Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| WestHill Financial Advisors, Inc. | 1,411 | $385.2K | 0.11% | 00.0% | Unchanged |
| Breakwater Capital Group | 1,666 | $386.2K | 0.13% | +190+12.9% | Added |
| Congress Park Capital LLC | 1,420 | $387.7K | 0.22% | 00.0% | Unchanged |
| Bender Robert & Associates | 1,422 | $388.2K | 0.11% | 00.0% | Unchanged |
| Invesco, LLC | 1,424 | $388.8K | 0.20% | −24−1.7% | Reduced |
| Sugarloaf Wealth Management, LLC | 1,427 | $389.5K | 0.10% | +1+0.1% | Added |
| Acas, LLC | 1,429 | $390.1K | 0.48% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,429 | $390.1K | 0.20% | +294+25.9% | Added |
| Schulhoff & Co Inc | 1,430 | $390.4K | 0.20% | −70−4.7% | Reduced |
| TCG Advisory Services, LLC | 1,432 | $391.0K | 0.06% | +190+15.3% | Added |
| Nadler Financial Group, Inc. | 1,433 | $391.2K | 0.06% | +47+3.4% | Added |
| Capital CS Group, LLC | 1,437 | $392.3K | 0.47% | +1,437 | New |
| Mengis Capital Management, Inc. | 1,437 | $392.4K | 0.08% | −101−6.6% | Reduced |
| Signet Investment Advisory Group, Inc. | 1,440 | $393.1K | 0.26% | 00.0% | Unchanged |
| South Street Advisors LLC | 1,440 | $393.1K | 0.08% | +230+19.0% | Added |
| Connecticut Wealth Management, LLC | 1,440 | $393.1K | 0.03% | +1,440 | New |
| Ledyard National Bank | 1,447 | $395.0K | 0.04% | −20−1.4% | Reduced |
| Quent Capital, LLC | 1,448 | $395.2K | 0.06% | +189+15.0% | Added |
| WealthShield Partners, LLC | 1,449 | $395.7K | 0.06% | +205+16.5% | Added |
| First Community Trust NA | 1,450 | $395.9K | 0.45% | 00.0% | Unchanged |
| Frisch Financial Group, Inc. | 1,454 | $397.0K | 0.16% | −139−8.7% | Reduced |
| Uncommon Cents Investing LLC | 1,455 | $397.2K | 0.15% | +1,455 | New |
| Evanson Asset Management, LLC | 1,466 | $400.2K | 0.04% | +1+0.1% | Added |
| Planning Center, Inc. | 1,467 | $400.5K | 0.10% | −51−3.4% | Reduced |
| Hollencrest Capital Management | 1,467 | $400.5K | 0.05% | −70−4.6% | Reduced |
| Affinity Capital Advisors, LLC | 1,469 | $401.0K | 0.11% | +3+0.2% | Added |
| Acima Private Wealth, LLC | 1,473 | $402.1K | 0.18% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 1,474 | $402.4K | 0.28% | +78+5.6% | Added |
| IMS Capital Management | 1,475 | $402.7K | 0.24% | −125−7.8% | Reduced |
| Excalibur Management Corp | 1,478 | $403.5K | 0.21% | +75+5.3% | Added |
| Goodwin Daniel L | 1,480 | $404.0K | 0.20% | +440+42.3% | Added |
| Warren Street Wealth Advisors, LLC | 1,482 | $404.7K | 0.27% | +7+0.5% | Added |
| TrinityPoint Wealth, LLC | 1,484 | $405.2K | 0.08% | +1+0.1% | Added |
| Strategic Equity Management | 1,491 | $407.0K | 0.15% | +7+0.5% | Added |
| Center For Asset Management LLC | 1,493 | $407.5K | 0.41% | +1+0.1% | Added |
| C2C Wealth Management, LLC | 1,505 | $407.5K | 0.06% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 1,494 | $407.9K | 0.04% | +5+0.3% | Added |
| Chickasaw Capital Management LLC | 1,500 | $409.0K | 0.02% | 00.0% | Unchanged |
| Bell Bank | 1,500 | $409.5K | 0.04% | −5−0.3% | Reduced |
| Rbo & Co LLC | 1,500 | $409.5K | 0.07% | 00.0% | Unchanged |
| Bigelow Investment Advisors, LLC | 1,500 | $409.5K | 0.24% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 1,500 | $409.5K | 0.15% | +37+2.5% | Added |
| Gallacher Capital Management LLC | 1,506 | $411.0K | 0.26% | +1,506 | New |
| Castle Rock Wealth Management, LLC | 1,549 | $412.4K | 0.14% | +690+80.3% | Added |
| Abacus Wealth Partners, LLC | 1,512 | $412.8K | 0.13% | 00.0% | Unchanged |
| RKL Wealth Management LLC | 1,513 | $413.1K | 0.05% | −70−4.4% | Reduced |
| Executive Wealth Management, LLC | 1,513 | $413.3K | 0.04% | +348+29.9% | Added |
| ISAM Funds (UK) Ltd | 1,516 | $413.9K | 0.26% | −101−6.2% | Reduced |
| Sandy Cove Advisors, LLC | 1,517 | $414.1K | 0.24% | +234+18.2% | Added |
| Comprehensive Financial Consultants Institutional, Inc. | 1,518 | $414.4K | 0.22% | +15+1.0% | Added |
| Avestar Capital, LLC | 1,522 | $415.5K | 0.06% | −52−3.3% | Reduced |
| Grove Bank & Trust | 1,526 | $416.6K | 0.08% | −100−6.2% | Reduced |
| Firethorn Wealth Partners, LLC | 1,529 | $417.5K | 0.32% | +6+0.4% | Added |
| Burton Enright Welch | 1,532 | $418.2K | 0.13% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,534 | $418.9K | 0.17% | −89−5.5% | Reduced |
| N.E.W. Advisory Services LLC | 1,538 | $419.9K | 0.06% | −217−12.4% | Reduced |
| West Family Investments, Inc. | 1,539 | $420.1K | 0.15% | 00.0% | Unchanged |
| SAM Advisors, LLC | 1,540 | $420.4K | 0.18% | 00.0% | Unchanged |
| Prosperity Financial Group, Inc. | 1,540 | $420.4K | 0.35% | +94+6.5% | Added |
| CapWealth Advisors, LLC | 1,542 | $421.0K | 0.05% | +373+31.9% | Added |
| Peoples Bank | 1,544 | $421.5K | 0.36% | +1,544 | New |
| Richwood Investment Advisors, LLC | 1,545 | $421.8K | 0.43% | 00.0% | Unchanged |
| Coastwise Capital Group, LLC | 1,547 | $422.2K | 0.48% | +405+35.5% | Added |
| Charter Oak Capital Management, LLC | 1,547 | $422.3K | 0.06% | +2+0.1% | Added |
| Callan Family Office, LLC | 1,550 | $423.1K | 0.11% | −145−8.6% | Reduced |
| Smith Shellnut Wilson LLC | 1,550 | $423.1K | 0.26% | 00.0% | Unchanged |
| Mirador Capital Partners LP | 1,551 | $423.3K | 0.10% | −4−0.3% | Reduced |
| NewEdge Wealth, LLC | 1,551 | $423.5K | 0.01% | −43−2.7% | Reduced |
| Quantum Financial Advisors, LLC | 1,552 | $423.8K | 0.12% | 00.0% | Unchanged |
| LVW Advisors, LLC | 1,553 | $424.0K | 0.09% | +158+11.3% | Added |
| Bridgeworth, LLC | 1,553 | $424.1K | 0.05% | +1,553 | New |
| Regent Peak Wealth Advisors LLC | 1,561 | $426.2K | 0.13% | +43+2.8% | Added |
| Truadvice, LLC | 1,782 | $427.1K | 0.17% | −306−14.7% | Reduced |
| BCS Wealth Management | 1,566 | $428.0K | 0.18% | +1,566 | New |
| Meredith Wealth Planning | 1,569 | $428.3K | 0.32% | −11−0.7% | Reduced |
| Davidson Investment Advisors | 1,570 | $428.6K | 0.03% | 00.0% | Unchanged |
| BNC Wealth Management, LLC | 1,570 | $428.7K | 0.23% | −21−1.3% | Reduced |
| Trust Co of Virginia | 1,573 | $429.4K | 0.05% | 00.0% | Unchanged |
| American Money Management, LLC | 1,573 | $429.4K | 0.11% | −57−3.5% | Reduced |
| Trustco Bank Corp N Y | 1,591 | $434.3K | 0.49% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 1,593 | $434.9K | 0.06% | +74+4.9% | Added |
| Addison Advisors LLC | 1,595 | $435.4K | 0.20% | +57+3.7% | Added |
| Lazari Capital Management, Inc. | 1,598 | $436.1K | 0.26% | +96+6.4% | Added |
| WESCAP Management Group, Inc. | 1,600 | $436.8K | 0.16% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $436.8K | 0.31% | 00.0% | Unchanged |
| Wealth Alliance | 1,604 | $437.8K | 0.07% | −18−1.1% | Reduced |
| Vishria Bird Financial Group, LLC | 1,606 | $438.0K | 0.25% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 1,608 | $439.0K | 0.06% | −813−33.6% | Reduced |
| Infrastructure Capital Advisors, LLC | 1,228 | $440.2K | 0.08% | +1,228 | New |
| Sunburst Financial Group, LLC | 1,615 | $440.9K | 0.16% | −10−0.6% | Reduced |
| Pacifica Partners Inc. | 1,691 | $441.0K | 0.24% | +1,001+145.1% | Added |
| Audent Global Asset Management, LLC | 1,618 | $441.7K | 0.51% | −26−1.6% | Reduced |
| Northern Oak Wealth Management Inc | 1,621 | $442.5K | 0.06% | −75−4.4% | Reduced |
| Armstrong, Fleming & Moore, Inc | 1,621 | $442.7K | 0.43% | 00.0% | Unchanged |
| United Bank | 1,622 | $442.8K | 0.06% | −850−34.4% | Reduced |
| STAR Financial Bank | 1,622 | $442.8K | 0.45% | −150−8.5% | Reduced |
| Sweet Financial Partners, LLC | 1,623 | $443.2K | 0.12% | −470−22.5% | Reduced |
| Archford Capital Strategies, LLC | 1,625 | $443.6K | 0.09% | −158−8.9% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1,627 | $444.2K | 0.03% | +234+16.8% | Added |
| Camden National Bank | 1,630 | $445.0K | 0.09% | 00.0% | Unchanged |