Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Holderness Investments Co | 10,004 | $2.73M | 1.06% | −56−0.6% | Reduced |
| Gouws Capital LLC | 10,062 | $2.75M | 2.33% | −1,195−10.6% | Reduced |
| Oliver Luxxe Assets LLC | 10,075 | $2.75M | 0.71% | +8,825+706.0% | Added |
| Traynor Capital Management, Inc. | 10,079 | $2.75M | 0.37% | −165−1.6% | Reduced |
| Profund Advisors LLC | 10,193 | $2.78M | 0.15% | −165−1.6% | Reduced |
| Moody National Bank Trust Division | 10,224 | $2.79M | 0.18% | +649+6.8% | Added |
| Beck Capital Management, LLC | 10,271 | $2.80M | 1.08% | −42−0.4% | Reduced |
| Focus Financial Network, Inc. | 10,320 | $2.82M | 0.16% | −40.0% | Reduced |
| Mystic Asset Management, Inc. | 10,338 | $2.82M | 1.59% | −105−1.0% | Reduced |
| Monetary Management Group Inc | 10,392 | $2.84M | 0.95% | −1,875−15.3% | Reduced |
| Naples Global Advisors, LLC | 10,404 | $2.84M | 0.34% | +332+3.3% | Added |
| 1st Source Bank | 10,429 | $2.85M | 0.19% | +500+5.0% | Added |
| Pinnacle Holdings, LLC | 10,437 | $2.85M | 1.33% | −1,067−9.3% | Reduced |
| Trust Co of Toledo NA | 10,453 | $2.85M | 0.56% | −424−3.9% | Reduced |
| PFG Advisors | 10,462 | $2.86M | 0.26% | −1,481−12.4% | Reduced |
| RSM US Wealth Management LLC | 10,466 | $2.86M | 0.10% | +240+2.3% | Added |
| Smith, Moore & Co. | 10,547 | $2.88M | 0.38% | +341+3.3% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,564 | $2.88M | 0.85% | +87+0.8% | Added |
| Whalerock Point Partners, LLC | 10,572 | $2.89M | 1.00% | 00.0% | Unchanged |
| Donaldson Capital Management, LLC | 10,589 | $2.89M | 0.14% | −513−4.6% | Reduced |
| Cambridge Advisors Inc. | 10,595 | $2.89M | 0.78% | −665−5.9% | Reduced |
| Two Sigma Advisers, LP | 10,600 | $2.89M | 0.01% | −5,500−34.2% | Reduced |
| Hennessy Advisors Inc | 10,600 | $2.89M | 0.20% | −200−1.9% | Reduced |
| Truvestments Capital LLC | 10,629 | $2.90M | 1.51% | +114+1.1% | Added |
| StoneX Group Inc. | 10,629 | $2.90M | 0.31% | −495−4.4% | Reduced |
| WR Wealth Planners, LLC | 10,633 | $2.90M | 1.11% | +489+4.8% | Added |
| IHT Wealth Management, LLC | 10,644 | $2.91M | 0.15% | +411+4.0% | Added |
| Atomi Financial Group, Inc. | 10,702 | $2.92M | 0.98% | +1,036+10.7% | Added |
| Kinloch Capital, LLC | 10,725 | $2.93M | 1.83% | −215−2.0% | Reduced |
| Mission Creek Capital Partners, Inc. | 10,731 | $2.93M | 0.98% | −162−1.5% | Reduced |
| Evercore Wealth Management, LLC | 10,736 | $2.93M | 0.05% | +1,039+10.7% | Added |
| Centiva Capital, LP | 10,753 | $2.94M | 0.15% | −8,100−43.0% | Reduced |
| Ellis Investment Partners, LLC | 10,755 | $2.94M | 0.75% | −419−3.7% | Reduced |
| Capital Investment Counsel, Inc | 10,785 | $2.94M | 0.59% | −50−0.5% | Reduced |
| Boyd Watterson Asset Management LLC | 10,817 | $2.95M | 1.29% | 00.0% | Unchanged |
| Private Trust Co NA | 10,829 | $2.96M | 0.39% | +396+3.8% | Added |
| Intact Investment Management Inc. | 10,840 | $2.96M | 0.13% | +1,440+15.3% | Added |
| Sequoia Financial Advisors, LLC | 10,872 | $2.97M | 0.05% | −108−1.0% | Reduced |
| Gould Capital, LLC | 10,950 | $2.98M | 2.40% | −240−2.1% | Reduced |
| Asset Management Group, Inc. | 10,906 | $2.98M | 0.65% | +74+0.7% | Added |
| Horizon Investments, LLC | 11,005 | $2.99M | 0.09% | +318+3.0% | Added |
| CPA Asset Management LLC | 11,009 | $3.01M | 2.11% | +108+1.0% | Added |
| Strategic Advisors LLC | 11,030 | $3.01M | 0.59% | −113−1.0% | Reduced |
| Equitable Holdings, Inc. | 11,078 | $3.02M | 0.04% | +869+8.5% | Added |
| NEOS Investment Management LLC | 11,085 | $3.03M | 0.39% | +11,085 | New |
| Brown Brothers Harriman & Co | 11,089 | $3.03M | 0.03% | −1,813−14.1% | Reduced |
| Graphene Investments SAS | 11,100 | $3.03M | 2.13% | −2,400−17.8% | Reduced |
| Johnson Investment Counsel Inc | 11,129 | $3.04M | 0.04% | +1,365+14.0% | Added |
| Graypoint LLC | 11,131 | $3.04M | 0.29% | +251+2.3% | Added |
| Essex Financial Services, Inc. | 11,163 | $3.05M | 0.35% | −107−0.9% | Reduced |
| Modus Advisors, LLC | 11,167 | $3.05M | 1.33% | +57+0.5% | Added |
| Global Wealth Management Investment Advisory, Inc. | 11,167 | $3.05M | 0.85% | +916+8.9% | Added |
| Tokio Marine Asset Management Co Ltd | 11,172 | $3.05M | 0.19% | +973+9.5% | Added |
| GQG Partners LLC | 11,200 | $3.06M | 0.01% | +11,200 | New |
| Signaturefd, LLC | 11,208 | $3.06M | 0.08% | +1,198+12.0% | Added |
| Heritage Trust Co | 11,239 | $3.07M | 0.48% | +186+1.7% | Added |
| HRT Financial LP | 11,251 | $3.07M | 0.03% | +5,515+96.1% | Added |
| Merit Financial Group, LLC | 11,292 | $3.08M | 0.10% | +264+2.4% | Added |
| Financial Advisory Service, Inc. | 11,334 | $3.09M | 0.33% | +224+2.0% | Added |
| MWA Asset Management | 11,334 | $3.09M | 2.99% | +11,334 | New |
| Montag A & Associates Inc | 11,336 | $3.09M | 0.20% | +8,991+383.4% | Added |
| Providence Wealth Advisors, LLC | 11,510 | $3.12M | 3.48% | +76+0.7% | Added |
| Procyon Private Wealth Partners, LLC | 11,464 | $3.13M | 0.32% | −309−2.6% | Reduced |
| Whitener Capital Management, Inc. | 11,474 | $3.13M | 1.25% | −135−1.2% | Reduced |
| Spirit of America Management Corp | 11,490 | $3.14M | 0.71% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 11,491 | $3.14M | 0.23% | +52+0.5% | Added |
| Schnieders Capital Management LLC | 11,509 | $3.14M | 0.70% | +395+3.6% | Added |
| Veriti Management LLC | 11,525 | $3.15M | 0.36% | +170+1.5% | Added |
| Ashton Thomas Private Wealth, LLC | 11,537 | $3.15M | 0.23% | −985−7.9% | Reduced |
| Money Concepts Capital Corp | 11,557 | $3.16M | 0.33% | −133−1.1% | Reduced |
| Wakefield Asset Management LLLP | 11,568 | $3.16M | 1.43% | −477−4.0% | Reduced |
| Wright Investors Service Inc | 11,582 | $3.16M | 0.92% | −64−0.5% | Reduced |
| BCJ Capital Management, LLC | 11,597 | $3.17M | 0.29% | +11,597 | New |
| MV Capital Management, Inc. | 11,601 | $3.17M | 0.42% | +213+1.9% | Added |
| Perpetual Ltd | 11,719 | $3.20M | 0.03% | −2,907−19.9% | Reduced |
| BLB&B Advisors, LLC | 11,754 | $3.21M | 0.23% | −258−2.1% | Reduced |
| Coldstream Capital Management Inc | 11,766 | $3.21M | 0.10% | +404+3.6% | Added |
| Regency Capital Management Inc. | 11,875 | $3.24M | 2.75% | +788+7.1% | Added |
| Castellan Group, LLC | 11,906 | $3.25M | 2.28% | −490−4.0% | Reduced |
| New Hampshire Trust | 11,944 | $3.26M | 0.89% | +182+1.5% | Added |
| Thoroughbred Financial Services, LLC | 11,964 | $3.27M | 0.32% | +2,068+20.9% | Added |
| Gateway Wealth Partners, LLC | 11,985 | $3.27M | 0.59% | +562+4.9% | Added |
| Mizuho Markets Americas LLC | 12,061 | $3.29M | 0.12% | +12,061 | New |
| Caldwell Sutter Capital, Inc. | 12,084 | $3.30M | 1.83% | −506−4.0% | Reduced |
| Fund Management at Engine No. 1 LLC | 12,128 | $3.31M | 0.52% | −1,583−11.5% | Reduced |
| Jacobi Capital Management LLC | 12,129 | $3.31M | 0.37% | +1,237+11.4% | Added |
| Slow Capital, Inc. | 12,184 | $3.33M | 0.61% | +602+5.2% | Added |
| Liberty One Investment Management, LLC | 12,219 | $3.34M | 0.48% | +323+2.7% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,324 | $3.36M | 0.72% | 00.0% | Unchanged |
| Permanens Capital L.P. | 12,390 | $3.38M | 0.58% | +520+4.4% | Added |
| L & S Advisors Inc | 12,430 | $3.39M | 0.49% | −8,954−41.9% | Reduced |
| Barbara Oil Co. | 12,500 | $3.41M | 1.62% | 00.0% | Unchanged |
| Applied Capital LLC | 12,532 | $3.42M | 3.41% | −205−1.6% | Reduced |
| Ogorek Anthony Joseph | 12,578 | $3.43M | 1.35% | −45−0.4% | Reduced |
| IMC-Chicago, LLC | 12,608 | $3.44M | 0.22% | +12,608 | New |
| Spire Wealth Management | 12,653 | $3.45M | 0.13% | +1,890+17.6% | Added |
| Azimuth Capital Investment Management LLC | 12,685 | $3.46M | 0.17% | −180−1.4% | Reduced |
| Assetmark, Inc | 12,709 | $3.47M | 0.01% | −281−2.2% | Reduced |
| Viewpoint Capital Management LLC | 12,763 | $3.48M | 2.78% | +100+0.8% | Added |
| SeaCrest Wealth Management, LLC | 12,780 | $3.49M | 0.45% | −541−4.1% | Reduced |