Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Doliver Advisors, LP | 1,636 | $446.6K | 0.13% | −159−8.9% | Reduced |
| Red Door Wealth Management, LLC | 1,636 | $446.6K | 0.11% | −51−3.0% | Reduced |
| Vertex Planning Partners, LLC | 1,637 | $446.9K | 0.15% | +7+0.4% | Added |
| Tennessee Valley Asset Management Partners | 1,641 | $448.0K | 0.15% | +5+0.3% | Added |
| Novare Capital Management LLC | 1,642 | $448.2K | 0.05% | 00.0% | Unchanged |
| Kohmann Bosshard Financial Services, LLC | 1,650 | $450.4K | 0.08% | 00.0% | Unchanged |
| Rockingstone Advisors LLC | 1,651 | $450.7K | 0.25% | −52−3.1% | Reduced |
| Calamos Wealth Management LLC | 1,651 | $450.7K | 0.03% | +596+56.5% | Added |
| Wendell David Associates Inc | 1,653 | $451.0K | 0.05% | 00.0% | Unchanged |
| Fairfield, Bush & Co. | 1,653 | $451.2K | 0.29% | −9,749−85.5% | Reduced |
| Sovereign Financial Group, Inc. | 1,656 | $452.0K | 0.16% | −179−9.8% | Reduced |
| TFG Advisers LLC | 1,660 | $453.1K | 0.21% | +101+6.5% | Added |
| Hohimer Wealth Management, LLC | 1,662 | $453.7K | 0.13% | −35−2.1% | Reduced |
| Guardian Wealth Management, Inc. | 1,664 | $454.3K | 0.43% | +2+0.1% | Added |
| MCF Advisors LLC | 1,665 | $454.6K | 0.04% | +2+0.1% | Added |
| WealthTrust Axiom LLC | 1,667 | $455.1K | 0.16% | −85−4.9% | Reduced |
| Verity Asset Management, Inc. | 1,671 | $456.2K | 0.34% | −2−0.1% | Reduced |
| Kaydan Wealth Management, Inc. | 1,677 | $457.8K | 0.18% | 00.0% | Unchanged |
| Summit Wealth Partners, LLC | 1,684 | $459.7K | 0.12% | 00.0% | Unchanged |
| Mark Stevens | 1,686 | $460.3K | 0.06% | +159+10.4% | Added |
| Jeppson Wealth Management, LLC | 1,690 | $461.4K | 0.21% | −15−0.9% | Reduced |
| YHB Investment Advisors, Inc. | 1,691 | $461.5K | 0.04% | +2+0.1% | Added |
| Sepio Capital, LP | 1,695 | $462.7K | 0.04% | +6+0.4% | Added |
| Beach Investment Counsel Inc | 1,698 | $464.0K | 0.06% | 00.0% | Unchanged |
| Thomas Story & Son LLC | 1,700 | $464.0K | 0.23% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 1,700 | $464.1K | 0.13% | −100−5.6% | Reduced |
| Trinity Financial Advisors LLC | 1,700 | $464.1K | 0.25% | 00.0% | Unchanged |
| Banque Pictet & Cie SA | 1,700 | $464.1K | 0.01% | +1,700 | New |
| Silvia McColl Wealth Management, LLC | 1,704 | $465.2K | 0.47% | 00.0% | Unchanged |
| Legacy Financial Advisors, Inc. | 1,709 | $466.7K | 0.09% | +244+16.7% | Added |
| Everhart Financial Group, Inc. | 1,712 | $467.4K | 0.20% | +214+14.3% | Added |
| Gradient Capital Advisors, LLC | 1,715 | $468.2K | 0.20% | −59−3.3% | Reduced |
| Check Capital Management Inc | 1,717 | $468.7K | 0.04% | 00.0% | Unchanged |
| DRW Securities, LLC | 1,722 | $470.0K | 0.04% | +1,722 | New |
| Zullo Investment Group, Inc. | 1,722 | $470.2K | 0.28% | +169+10.9% | Added |
| Evermay Wealth Management LLC | 1,723 | $470.5K | 0.10% | −110−6.0% | Reduced |
| Relative Value Partners Group, LLC | 1,729 | $472.0K | 0.03% | +1,729 | New |
| Advisory Resource Group | 1,739 | $474.7K | 0.13% | 00.0% | Unchanged |
| Arcataur Capital Management LLC | 1,744 | $476.1K | 0.20% | −10−0.6% | Reduced |
| Taylor Hoffman Wealth Management | 1,748 | $477.2K | 0.25% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 1,751 | $478.0K | 0.13% | +11+0.6% | Added |
| Paloma Partners Management Co | 1,752 | $478.3K | 0.10% | −2,263−56.4% | Reduced |
| Addison Capital Co | 1,759 | $480.0K | 0.37% | −204−10.4% | Reduced |
| Neo Ivy Capital Management | 1,760 | $480.0K | 0.21% | +1,760 | New |
| LifeSteps Financial, Inc. | 1,759 | $480.2K | 0.49% | 00.0% | Unchanged |
| Telemus Capital, LLC | 1,762 | $481.0K | 0.04% | +84+5.0% | Added |
| Plancorp, LLC | 1,772 | $483.6K | 0.03% | +245+16.0% | Added |
| Alan B. Lancz & Associates, Inc. | 1,772 | $483.8K | 0.55% | 00.0% | Unchanged |
| Boston Financial Mangement LLC | 1,772 | $483.8K | 0.02% | +64+3.7% | Added |
| Sanders Morris Harris LLC | 1,775 | $484.6K | 0.10% | 00.0% | Unchanged |
| MBA Advisors LLC | 1,777 | $485.2K | 0.30% | −18−1.0% | Reduced |
| Lakeside Advisors, INC. | 1,780 | $486.0K | 0.37% | +1+0.1% | Added |
| Benchmark Wealth Management, LLC | 1,782 | $486.5K | 0.31% | +1+0.1% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 1,800 | $491.4K | 0.00% | −2,425−57.4% | Reduced |
| Baker Boyer National Bank | 1,801 | $491.7K | 0.20% | 00.0% | Unchanged |
| Walter & Keenan Financial Consulting Co | 1,804 | $492.6K | 0.19% | −10−0.6% | Reduced |
| Wealth Management Associates, Inc. | 1,805 | $492.7K | 0.29% | +196+12.2% | Added |
| Union Savings Bank | 1,808 | $493.6K | 0.31% | +274+17.9% | Added |
| L.M. Kohn & Company | 1,813 | $494.9K | 0.18% | +14+0.8% | Added |
| Smith Anglin Financial, LLC | 1,817 | $495.9K | 0.06% | −6−0.3% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,823 | $497.7K | 0.02% | +309+20.4% | Added |
| First Western Trust Bank | 1,824 | $498.0K | 0.03% | −159−8.0% | Reduced |
| Pacitti Group Inc. | 1,826 | $498.5K | 0.35% | −32−1.7% | Reduced |
| Allstate Corp | 1,832 | $500.1K | 0.03% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 1,844 | $503.3K | 0.18% | +1+0.1% | Added |
| Burke & Herbert Bank & Trust Co | 1,846 | $504.0K | 0.41% | −833−31.1% | Reduced |
| Montz Harcus Wealth Management LLC | 1,851 | $505.3K | 0.43% | +8+0.4% | Added |
| Horst & Graben Wealth Management LLC | 1,856 | $506.7K | 0.12% | +5+0.3% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,856 | $506.7K | 0.11% | +103+5.9% | Added |
| Shoker Investment Counsel, Inc. | 1,857 | $507.2K | 0.22% | +8+0.4% | Added |
| Bard Financial Services, Inc. | 1,860 | $507.8K | 0.06% | +125+7.2% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,860 | $507.9K | 0.03% | −145−7.2% | Reduced |
| NovaPoint Capital, LLC | 1,868 | $510.0K | 0.20% | +31+1.7% | Added |
| Sherbrooke Park Advisers LLC | 1,869 | $510.2K | 0.16% | −931−33.3% | Reduced |
| 1620 Investment Advisors, Inc. | 1,874 | $511.6K | 0.59% | −12−0.6% | Reduced |
| Glassman Wealth Services | 1,874 | $511.6K | 0.08% | −2−0.1% | Reduced |
| Winthrop Advisory Group LLC | 1,876 | $512.3K | 0.08% | −121−6.1% | Reduced |
| Mountain Pacific Investment Advisers Inc | 1,877 | $512.4K | 0.04% | +411+28.0% | Added |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,878 | $512.7K | 0.12% | +1,878 | New |
| Wealth Quarterback LLC | 1,881 | $513.6K | 0.44% | −20−1.1% | Reduced |
| Tradition Wealth Management, LLC | 1,882 | $514.0K | 0.06% | +336+21.7% | Added |
| Bedel Financial Consulting, Inc. | 1,887 | $515.3K | 0.10% | +69+3.8% | Added |
| Bedel Financial Consulting Inc | 1,887 | $515.3K | 0.10% | +1,887 | New |
| Peregrine Asset Advisers, Inc. | 1,893 | $516.8K | 0.27% | −606−24.2% | Reduced |
| One River Asset Management, LLC | 1,875 | $517.4K | 0.24% | −988−34.5% | Reduced |
| Chicago Partners Investment Group LLC | 2,093 | $517.5K | 0.03% | +122+6.2% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $518.7K | 0.11% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,900 | $518.7K | 0.35% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 1,904 | $519.9K | 0.04% | −44−2.3% | Reduced |
| Cable Hill Partners, LLC | 1,909 | $520.9K | 0.07% | +289+17.8% | Added |
| Obsidian Personal Planning Solutions LLC | 1,910 | $521.4K | 0.45% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 1,911 | $521.7K | 0.18% | 00.0% | Unchanged |
| Barr E S & Co | 1,913 | $522.2K | 0.04% | +400+26.4% | Added |
| Latitude Advisors, LLC | 1,917 | $523.4K | 0.37% | +101+5.6% | Added |
| Proficio Capital Partners LLC | 1,919 | $523.9K | 0.07% | +126+7.0% | Added |
| Diversified, LLC | 1,920 | $524.1K | 0.14% | +44+2.3% | Added |
| Oak Hill Wealth Advisors, LLC | 1,934 | $528.1K | 0.20% | +36+1.9% | Added |
| Advisory Research Inc | 1,935 | $528.3K | 0.07% | +179+10.2% | Added |
| Provence Wealth Management Group | 1,937 | $528.8K | 0.32% | +280+16.9% | Added |
| Carmichael Hill & Associates, Inc. | 1,937 | $528.8K | 0.26% | −18−0.9% | Reduced |