Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Verus Financial Partners, Inc. | 914 | $245.0K | 0.03% | +120+15.1% | Added |
| WealthBridge Capital Management, LLC | 900 | $245.7K | 0.10% | −24−2.6% | Reduced |
| Bank of Nova Scotia Trust Co | 900 | $245.7K | 0.03% | −300−25.0% | Reduced |
| Shufro Rose & Co LLC | 900 | $245.7K | 0.02% | 00.0% | Unchanged |
| Private Wealth Partners, LLC | 900 | $245.7K | 0.02% | 00.0% | Unchanged |
| Cullen Capital Management LLC | 900 | $245.7K | 0.00% | 00.0% | Unchanged |
| Baker Ellis Asset Management LLC | 900 | $245.7K | 0.04% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 901 | $246.0K | 0.01% | +901 | New |
| Anchor Capital Advisors LLC | 905 | $247.1K | 0.01% | 00.0% | Unchanged |
| HF Advisory Group, LLC | 905 | $247.1K | 0.18% | −76−7.7% | Reduced |
| Coulter & Justus Financial Services, LLC | 906 | $247.3K | 0.18% | 00.0% | Unchanged |
| Pettee Investors, Inc. | 908 | $247.9K | 0.12% | 00.0% | Unchanged |
| Empirical Asset Management, LLC | 909 | $248.1K | 0.22% | 00.0% | Unchanged |
| HTG Investment Advisors, Inc. | 910 | $248.5K | 0.20% | −15−1.6% | Reduced |
| KLR Investment Advisors, LLC | 1,086 | $248.5K | 0.23% | +55+5.3% | Added |
| Eclectic Associates Inc | 911 | $248.7K | 0.13% | −15−1.6% | Reduced |
| Financial Engines Advisors L.L.C. | 911 | $248.7K | 0.00% | +911 | New |
| O'Rourke & Company, Inc | 913 | $249.0K | 0.18% | +2+0.2% | Added |
| First Interstate Bank | 914 | $249.5K | 0.02% | +914 | New |
| Sonata Capital Group Inc | 916 | $250.0K | 0.13% | +916 | New |
| Agf Management Ltd | 918 | $250.6K | 0.00% | −100−9.8% | Reduced |
| JTC Employer Solutions Trusteee Ltd | 920 | $251.0K | 0.02% | 00.0% | Unchanged |
| Exchange Capital Management, Inc. | 924 | $252.3K | 0.05% | −55−5.6% | Reduced |
| Citizens & Northern Corp | 925 | $252.5K | 0.10% | 00.0% | Unchanged |
| Simon Quick Advisors, LLC | 925 | $252.7K | 0.02% | +925 | New |
| Plante Moran Financial Advisors, LLC | 927 | $253.1K | 0.03% | −54−5.5% | Reduced |
| Wescott Financial Advisory Group, LLC | 929 | $253.6K | 0.05% | −50−5.1% | Reduced |
| Brady Family Wealth, LLC | 929 | $253.6K | 0.10% | 00.0% | Unchanged |
| Van Cleef Asset Management,Inc | 930 | $253.9K | 0.04% | 00.0% | Unchanged |
| Optas, LLC | 931 | $254.2K | 0.08% | +931 | New |
| Alerus Financial NA | 933 | $254.7K | 0.02% | −116−11.1% | Reduced |
| Headinvest, LLC | 939 | $255.1K | 0.06% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 939 | $256.0K | 0.08% | +939 | New |
| Crane Advisory, LLC | 944 | $256.1K | 0.06% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 939 | $256.2K | 0.02% | −532−36.2% | Reduced |
| Grant/GrossMendelsohn, LLC | 941 | $256.8K | 0.11% | +2+0.2% | Added |
| Wedge Capital Management L L P | 943 | $257.4K | 0.01% | −27−2.8% | Reduced |
| Weybosset Research & Management LLC | 950 | $259.0K | 0.10% | 00.0% | Unchanged |
| Abbot Financial Management, Inc. | 950 | $259.4K | 0.17% | 00.0% | Unchanged |
| Sterling Financial Planning, Inc. | 950 | $259.4K | 0.13% | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 941 | $260.0K | 0.01% | −279−22.9% | Reduced |
| FDx Advisors, Inc. | 954 | $260.0K | 0.02% | −78−7.6% | Reduced |
| Convergence Financial, LLC | 953 | $260.2K | 0.15% | +953 | New |
| MinichMacGregor Wealth Management, LLC | 953 | $260.2K | 0.09% | +953 | New |
| Clear Creek Financial Management, LLC | 953 | $260.2K | 0.05% | −1,843−65.9% | Reduced |
| Legacy Financial Group LLC | 956 | $260.9K | 0.06% | +956 | New |
| Q3 Asset Management | 958 | $261.0K | 0.10% | +958 | New |
| Foster Group, Inc. | 957 | $261.4K | 0.02% | −14−1.4% | Reduced |
| Smallwood Wealth Investment Management, LLC | 958 | $261.5K | 0.24% | +113+13.4% | Added |
| Highview Capital Management LLC | 960 | $262.1K | 0.15% | 00.0% | Unchanged |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 965 | $263.4K | 0.14% | +458+90.3% | Added |
| Fortitude Advisory Group L.L.C. | 966 | $263.8K | 0.18% | +36+3.9% | Added |
| Goldstone Financial Group, LLC | 967 | $264.0K | 0.08% | −83−7.9% | Reduced |
| Ifrah Financial Services, Inc. | 968 | $264.2K | 0.08% | +15+1.6% | Added |
| Tyler-Stone Wealth Management | 978 | $267.0K | 0.15% | −23−2.3% | Reduced |
| waypoint wealth counsel | 984 | $268.5K | 0.25% | +8+0.8% | Added |
| Baxter Bros Inc | 990 | $270.3K | 0.04% | 00.0% | Unchanged |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $270.5K | 0.14% | 00.0% | Unchanged |
| Retirement Planning Group | 992 | $270.8K | 0.03% | 00.0% | Unchanged |
| Sym Financial Corp | 992 | $270.8K | 0.05% | +992 | New |
| Citizens Business Bank | 993 | $271.1K | 0.06% | −60−5.7% | Reduced |
| Rise Advisors, LLC | 996 | $271.9K | 0.22% | +164+19.7% | Added |
| Monterey Private Wealth, Inc. | 996 | $271.9K | 0.14% | 00.0% | Unchanged |
| Hanlon Investment Management, Inc. | 996 | $271.9K | 0.08% | +170+20.6% | Added |
| Kessler Investment Group, LLC | 997 | $272.4K | 0.23% | −83−7.7% | Reduced |
| LFA - Lugano Financial Advisors SA | 1,000 | $273.0K | 0.23% | −250−20.0% | Reduced |
| Alesco Advisors LLC | 1,000 | $273.0K | 0.01% | −50−4.8% | Reduced |
| Cubic Asset Management, LLC | 1,000 | $273.0K | 0.08% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $273.0K | 0.26% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,000 | $273.0K | 0.06% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 1,000 | $273.0K | 0.19% | 00.0% | Unchanged |
| Baron Wealth Management LLC | 1,000 | $273.0K | 0.17% | 00.0% | Unchanged |
| WoodTrust Financial Corp | 1,000 | $273.0K | 0.05% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $273.0K | 0.20% | 00.0% | Unchanged |
| Legacy Trust | 1,001 | $273.3K | 0.08% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 1,001 | $273.3K | 0.07% | +9+0.9% | Added |
| Tandem Wealth Advisors LLC | 1,001 | $273.3K | 0.17% | +11+1.1% | Added |
| Colonial River Wealth Management, LLC | 1,004 | $274.1K | 0.18% | −367−26.8% | Reduced |
| M&R Capital Management Inc | 1,004 | $274.1K | 0.08% | 00.0% | Unchanged |
| Advus Financial Partners, LLC | 1,004 | $274.1K | 0.11% | +23+2.3% | Added |
| NTV Asset Management LLC | 1,004 | $274.2K | 0.05% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 1,005 | $274.4K | 0.13% | +25+2.6% | Added |
| Elgethun Capital Management | 1,000 | $274.6K | 0.08% | +235+30.7% | Added |
| Polaris Wealth Advisory Group, LLC | 1,006 | $274.6K | 0.02% | +1,006 | New |
| Mount Yale Investment Advisors, LLC | 1,006 | $274.7K | 0.03% | −16−1.6% | Reduced |
| Thrive Capital Management, LLC | 1,008 | $275.2K | 0.15% | +1,008 | New |
| Ssi Investment Management LLC | 1,011 | $276.0K | 0.02% | −15−1.5% | Reduced |
| Meeder Asset Management Inc | 1,014 | $276.8K | 0.02% | +130+14.7% | Added |
| Perkins Coie Trust Co | 1,014 | $276.8K | 0.08% | +1,014 | New |
| Private Portfolio Partners LLC | 1,016 | $277.2K | 0.07% | −68−6.3% | Reduced |
| Cheviot Value Management, LLC | 1,018 | $277.9K | 0.06% | −85−7.7% | Reduced |
| Moloney Securities Asset Management, LLC | 1,018 | $277.9K | 0.05% | −329−24.4% | Reduced |
| Gallagher Fiduciary Advisors, LLC | 1,021 | $278.6K | 0.02% | −121−10.6% | Reduced |
| JSF Financial, LLC | 1,022 | $279.1K | 0.11% | −93−8.3% | Reduced |
| Inceptionr LLC | 1,025 | $279.8K | 0.16% | +1,025 | New |
| Univest Financial Corp | 1,028 | $280.6K | 0.09% | −210−17.0% | Reduced |
| Wedgewood Investors Inc | 1,033 | $282.0K | 0.38% | 00.0% | Unchanged |
| BancorpSouth Bank | 1,034 | $282.4K | 0.02% | +51+5.2% | Added |
| Wallace Advisory Group, LLC | 1,152 | $283.4K | 0.20% | −25−2.1% | Reduced |
| Gemmer Asset Management LLC | 1,039 | $283.6K | 0.04% | +200+23.8% | Added |