Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Indie Asset Partners, LLC | 1,228 | $335.2K | 0.34% | +7+0.6% | Added |
| Millington Financial Advisors, LLC | 1,229 | $335.6K | 0.30% | +5+0.4% | Added |
| Gould Asset Management LLC | 1,230 | $335.8K | 0.09% | 00.0% | Unchanged |
| Boston Trust Walden Corp | 1,234 | $336.9K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 1,235 | $337.2K | 0.03% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 1,235 | $337.2K | 0.04% | +112+10.0% | Added |
| Joule Financial, LLC | 1,236 | $337.4K | 0.17% | −22−1.7% | Reduced |
| Greenup Street Wealth Management LLC | 1,238 | $338.0K | 0.11% | +1,238 | New |
| Sound Income Strategies, LLC | 1,240 | $338.5K | 0.03% | 00.0% | Unchanged |
| Financial Partners Group, Inc | 1,449 | $339.2K | 0.07% | −39−2.6% | Reduced |
| Bangor Savings Bank | 1,243 | $339.3K | 0.04% | −48−3.7% | Reduced |
| Grant Street Asset Management, Inc. | 1,244 | $339.6K | 0.14% | 00.0% | Unchanged |
| Capital Markets Trading UK LLP | 1,250 | $341.0K | 0.30% | −501−28.6% | Reduced |
| Beacon Financial Advisory LLC | 1,251 | $341.4K | 0.19% | +12+1.0% | Added |
| Eudaimonia Advisors LLC | 1,253 | $342.2K | 0.24% | −12−0.9% | Reduced |
| Green Square Capital Advisors LLC | 1,254 | $342.2K | 0.05% | −34−2.6% | Reduced |
| Keebeck Alpha, LP | 1,255 | $342.6K | 0.34% | +272+27.7% | Added |
| Crestone Asset Management LLC | 1,255 | $342.6K | 0.08% | +1,255 | New |
| Personal Cfo Solutions, LLC | 1,255 | $342.7K | 0.07% | −184−12.8% | Reduced |
| Isthmus Partners, LLC | 1,257 | $343.2K | 0.05% | 00.0% | Unchanged |
| Hamilton Capital, LLC | 1,258 | $343.4K | 0.03% | +23+1.9% | Added |
| Pinkerton Retirement Specialists, LLC | 1,261 | $344.3K | 0.07% | +1,261 | New |
| Basepoint Wealth LLC | 1,262 | $344.4K | 0.28% | +24+1.9% | Added |
| Tortoise Investment Management, LLC | 1,265 | $345.4K | 0.05% | +5+0.4% | Added |
| Resonant Capital Advisors, LLC | 1,267 | $345.9K | 0.04% | +211+20.0% | Added |
| Alpha Family Trust | 1,270 | $346.7K | 0.26% | 00.0% | Unchanged |
| Epic Trust Investment Advisors, LLC | 1,273 | $347.6K | 0.55% | +95+8.1% | Added |
| SJS Investment Consulting Inc. | 1,276 | $348.3K | 0.09% | +8+0.6% | Added |
| Larson Financial Group LLC | 1,279 | $349.3K | 0.03% | −995−43.8% | Reduced |
| Gilman Hill Asset Management, LLC | 1,280 | $349.4K | 0.07% | 00.0% | Unchanged |
| North Star Asset Management Inc | 1,281 | $349.7K | 0.02% | −139−9.8% | Reduced |
| Northwest Bancshares, Inc. | 1,282 | $350.0K | 0.07% | +200+18.5% | Added |
| Relyea Zuckerberg Hanson LLC | 1,286 | $351.2K | 0.08% | +23+1.8% | Added |
| Castleark Management LLC | 1,290 | $352.2K | 0.02% | 00.0% | Unchanged |
| First Nebraska Trust Co | 1,292 | $352.7K | 0.04% | 00.0% | Unchanged |
| Acorn Financial Advisory Services Inc | 1,294 | $353.0K | 0.06% | +1+0.1% | Added |
| Old Second National Bank of Aurora | 1,294 | $353.3K | 0.11% | 00.0% | Unchanged |
| Landaas & Co | 1,298 | $354.0K | 0.15% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,331 | $354.1K | 0.05% | +1+0.1% | Added |
| Perennial Investment Advisors, LLC | 1,300 | $354.5K | 0.06% | −17−1.3% | Reduced |
| Gillespie Robinson & Grimm Inc | 1,300 | $354.9K | 0.04% | −100−7.1% | Reduced |
| Wellington Shields Capital Management, LLC | 1,300 | $354.9K | 0.05% | −100−7.1% | Reduced |
| Morris Retirement Advisors, LLC | 1,300 | $355.0K | 0.25% | +1+0.1% | Added |
| Sage Investment Advisers LLC | 1,303 | $355.6K | 0.49% | +6+0.5% | Added |
| Wall Street Access Asset Management, LLC | 1,305 | $356.4K | 0.18% | −775−37.3% | Reduced |
| Covenant Asset Management, LLC | 1,306 | $356.5K | 0.11% | +45+3.6% | Added |
| Forbes J M & Co LLP | 1,307 | $356.8K | 0.05% | +1,307 | New |
| Revisor Wealth Management LLC | 1,311 | $357.9K | 0.30% | +43+3.4% | Added |
| PBMares Wealth Management LLC | 1,311 | $358.0K | 0.13% | 00.0% | Unchanged |
| Petix & Botte Co | 1,312 | $358.2K | 0.11% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 1,314 | $358.7K | 0.03% | +283+27.4% | Added |
| Soltis Investment Advisors LLC | 1,316 | $359.2K | 0.05% | −896−40.5% | Reduced |
| Jupiter Wealth Management LLC | 1,500 | $359.5K | 0.23% | 00.0% | Unchanged |
| Monarch Capital Management Inc | 1,317 | $359.5K | 0.12% | 00.0% | Unchanged |
| American State Bank (Iowa) | 1,322 | $360.9K | 0.26% | +17+1.3% | Added |
| Commerzbank Aktiengesellschaft | 1,322 | $361.0K | 0.02% | +1,322 | New |
| Advisor OS, LLC | 1,324 | $361.4K | 0.05% | +183+16.0% | Added |
| Landmark Financial Advisors, LLC | 1,327 | $362.3K | 0.15% | −315−19.2% | Reduced |
| Hall Laurie J Trustee | 1,330 | $363.0K | 0.15% | 00.0% | Unchanged |
| Claro Advisors LLC | 1,331 | $363.3K | 0.09% | +120+9.9% | Added |
| Fagan Associates, Inc. | 1,335 | $364.5K | 0.09% | +25+1.9% | Added |
| Cortland Associates Inc | 1,337 | $365.0K | 0.06% | +3+0.2% | Added |
| CWS Financial Advisors, LLC | 1,340 | $365.8K | 0.15% | −282−17.4% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $365.8K | 0.15% | 00.0% | Unchanged |
| Morningstar Investment Services LLC | 1,327 | $366.0K | 0.00% | +1,327 | New |
| Benedetti & Gucer, Inc. | 1,341 | $366.1K | 0.20% | −25−1.8% | Reduced |
| Sendero Wealth Management, LLC | 1,344 | $366.9K | 0.08% | 00.0% | Unchanged |
| VeraBank, N.A. | 1,345 | $367.2K | 0.14% | +130+10.7% | Added |
| McGowan Group Asset Management, Inc. | 1,347 | $367.6K | 0.06% | −98−6.8% | Reduced |
| Van Hulzen Asset Management, LLC | 1,347 | $368.0K | 0.03% | −7,498−84.8% | Reduced |
| apricus wealth, LLC | 1,375 | $368.4K | 0.32% | 00.0% | Unchanged |
| First National Corp | 1,351 | $368.7K | 0.10% | −39−2.8% | Reduced |
| Seed Wealth Management, Inc. | 1,355 | $369.9K | 0.42% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,361 | $371.6K | 0.12% | 00.0% | Unchanged |
| Insight Advisors, LLC | 1,362 | $371.8K | 0.09% | −79−5.5% | Reduced |
| Chesley Taft & Associates LLC | 1,363 | $372.1K | 0.02% | 00.0% | Unchanged |
| AdvisorShares Investments LLC | 1,363 | $372.1K | 0.10% | +1,363 | New |
| SFMG, LLC | 1,371 | $374.2K | 0.04% | +5+0.4% | Added |
| Westshore Wealth, LLC | 1,371 | $374.4K | 0.21% | +9+0.7% | Added |
| CarsonAllaria Wealth Management, Ltd. | 1,372 | $374.8K | 0.30% | −48−3.4% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,375 | $375.3K | 0.46% | −31−2.2% | Reduced |
| Blankinship & Foster, LLC | 1,377 | $375.9K | 0.12% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 1,381 | $376.9K | 0.04% | −116−7.7% | Reduced |
| Valley National Advisers Inc | 1,380 | $377.0K | 0.07% | +78+6.0% | Added |
| GeoWealth Management, LLC | 1,383 | $377.0K | 0.04% | +120+9.5% | Added |
| Waypoint Capital Advisors, LLC | 1,385 | $378.1K | 0.13% | +6+0.4% | Added |
| Compton Wealth Advisory Group, LLC | 1,385 | $378.1K | 0.13% | +1,385 | New |
| Cornerstone Advisory, LLC | 1,392 | $379.9K | 0.07% | +67+5.1% | Added |
| Garden State Investment Advisory Services LLC | 1,393 | $380.2K | 0.18% | +94+7.2% | Added |
| Birchcreek Wealth Management, LLC | 1,393 | $380.3K | 0.26% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,397 | $381.0K | 0.03% | −79−5.4% | Reduced |
| Waters Parkerson & Co., LLC | 1,398 | $382.0K | 0.02% | −165−10.6% | Reduced |
| Ironwood Investment Management LLC | 1,400 | $382.2K | 0.23% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $382.2K | 0.94% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $382.2K | 0.22% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 1,401 | $382.5K | 0.08% | −36−2.5% | Reduced |
| Pinnacle Financial Group, LLC | 1,402 | $382.7K | 0.23% | −112−7.4% | Reduced |
| Gryphon Financial Partners LLC | 1,404 | $383.2K | 0.09% | +24+1.7% | Added |
| Forte Capital LLC | 1,404 | $383.3K | 0.06% | −105−7.0% | Reduced |
| Householder Group Estate & Retirement Specialist, LLC | 1,410 | $385.0K | 0.14% | +1,410 | New |