLC | 7,561 | $2.24M | 0.86% | −70−0.9% | Reduced |
| Exchange Bank | 7,578 | $2.24M | 1.94% | −49−0.6% | Reduced |
| Secured Retirement Advisors, LLC | 7,609 | $2.25M | 2.16% | +7,609 | New |
| JBR Co Financial Management Inc | 7,622 | $2.25M | 2.12% | +7,622 | New |
| Diversified Trust Co | 7,681 | $2.27M | 0.08% | −1,734−18.4% | Reduced |
| Acadian Asset Management LLC | 7,710 | $2.28M | 0.01% | −29,330−79.2% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,709 | $2.28M | 0.17% | +131+1.7% | Added |
| Independent Financial Group, LLC | 7,728 | $2.28M | 0.12% | +1,150+17.5% | Added |
| Trust Investment Advisors | 7,735 | $2.29M | 1.78% | +12+0.2% | Added |
| Mesirow Financial Investment Management, Inc. | 95,753 | $2.29M | 0.08% | +95,753 | New |
| Daymark Wealth Partners, LLC | 127,341 | $2.29M | 0.14% | −331−0.3% | Reduced |
| Field & Main Bank | 7,758 | $2.29M | 0.97% | −31−0.4% | Reduced |
| Oarsman Capital, Inc. | 7,765 | $2.30M | 0.61% | +237+3.1% | Added |
| Gifford Fong Associates | 7,800 | $2.31M | 0.49% | 00.0% | Unchanged |
| Howland Capital Management LLC | 7,830 | $2.32M | 0.12% | −4−0.1% | Reduced |
| Lowe Brockenbrough & Co Inc | 7,870 | $2.33M | 0.18% | −1,565−16.6% | Reduced |
| Mirabaud & Cie SA | 7,893 | $2.33M | 0.78% | +7,893 | New |
| MidWestOne Financial Group, Inc. | 7,958 | $2.35M | 0.45% | −25−0.3% | Reduced |
| Cynosure Management, LLC | 7,981 | $2.36M | 0.42% | +30.0% | Added |
| Cohen Klingenstein LLC | 8,000 | $2.37M | 0.10% | 00.0% | Unchanged |
| Fruth Investment Management | 8,033 | $2.38M | 0.67% | 00.0% | Unchanged |
| Brevan Howard Capital Management LP | 8,043 | $2.38M | 0.24% | +8,043 | New |
| Bowen Hanes & Co Inc | 8,059 | $2.38M | 0.07% | −20−0.2% | Reduced |
| JPL Wealth Management, LLC | 8,093 | $2.39M | 1.72% | +8,093 | New |
| MB, Levis & Associates, LLC | 8,100 | $2.39M | 1.37% | +21+0.3% | Added |
| Argent Advisors, Inc. | 8,127 | $2.40M | 1.05% | −36−0.4% | Reduced |
| United Community Bank | 8,184 | $2.42M | 1.02% | +459+5.9% | Added |
| TKG Advisors, LLC | 8,185 | $2.42M | 1.44% | +4,309+111.2% | Added |
| Citizens Financial Group Inc | 8,199 | $2.42M | 0.08% | +2,500+43.9% | Added |
| Oxbow Advisors, LLC | 8,206 | $2.43M | 0.37% | −94−1.1% | Reduced |