Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Golden State Equity Partners | 1,937 | $528.9K | 0.15% | −1,389−41.8% | Reduced |
| Core Alternative Capital | 1,948 | $531.8K | 0.08% | −250−11.4% | Reduced |
| Options Solutions, LLC | 1,950 | $532.4K | 0.61% | −50−2.5% | Reduced |
| Centurion Wealth Management LLC | 1,951 | $532.5K | 0.26% | −21−1.1% | Reduced |
| Loomis Sayles & Co L P | 1,951 | $533.0K | 0.00% | −453−18.8% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,960 | $535.1K | 0.39% | 00.0% | Unchanged |
| Quadrant Private Wealth Management, LLC | 1,967 | $537.0K | 0.18% | −594−23.2% | Reduced |
| Patten Group, Inc. | 1,971 | $538.1K | 0.16% | −49−2.4% | Reduced |
| Capital Square, LLC | 2,090 | $541.9K | 0.73% | −2−0.1% | Reduced |
| Cooper/Haims Advisors, LLC | 1,992 | $543.9K | 0.42% | −18−0.9% | Reduced |
| Lester Murray Antman dba SimplyRich | 1,996 | $544.0K | 0.26% | 00.0% | Unchanged |
| Atlantic Trust, LLC | 1,998 | $545.5K | 0.18% | +80+4.2% | Added |
| Bienville Capital Management, LLC | 2,000 | $546.0K | 0.17% | 00.0% | Unchanged |
| Burns J W & Co Inc | 2,000 | $546.0K | 0.09% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $546.0K | 0.26% | 00.0% | Unchanged |
| First American Bank | 2,009 | $548.5K | 0.05% | +25+1.3% | Added |
| Townsend Asset Management Corp | 2,015 | $550.1K | 0.28% | 00.0% | Unchanged |
| Acropolis Investment Management, LLC | 2,020 | $551.5K | 0.04% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 2,023 | $552.3K | 0.06% | +406+25.1% | Added |
| VisionPoint Advisory Group, LLC | 2,034 | $555.4K | 0.24% | +244+13.6% | Added |
| Berger Financial Group, Inc | 2,050 | $559.6K | 0.06% | −36−1.7% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,050 | $559.6K | 0.28% | 00.0% | Unchanged |
| Nwam LLC | 2,054 | $560.9K | 0.06% | −1,612−44.0% | Reduced |
| Olistico Wealth, LLC | 2,060 | $562.4K | 0.50% | −300−12.7% | Reduced |
| AF Advisors, Inc. | 2,060 | $562.4K | 0.18% | 00.0% | Unchanged |
| GSB Wealth Management, LLC | 2,062 | $562.9K | 0.19% | +16+0.8% | Added |
| Fulton Breakefield Broenniman LLC | 2,064 | $563.4K | 0.05% | −675−24.6% | Reduced |
| Martin Capital Advisors, LLP | 2,065 | $563.7K | 0.55% | +150+7.8% | Added |
| Atlas Private Wealth Management | 2,066 | $564.1K | 0.30% | +10.0% | Added |
| Operose Advisors LLC | 2,066 | $564.1K | 0.22% | +473+29.7% | Added |
| Tarbox Family Office, Inc. | 2,071 | $565.4K | 0.12% | 00.0% | Unchanged |
| KG&L Capital Management,LLC | 2,072 | $567.3K | 0.27% | −1,433−40.9% | Reduced |
| GHP Investment Advisors, Inc. | 2,118 | $567.5K | 0.03% | 00.0% | Unchanged |
| Bensler, LLC | 2,084 | $569.0K | 0.11% | +98+4.9% | Added |
| Camden Capital, LLC | 2,089 | $570.2K | 0.07% | +138+7.1% | Added |
| Traverso Chambers Private Wealth Management, LLC | 2,092 | $571.1K | 0.15% | +30+1.5% | Added |
| Arcus Capital Partners, LLC | 2,093 | $571.5K | 0.18% | +2+0.1% | Added |
| Edgestream Partners, L.P. | 2,098 | $572.8K | 0.05% | −2,078−49.8% | Reduced |
| McBroom & Associates, LLC | 2,104 | $574.4K | 0.46% | +4+0.2% | Added |
| Morningstar Investment Management LLC | 2,107 | $575.0K | 0.08% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 2,109 | $575.8K | 0.21% | −10.0% | Reduced |
| REDW Wealth LLC | 2,110 | $576.0K | 0.18% | +90+4.5% | Added |
| Corundum Group, Inc. | 2,116 | $577.7K | 0.33% | −597−22.0% | Reduced |
| WFA of San Diego, LLC | 2,118 | $578.2K | 0.60% | −200−8.6% | Reduced |
| Total Investment Management Inc | 2,124 | $579.9K | 0.08% | +66+3.2% | Added |
| First Financial Corp | 2,133 | $582.3K | 0.34% | −8−0.4% | Reduced |
| First Commonwealth Financial Corp | 2,134 | $582.6K | 0.19% | +12+0.6% | Added |
| Source Financial Advisors LLC | 2,135 | $582.8K | 0.20% | +14+0.7% | Added |
| MSH Capital Advisors LLC | 2,137 | $583.3K | 0.23% | 00.0% | Unchanged |
| Capital Planning Advisors, LLC | 2,137 | $583.4K | 0.12% | −155−6.8% | Reduced |
| Buck Wealth Strategies, LLC | 2,137 | $583.5K | 0.23% | +1,878+725.1% | Added |
| Woodmont Investment Counsel LLC | 2,138 | $583.7K | 0.06% | 00.0% | Unchanged |
| Fukoku Mutual Life Insurance Co | 2,139 | $583.9K | 0.05% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 2,148 | $586.4K | 0.07% | +400+22.9% | Added |
| American Trust | 2,150 | $587.0K | 0.05% | −930−30.2% | Reduced |
| NCM Capital Management, LLC | 2,155 | $588.3K | 0.42% | −50−2.3% | Reduced |
| Lakeview Capital Partners, LLC | 2,155 | $588.4K | 0.11% | −10.0% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 2,159 | $589.4K | 0.04% | +458+26.9% | Added |
| Goepper Burkhardt LLC | 2,160 | $589.7K | 0.36% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 2,166 | $591.4K | 0.36% | +4+0.2% | Added |
| Garner Asset Management Corp | 2,176 | $594.0K | 0.36% | −20−0.9% | Reduced |
| Segment Wealth Management, LLC | 2,179 | $594.8K | 0.06% | +10.0% | Added |
| Summit Financial Strategies, Inc. | 2,179 | $594.9K | 0.11% | 00.0% | Unchanged |
| Callan Capital, LLC | 2,181 | $595.4K | 0.06% | +231+11.8% | Added |
| Fiduciary Group LLC | 2,196 | $599.6K | 0.08% | 00.0% | Unchanged |
| Full Sail Capital, LLC | 2,198 | $600.1K | 0.05% | −250−10.2% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $601.0K | 0.14% | 00.0% | Unchanged |
| Athena Investment Management | 2,203 | $601.4K | 0.43% | −105−4.5% | Reduced |
| Guardian Wealth Advisors, LLC | 2,211 | $603.7K | 0.10% | +51+2.4% | Added |
| Reynders McVeigh Capital Management, LLC | 2,212 | $604.0K | 0.04% | −69−3.0% | Reduced |
| Intrust Bank NA | 2,213 | $604.1K | 0.08% | +77+3.6% | Added |
| Derbend Asset Management | 2,217 | $605.2K | 0.41% | +11+0.5% | Added |
| Balyasny Asset Management LLC | 2,221 | $606.3K | 0.00% | +2,221 | New |
| Platform Technology Partners | 2,223 | $607.0K | 0.28% | −37−1.6% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $608.0K | 0.43% | 00.0% | Unchanged |
| 626 Financial, LLC | 2,228 | $608.3K | 0.41% | −56−2.5% | Reduced |
| Astoria Portfolio Advisors LLC. | 2,510 | $608.5K | 0.29% | −121−4.6% | Reduced |
| Cypress Asset Management Inc | 2,235 | $610.2K | 0.20% | +100+4.7% | Added |
| PDS Planning, Inc | 2,243 | $612.5K | 0.08% | +39+1.8% | Added |
| New Republic Capital, LLC | 2,245 | $612.8K | 0.50% | +527+30.7% | Added |
| L2 Asset Management, LLC | 323 | $613.1K | 0.29% | −2,344−87.9% | Reduced |
| RE Dickinson Investment Advisors, LLC | 2,250 | $614.0K | 0.43% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 2,250 | $614.3K | 0.05% | +90+4.2% | Added |
| TBH Global Asset Management, LLC | 2,254 | $615.4K | 0.12% | −24−1.1% | Reduced |
| Stonebridge Capital Advisors LLC | 2,261 | $617.2K | 0.07% | +163+7.8% | Added |
| Aberdeen Wealth Management LLC | 2,262 | $617.5K | 0.47% | −70−3.0% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,521 | $617.5K | 0.29% | −20−0.8% | Reduced |
| 180 Wealth Advisors, LLC | 2,282 | $622.9K | 0.14% | +60+2.7% | Added |
| Valmark Advisers, Inc. | 2,289 | $624.8K | 0.01% | +25+1.1% | Added |
| Bordeaux Wealth Advisors LLC | 2,293 | $626.0K | 0.25% | −291−11.3% | Reduced |
| W Advisors, LLC | 2,297 | $627.1K | 0.52% | +53+2.4% | Added |
| E&G Advisors, LP | 2,300 | $627.9K | 0.23% | −100−4.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 2,303 | $628.7K | 0.04% | −769−25.0% | Reduced |
| Tompkins Financial Corp | 2,304 | $629.0K | 0.10% | −500−17.8% | Reduced |
| Beverly Hills Private Wealth, LLC | 2,305 | $629.2K | 0.19% | −62−2.6% | Reduced |
| Claris Advisors, LLC | 2,316 | $632.3K | 0.40% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 2,381 | $633.5K | 0.23% | −414−14.8% | Reduced |
| Fulton Bank, N.A. | 2,323 | $634.2K | 0.03% | −38−1.6% | Reduced |
| Braun Stacey Associates Inc | 2,325 | $635.0K | 0.03% | +225+10.7% | Added |
| Marion Wealth Management | 2,330 | $636.0K | 0.22% | +9+0.4% | Added |