Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stonebridge Capital Management Inc | 12,822 | $3.50M | 1.91% | −888−6.5% | Reduced |
| Cullen/Frost Bankers, Inc. | 12,906 | $3.52M | 0.06% | −1,536−10.6% | Reduced |
| Leavell Investment Management, Inc. | 12,960 | $3.54M | 0.25% | +178+1.4% | Added |
| Hayek Kallen Investment Management | 12,987 | $3.55M | 1.59% | −69−0.5% | Reduced |
| Studio Investment Management LLC | 13,180 | $3.60M | 1.00% | +255+2.0% | Added |
| Surience Private Wealth LLC | 13,198 | $3.60M | 6.98% | +13,198 | New |
| FourThought Financial Partners, LLC | 13,204 | $3.60M | 0.50% | +107+0.8% | Added |
| Eaton Financial Holdings Company, LLC | 13,207 | $3.61M | 0.97% | +11,856+877.6% | Added |
| Sowell Financial Services LLC | 13,316 | $3.63M | 0.23% | +377+2.9% | Added |
| Bridgeway Capital Management, LLC | 13,340 | $3.64M | 0.09% | +7,400+124.6% | Added |
| Ameritas Investment Partners, Inc. | 13,359 | $3.65M | 0.15% | −260−1.9% | Reduced |
| Plimoth Trust Co LLC | 13,397 | $3.66M | 1.15% | −197−1.4% | Reduced |
| Beck Bode, LLC | 13,474 | $3.68M | 0.94% | +612+4.8% | Added |
| First Citizens Bank & Trust Co | 13,497 | $3.68M | 0.07% | −230−1.7% | Reduced |
| Wells Trecaso Financial Group, LLC | 13,610 | $3.72M | 1.65% | +610+4.7% | Added |
| Kingsview Wealth Management, LLC | 13,668 | $3.73M | 0.13% | +380+2.9% | Added |
| Blue Edge Capital, LLC | 13,675 | $3.73M | 0.78% | −201−1.4% | Reduced |
| Quantitative Investment Management, LLC | 13,687 | $3.74M | 0.57% | +2,130+18.4% | Added |
| Anchor Investment Management, LLC | 13,686 | $3.74M | 0.49% | +44+0.3% | Added |
| Wetherby Asset Management Inc | 13,713 | $3.74M | 0.21% | +290+2.2% | Added |
| Community Bank & Trust, Waco, Texas | 22,851 | $3.75M | 1.33% | −1,774−7.2% | Reduced |
| Stratos Wealth Partners, LTD. | 13,745 | $3.75M | 0.08% | +1,134+9.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 13,874 | $3.79M | 0.17% | +115+0.8% | Added |
| Leuthold Group, LLC | 13,898 | $3.79M | 0.53% | −254−1.8% | Reduced |
| Sturgeon Ventures LLP | 13,955 | $3.81M | 5.01% | 00.0% | Unchanged |
| Sandy Spring Bank | 13,998 | $3.82M | 0.21% | −110−0.8% | Reduced |
| Transform Wealth, LLC | 14,006 | $3.82M | 0.40% | −13,251−48.6% | Reduced |
| Steel Peak Wealth Management LLC | 14,027 | $3.83M | 0.24% | −1,411−9.1% | Reduced |
| Pflug Koory, LLC | 14,068 | $3.84M | 2.22% | −98−0.7% | Reduced |
| Apollon Wealth Management, LLC | 14,109 | $3.85M | 0.19% | −1,025−6.8% | Reduced |
| Tower View Investment Management & Research LLC | 14,134 | $3.86M | 2.71% | −11−0.1% | Reduced |
| Trust Co of Vermont | 14,145 | $3.86M | 0.26% | +50.0% | Added |
| Alberta Investment Management Corp | 14,200 | $3.88M | 0.04% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 14,205 | $3.88M | 0.21% | −97−0.7% | Reduced |
| Clearbridge Investments, LLC | 14,207 | $3.88M | 0.00% | +1,041+7.9% | Added |
| Pallas Capital Advisors LLC | 16,035 | $3.88M | 0.24% | +155+1.0% | Added |
| Vinva Investment Management Ltd | 14,173 | $3.92M | 0.37% | +5,264+59.1% | Added |
| DFPG Investments, LLC | 16,749 | $3.92M | 0.36% | −877−5.0% | Reduced |
| Park Avenue Securities LLC | 14,383 | $3.93M | 0.06% | −885−5.8% | Reduced |
| DT Investment Partners, LLC | 14,395 | $3.93M | 0.48% | −137−0.9% | Reduced |
| IronBridge Private Wealth, LLC | 14,441 | $3.94M | 2.14% | +955+7.1% | Added |
| MAI Capital Management | 14,562 | $3.98M | 0.06% | +405+2.9% | Added |
| Creative Financial Designs Inc | 14,579 | $3.98M | 0.46% | −44−0.3% | Reduced |
| Iowa State Bank | 14,605 | $3.99M | 1.03% | +329+2.3% | Added |
| Webster Bank, N. A. | 14,639 | $4.00M | 0.54% | +40+0.3% | Added |
| Guyasuta Investment Advisors Inc | 14,662 | $4.00M | 0.31% | +54+0.4% | Added |
| Gluskin Sheff & Assoc Inc | 14,665 | $4.00M | 0.31% | −4,039−21.6% | Reduced |
| Mutual Advisors, LLC | 14,765 | $4.03M | 0.16% | +296+2.0% | Added |
| North Star Investment Management Corp. | 14,792 | $4.04M | 0.34% | −771−5.0% | Reduced |
| Robertson Stephens Wealth Management, LLC | 14,884 | $4.06M | 0.27% | −389−2.5% | Reduced |
| Ronald Blue Trust, Inc. | 16,626 | $4.09M | 0.06% | +304+1.9% | Added |
| RBF Capital, LLC | 15,000 | $4.09M | 0.27% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $4.09M | 1.17% | 00.0% | Unchanged |
| Robbins Farley LLC | 15,018 | $4.10M | 2.90% | −579−3.7% | Reduced |
| Richard Bernstein Advisors LLC | 15,061 | $4.11M | 0.09% | +1,767+13.3% | Added |
| Empowered Funds, LLC | 15,097 | $4.12M | 0.12% | −4,089−21.3% | Reduced |
| Goelzer Investment Management, Inc. | 15,110 | $4.13M | 0.29% | −63−0.4% | Reduced |
| Credit Agricole S A | 15,177 | $4.14M | 0.13% | +3,208+26.8% | Added |
| Equitable Trust Co | 15,182 | $4.14M | 0.34% | −316−2.0% | Reduced |
| Lincoln National Corp | 15,225 | $4.16M | 0.08% | −7,970−34.4% | Reduced |
| Eukles Asset Management | 15,251 | $4.16M | 2.20% | +120+0.8% | Added |
| TCI Wealth Advisors, Inc. | 15,355 | $4.19M | 0.53% | +211+1.4% | Added |
| Cary Street Partner Investment Advisory LLC | 15,373 | $4.20M | 0.23% | +600+4.1% | Added |
| Roundview Capital LLC | 15,497 | $4.23M | 0.43% | −177−1.1% | Reduced |
| Viking Fund Management LLC | 15,500 | $4.23M | 0.85% | −6,000−27.9% | Reduced |
| Lake Street Advisors Group, LLC | 15,582 | $4.25M | 0.25% | −163−1.0% | Reduced |
| EagleClaw Capital Managment, LLC | 15,695 | $4.28M | 0.97% | +200+1.3% | Added |
| Monument Capital Management | 15,711 | $4.29M | 1.44% | +14+0.1% | Added |
| Longbow Finance SA | 15,736 | $4.30M | 0.52% | −15,859−50.2% | Reduced |
| Malaga Cove Capital, LLC | 15,756 | $4.30M | 1.99% | −181−1.1% | Reduced |
| Siemens Fonds Invest GmbH | 15,762 | $4.30M | 0.44% | 00.0% | Unchanged |
| Keeler Thomas Management LLC | 16,160 | $4.34M | 1.61% | −837−4.9% | Reduced |
| Hodges Capital Management Inc. | 15,958 | $4.36M | 0.52% | +15,958 | Added |
| Twin Tree Management, LP | 15,964 | $4.36M | 0.15% | −115,698−87.9% | Reduced |
| Arrow Financial Corp | 16,071 | $4.39M | 0.51% | +117+0.7% | Added |
| Northwestern Mutual Investment Management Company, LLC | 16,102 | $4.40M | 0.12% | −154−0.9% | Reduced |
| Compagnie Lombard Odier SCmA | 16,113 | $4.40M | 0.10% | +3,130+24.1% | Added |
| Edmond de Rothschild Holding S.A. | 16,333 | $4.46M | 0.09% | −2,451−13.0% | Reduced |
| Greenleaf Trust | 16,344 | $4.46M | 0.05% | +302+1.9% | Added |
| Integrated Wealth Concepts LLC | 16,387 | $4.47M | 0.08% | +595+3.8% | Added |
| Pinnacle Financial Partners Inc | 16,390 | $4.47M | 0.12% | −15−0.1% | Reduced |
| Resolute Wealth Strategies, LLC | 16,552 | $4.52M | 3.38% | −95−0.6% | Reduced |
| Bailard, Inc. | 16,574 | $4.52M | 0.15% | +94+0.6% | Added |
| Ascent Wealth Partners, LLC | 16,610 | $4.53M | 0.84% | −256−1.5% | Reduced |
| Kinneret Advisory, LLC | 16,682 | $4.55M | 0.56% | −10−0.1% | Reduced |
| MEMBERS Trust Co | 16,590 | $4.58M | 0.13% | −2,491−13.1% | Reduced |
| FRG Family Wealth Advisors LLC | 16,801 | $4.59M | 1.04% | −106−0.6% | Reduced |
| Mathes Company, Inc. | 16,843 | $4.60M | 2.13% | −825−4.7% | Reduced |
| Terry L. Blaker | 16,846 | $4.60M | 0.41% | −194−1.1% | Reduced |
| Geneos Wealth Management Inc. | 16,855 | $4.60M | 0.24% | +148+0.9% | Added |
| Griffin Asset Management, Inc. | 16,857 | $4.60M | 0.65% | −809−4.6% | Reduced |
| Trifecta Capital Advisors, LLC | 16,859 | $4.60M | 1.48% | +2,088+14.1% | Added |
| Twin Capital Management Inc | 16,887 | $4.61M | 0.66% | −238−1.4% | Reduced |
| Foster & Motley Inc | 16,896 | $4.61M | 0.38% | +1,193+7.6% | Added |
| Artemis Investment Management LLP | 16,921 | $4.62M | 0.06% | +16,921 | New |
| Abbrea Capital, LLC | 17,157 | $4.68M | 0.74% | +10+0.1% | Added |
| Marketfield Asset Management LLC | 17,182 | $4.69M | 3.98% | 00.0% | Unchanged |
| Parcion Private Wealth LLC | 17,199 | $4.70M | 0.49% | +170+1.0% | Added |
| Williams Jones Wealth Management, LLC. | 17,223 | $4.70M | 0.07% | 00.0% | Unchanged |
| Altrius Capital Management Inc | 17,269 | $4.71M | 1.40% | −153−0.9% | Reduced |