Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clarius Group, LLC | 5,221 | $1.54M | 0.13% | −244−4.5% | Reduced |
| Old Mission Investment Co LLC | 5,221 | $1.54M | 0.54% | −39−0.7% | Reduced |
| Douglas Lane & Associates, LLC | 5,222 | $1.54M | 0.02% | −95−1.8% | Reduced |
| Cladis Investment Advisory, LLC | 5,222 | $1.54M | 1.21% | −50−0.9% | Reduced |
| Nations Financial Group Inc, | 5,243 | $1.55M | 0.14% | +461+9.6% | Added |
| Cookson Peirce & Co Inc | 5,257 | $1.55M | 0.09% | +5+0.1% | Added |
| Guardian Investment Management | 5,287 | $1.56M | 1.33% | −700−11.7% | Reduced |
| ARS Wealth Advisors Group, LLC | 5,290 | $1.56M | 0.23% | −1,591−23.1% | Reduced |
| Courier Capital LLC | 5,294 | $1.57M | 0.12% | +2,660+101.0% | Added |
| GYL Financial Synergies, LLC | 5,295 | $1.57M | 0.13% | +173+3.4% | Added |
| Accurate Wealth Management, LLC | 5,378 | $1.57M | 0.49% | +204+3.9% | Added |
| Clearstead Advisors, LLC | 5,317 | $1.57M | 0.08% | −182−3.3% | Reduced |
| Farther Finance Advisors, LLC | 5,336 | $1.58M | 0.11% | +2,467+86.0% | Added |
| Wealthspire Advisors, LLC | 5,336 | $1.58M | 0.02% | +438+8.9% | Added |
| Probity Advisors, Inc. | 5,346 | $1.58M | 0.34% | −1,029−16.1% | Reduced |
| Proequities, Inc. | 5,362 | $1.59M | 0.11% | +346+6.9% | Added |
| Princeton Capital Management LLC | 5,363 | $1.59M | 0.64% | −285−5.0% | Reduced |
| Sequent Asset Management, LLC | 5,375 | $1.59M | 0.92% | 00.0% | Unchanged |
| HM Payson & Co | 5,383 | $1.59M | 0.03% | −9−0.2% | Reduced |
| Cigna Investments Inc | 5,452 | $1.61M | 0.33% | −70−1.3% | Reduced |
| Alaethes Wealth LLC | 5,453 | $1.61M | 0.76% | +86+1.6% | Added |
| Schechter Investment Advisors, LLC | 5,455 | $1.61M | 0.14% | +132+2.5% | Added |
| CWA Asset Management Group, LLC | 5,461 | $1.61M | 0.11% | +1,154+26.8% | Added |
| Avidian Wealth Solutions, LLC | 5,470 | $1.62M | 0.10% | −547−9.1% | Reduced |
| Syon Capital LLC | 5,488 | $1.62M | 0.17% | +1,529+38.6% | Added |
| RMB Capital Management, LLC | 5,495 | $1.62M | 0.05% | +20+0.4% | Added |
| True North Advisors, LLC | 5,497 | $1.63M | 0.42% | +10.0% | Added |
| Indiana Trust & Investment Management CO | 5,501 | $1.63M | 0.73% | +224+4.2% | Added |
| Connecticut Wealth Management, LLC | 5,502 | $1.63M | 0.09% | +4,062+282.1% | Added |
| Prosperity Consulting Group, LLC | 5,509 | $1.63M | 0.55% | +215+4.1% | Added |
| Pacific Wealth Strategies Group, Inc. | 5,535 | $1.64M | 1.56% | −382−6.5% | Reduced |
| Lindbrook Capital, LLC | 5,540 | $1.64M | 0.16% | −124−2.2% | Reduced |
| Allen Wealth Management, LLC | 5,558 | $1.64M | 1.61% | +5,558 | New |
| Shepherd Financial Partners LLC | 5,576 | $1.65M | 0.23% | −23−0.4% | Reduced |
| Brighton Jones LLC | 5,610 | $1.66M | 0.07% | +1,387+32.8% | Added |
| Advisors Management Group Inc | 5,614 | $1.66M | 0.45% | +442+8.5% | Added |
| Investment House LLC | 5,623 | $1.66M | 0.12% | 00.0% | Unchanged |
| Legacy Advisors, LLC | 5,637 | $1.67M | 0.22% | +815+16.9% | Added |
| Duff & Phelps Investment Management Co | 5,640 | $1.67M | 0.02% | 00.0% | Unchanged |
| Symphony Financial, Ltd. Co. | 5,776 | $1.67M | 0.36% | +1,780+44.5% | Added |
| Exencial Wealth Advisors, LLC | 5,645 | $1.67M | 0.07% | +699+14.1% | Added |
| Beaton Management Co. Inc. | 5,653 | $1.67M | 1.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 5,666 | $1.67M | 0.08% | −94−1.6% | Reduced |
| Duality Advisers, LP | 5,674 | $1.68M | 0.18% | +5,674 | New |
| CFM Wealth Partners LLC | 5,688 | $1.68M | 0.38% | 00.0% | Unchanged |
| WBH Advisory Inc | 5,688 | $1.68M | 0.19% | −153−2.6% | Reduced |
| Mattern Wealth Management LLC | 5,699 | $1.69M | 0.43% | −161−2.7% | Reduced |
| Worldquant Millennium Advisors LLC | 5,702 | $1.69M | 0.02% | −52,244−90.2% | Reduced |
| Cottage Street Advisors LLC | 5,717 | $1.69M | 1.14% | +205+3.7% | Added |
| SevenBridge Financial Group, LLC | 5,755 | $1.70M | 0.40% | +99+1.8% | Added |
| River Wealth Advisors LLC | 5,757 | $1.70M | 0.27% | −284−4.7% | Reduced |
| Wedmont Private Capital | 5,834 | $1.70M | 0.14% | +1,316+29.1% | Added |
| Jaffetilchin Investment Partners, LLC | 5,791 | $1.71M | 0.17% | −196−3.3% | Reduced |
| Convergence Investment Partners, LLC | 5,797 | $1.71M | 0.90% | −843−12.7% | Reduced |
| Spreng Capital Management, Inc. | 5,803 | $1.72M | 1.07% | −349−5.7% | Reduced |
| Ballentine Partners, LLC | 5,813 | $1.72M | 0.04% | +27+0.5% | Added |
| Benedict Financial Advisors Inc | 5,837 | $1.73M | 0.47% | −196−3.2% | Reduced |
| Washington Trust Bank | 5,879 | $1.74M | 0.15% | −88−1.5% | Reduced |
| Arkadios Wealth Advisors | 5,885 | $1.74M | 0.15% | −160−2.6% | Reduced |
| Strategic Planning Group, LLC | 5,910 | $1.75M | 0.58% | +5,910 | New |
| First National Bank Sioux Falls | 5,970 | $1.77M | 0.90% | 00.0% | Unchanged |
| Pine Valley Investments Ltd Liability Co | 5,976 | $1.77M | 0.15% | −861−12.6% | Reduced |
| Keudell/Morrison Wealth Management | 5,987 | $1.77M | 0.58% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 5,988 | $1.77M | 0.06% | +6+0.1% | Added |
| Bridgewater Associates, LP | 5,997 | $1.77M | 0.01% | +5,997 | New |
| Crown Oak Advisors, LLC | 6,000 | $1.77M | 1.04% | +6,000 | New |
| Naviter Wealth, LLC | 6,011 | $1.78M | 0.36% | +937+18.5% | Added |
| Lifeworks Advisors, LLC | 6,014 | $1.78M | 0.61% | +127+2.2% | Added |
| Essex Savings Bank | 6,052 | $1.79M | 0.52% | +281+4.9% | Added |
| Choate Investment Advisors | 6,071 | $1.80M | 0.06% | +316+5.5% | Added |
| Fifth Third Wealth Advisors LLC | 6,090 | $1.80M | 0.58% | +486+8.7% | Added |
| Bragg Financial Advisors, Inc | 6,093 | $1.80M | 0.09% | −366−5.7% | Reduced |
| Haverford Trust Co | 6,108 | $1.81M | 0.02% | −100−1.6% | Reduced |
| Intellectus Partners, LLC | 6,115 | $1.81M | 0.52% | −244−3.8% | Reduced |
| Modern Wealth Management, LLC | 6,122 | $1.81M | 0.23% | +6,122 | New |
| Checchi Capital Advisers, LLC | 6,137 | $1.81M | 0.15% | +172+2.9% | Added |
| Good Life Advisors, LLC | 6,166 | $1.82M | 0.18% | +238+4.0% | Added |
| Osborne Partners Capital Management, LLC | 6,197 | $1.83M | 0.12% | −150−2.4% | Reduced |
| Symmetry Partners, LLC | 6,183 | $1.84M | 0.10% | −815−11.6% | Reduced |
| Coastline Trust Co | 6,210 | $1.84M | 0.24% | −90−1.4% | Reduced |
| Watershed Private Wealth LLC | 6,215 | $1.84M | 1.02% | 00.0% | Unchanged |
| Massachusetts Wealth Management | 6,227 | $1.84M | 1.49% | +276+4.6% | Added |
| Strategic Investment Advisors | 6,253 | $1.85M | 0.27% | −2,134−25.4% | Reduced |
| Forum Financial Management, LP | 6,260 | $1.85M | 0.03% | −328−5.0% | Reduced |
| Compton Wealth Advisory Group, LLC | 6,274 | $1.86M | 0.58% | +4,889+353.0% | Added |
| Charles Schwab Trust Co | 6,277 | $1.86M | 0.18% | 00.0% | Unchanged |
| V-Square Quantitative Management LLC | 6,323 | $1.87M | 0.45% | +2,280+56.4% | Added |
| Thompson Siegel & Walmsley LLC | 6,337 | $1.87M | 0.03% | −34−0.5% | Reduced |
| Harbour Investments, Inc. | 6,359 | $1.88M | 0.08% | +469+8.0% | Added |
| Eads & Heald Wealth Management | 6,372 | $1.88M | 0.91% | +76+1.2% | Added |
| Rollins Financial Advisors, LLC | 6,395 | $1.89M | 0.39% | +6,395 | New |
| Insigneo Advisory Services, LLC | 6,402 | $1.89M | 0.27% | +2,148+50.5% | Added |
| WealthPLAN Partners, LLC | 6,404 | $1.89M | 0.19% | +27+0.4% | Added |
| Foundations Investment Advisors, LLC | 6,158 | $1.89M | 0.05% | +66+1.1% | Added |
| RFG Advisory, LLC | 6,452 | $1.91M | 0.07% | −197−3.0% | Reduced |
| Weaver Capital Management LLC | 6,471 | $1.91M | 0.77% | +6,471 | New |
| Cozad Asset Management Inc | 6,506 | $1.92M | 0.22% | +579+9.8% | Added |
| Inspire Advisors, LLC | 6,508 | $1.92M | 0.29% | +210+3.3% | Added |
| Affinity Investment Advisors, LLC | 6,514 | $1.93M | 1.31% | +519+8.7% | Added |
| L2 Asset Management, LLC | 6,533 | $1.93M | 0.79% | +6,210+1,922.6% | Added |