Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 7,646 | $2.09M | 0.08% | +2,158+39.3% | Added |
| Tradewinds, LLC. | 7,649 | $2.09M | 1.23% | −270−3.4% | Reduced |
| Westpac Banking Corp | 7,652 | $2.09M | 0.16% | +434+6.0% | Added |
| Occidental Asset Management, LLC | 7,699 | $2.10M | 0.49% | +2,065+36.7% | Added |
| Verdence Capital Advisors LLC | 7,707 | $2.10M | 0.23% | +323+4.4% | Added |
| Trust Investment Advisors | 7,723 | $2.11M | 1.81% | −366−4.5% | Reduced |
| United Community Bank | 7,725 | $2.11M | 1.03% | +5+0.1% | Added |
| Investors Asset Management of Georgia Inc | 7,818 | $2.12M | 1.17% | −100−1.3% | Reduced |
| Field & Main Bank | 7,789 | $2.13M | 1.00% | +3,856+98.0% | Added |
| Gifford Fong Associates | 7,800 | $2.13M | 0.51% | 00.0% | Unchanged |
| Howland Capital Management LLC | 7,834 | $2.14M | 0.12% | +149+1.9% | Added |
| Warren Averett Asset Management, LLC | 7,919 | $2.16M | 0.09% | +676+9.3% | Added |
| Level Four Advisory Services, LLC | 7,961 | $2.17M | 0.14% | −3,206−28.7% | Reduced |
| Cynosure Management, LLC | 7,978 | $2.18M | 0.67% | +102+1.3% | Added |
| MidWestOne Financial Group, Inc. | 7,983 | $2.18M | 0.49% | −61−0.8% | Reduced |
| McKinley Capital Management LLC /Delaware | 7,992 | $2.18M | 0.31% | −83−1.0% | Reduced |
| Cohen Klingenstein LLC | 8,000 | $2.18M | 0.10% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 8,000 | $2.18M | 0.05% | +1,328+19.9% | Added |
| Fruth Investment Management | 8,033 | $2.19M | 0.65% | −100−1.2% | Reduced |
| Truepoint, Inc. | 8,052 | $2.20M | 0.07% | +8,052 | New |
| Cornercap Investment Counsel Inc | 8,071 | $2.20M | 0.40% | +159+2.0% | Added |
| MB, Levis & Associates, LLC | 8,079 | $2.21M | 1.43% | −20.0% | Reduced |
| Bowen Hanes & Co Inc | 8,079 | $2.21M | 0.07% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 127,672 | $2.21M | 0.15% | +120,400+1,655.7% | Added |
| Argent Advisors, Inc. | 8,163 | $2.23M | 1.02% | −349−4.1% | Reduced |
| Mather Group, LLC. | 8,168 | $2.23M | 0.04% | −473−5.5% | Reduced |
| First Horizon Advisors, Inc. | 8,184 | $2.23M | 0.08% | −1,848−18.4% | Reduced |
| Gladstone Institutional Advisory LLC | 8,189 | $2.24M | 0.14% | +5,435+197.3% | Added |
| Chapin Davis, Inc. | 8,226 | $2.25M | 1.07% | −65−0.8% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,274 | $2.26M | 0.98% | −43−0.5% | Reduced |
| Oxbow Advisors, LLC | 8,300 | $2.27M | 0.36% | −1,750−17.4% | Reduced |
| Court Place Advisors, LLC | 8,349 | $2.28M | 0.81% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 8,357 | $2.28M | 1.09% | +129+1.6% | Added |
| Stevens Capital Management LP | 8,374 | $2.29M | 0.66% | +8,374 | New |
| Legacy Financial Strategies, LLC | 9,736 | $2.29M | 0.73% | +313+3.3% | Added |
| Boltwood Capital Management | 8,386 | $2.29M | 0.85% | −102−1.2% | Reduced |
| Strategic Investment Advisors | 8,387 | $2.29M | 0.38% | +8,387 | New |
| Old Port Advisors | 8,393 | $2.29M | 0.83% | +8,393 | New |
| World Equity Group, Inc. | 8,456 | $2.30M | 0.48% | +4,215+99.4% | Added |
| EP Wealth Advisors, LLC | 8,474 | $2.31M | 0.04% | +2,715+47.1% | Added |
| Pure Financial Advisors, Inc. | 8,486 | $2.32M | 0.09% | −285−3.2% | Reduced |
| WBI Investments | 8,554 | $2.34M | 0.47% | +2,739+47.1% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,554 | $2.34M | 1.50% | −100−1.2% | Reduced |
| Douglass Winthrop Advisors, LLC | 8,570 | $2.34M | 0.06% | +75+0.9% | Added |
| Nilsine Partners, LLC | 8,623 | $2.35M | 0.36% | −272−3.1% | Reduced |
| Radnor Capital Management, LLC | 8,662 | $2.37M | 0.47% | +8,662 | New |
| Summit Financial, LLC | 8,675 | $2.37M | 0.17% | +435+5.3% | Added |
| Slagle Financial, LLC | 8,691 | $2.37M | 1.45% | +380+4.6% | Added |
| Ignite Planners, LLC | 9,121 | $2.38M | 0.73% | −685−7.0% | Reduced |
| FLC Capital Advisors | 8,726 | $2.38M | 0.72% | −630−6.7% | Reduced |
| Capstone Investment Advisors, LLC | 8,742 | $2.39M | 0.06% | −29,391−77.1% | Reduced |
| Sumitomo Life Insurance Co | 8,756 | $2.39M | 0.07% | −113−1.3% | Reduced |
| Avitas Wealth Management LLC | 8,792 | $2.40M | 0.46% | −19−0.2% | Reduced |
| HBK Sorce Advisory LLC | 8,802 | $2.40M | 0.11% | +302+3.6% | Added |
| Meeder Advisory Services, Inc. | 8,825 | $2.41M | 0.30% | +145+1.7% | Added |
| LMG Wealth Partners, LLC | 8,876 | $2.42M | 0.74% | +196+2.3% | Added |
| Bryn Mawr Trust Co | 8,879 | $2.42M | 0.11% | +10.0% | Added |
| Wealthcare Advisory Partners LLC | 8,901 | $2.43M | 0.11% | +215+2.5% | Added |
| Moneta Group Investment Advisors LLC | 8,935 | $2.44M | 0.06% | +27+0.3% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 8,944 | $2.44M | 0.01% | +265+3.1% | Added |
| Hanson & Doremus Investment Management | 8,949 | $2.44M | 0.50% | +182+2.1% | Added |
| Park National Corp | 8,949 | $2.44M | 0.11% | +163+1.9% | Added |
| Venture Visionary Partners LLC | 8,956 | $2.45M | 0.15% | −214−2.3% | Reduced |
| River Street Advisors LLC | 8,979 | $2.45M | 2.31% | +8,979 | New |
| Boston Private Wealth LLC | 8,982 | $2.45M | 0.05% | −40−0.4% | Reduced |
| Rothschild Investment Corp | 9,006 | $2.46M | 0.21% | +679+8.2% | Added |
| Loudon Investment Management, LLC | 9,043 | $2.47M | 1.70% | −85−0.9% | Reduced |
| Argent Trust Co | 9,140 | $2.50M | 0.14% | +1,037+12.8% | Added |
| Becker Capital Management Inc | 9,165 | $2.50M | 0.10% | −449−4.7% | Reduced |
| RB Capital Management, LLC | 9,176 | $2.51M | 0.81% | +125+1.4% | Added |
| South Dakota Investment Council | 9,224 | $2.52M | 0.06% | −1,831−16.6% | Reduced |
| Ti-Trust, Inc | 9,247 | $2.52M | 2.41% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 9,248 | $2.52M | 0.07% | −2,046,979−99.6% | Reduced |
| Sound View Wealth Advisors Group, LLC | 9,269 | $2.53M | 0.31% | +4,767+105.9% | Added |
| Triad Financial Advisors, Inc. | 9,298 | $2.54M | 0.89% | +54+0.6% | Added |
| Adirondack Trust Co | 9,304 | $2.54M | 1.27% | −60−0.6% | Reduced |
| AAFMAA Wealth Management & Trust LLC | 9,314 | $2.54M | 2.36% | −4,050−30.3% | Reduced |
| We Are One Seven, LLC | 9,355 | $2.55M | 0.20% | +1,445+18.3% | Added |
| Buckley Wealth Management, LLC | 9,372 | $2.56M | 0.96% | 00.0% | Unchanged |
| Ci Investments Inc. | 9,394 | $2.56M | 0.01% | +1,408+17.6% | Added |
| Diversified Trust Co | 9,415 | $2.57M | 0.10% | −21−0.2% | Reduced |
| Lowe Brockenbrough & Co Inc | 9,435 | $2.58M | 0.20% | −2,474−20.8% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,472 | $2.59M | 0.21% | −352−3.6% | Reduced |
| Palisade Asset Management, LLC | 9,520 | $2.60M | 0.32% | −148−1.5% | Reduced |
| Berkshire Bank | 9,558 | $2.61M | 0.75% | +48+0.5% | Added |
| Wellington Shields & Co., LLC | 9,600 | $2.62M | 0.66% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 9,634 | $2.63M | 1.08% | +22+0.2% | Added |
| First National Bank & Trust Co of Newtown | 9,643 | $2.63M | 0.60% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 9,663 | $2.64M | 0.27% | +597+6.6% | Added |
| Hoylecohen, LLC | 9,678 | $2.64M | 0.25% | −105−1.1% | Reduced |
| Aire Advisors, LLC | 9,689 | $2.64M | 0.71% | −397−3.9% | Reduced |
| Jag Capital Management, LLC | 9,705 | $2.65M | 0.32% | −46−0.5% | Reduced |
| Capital Asset Advisory Services LLC | 9,717 | $2.65M | 0.18% | −311−3.1% | Reduced |
| Finer Wealth Management, Inc. | 9,729 | $2.66M | 2.12% | +264+2.8% | Added |
| Smith, Salley & Associates | 9,756 | $2.66M | 0.20% | −105−1.1% | Reduced |
| Hudock, Inc. | 9,758 | $2.66M | 0.64% | −20−0.2% | Reduced |
| Cumberland Advisors Inc | 9,850 | $2.69M | 1.19% | 00.0% | Unchanged |
| Mill Capital Management, LLC | 9,866 | $2.69M | 0.26% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 9,891 | $2.70M | 0.20% | +39+0.4% | Added |
| Baldwin Investment Management, LLC | 9,983 | $2.73M | 0.46% | +575+6.1% | Added |