Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Syon Capital LLC | 3,959 | $1.08M | 0.13% | +3,959 | New |
| Harvest Fund Management Co., Ltd | 3,959 | $1.08M | 0.19% | +1,770+80.9% | Added |
| Symphony Financial, Ltd. Co. | 3,996 | $1.08M | 0.27% | +844+26.8% | Added |
| Cim Investment Mangement Inc | 3,978 | $1.09M | 0.40% | −92−2.3% | Reduced |
| Trustmark National Bank Trust Department | 3,984 | $1.09M | 0.11% | −320−7.4% | Reduced |
| Norwood Financial Corp | 3,995 | $1.09M | 1.76% | −25−0.6% | Reduced |
| Saybrook Capital | 4,000 | $1.09M | 0.33% | 00.0% | Unchanged |
| City State Bank | 4,005 | $1.09M | 0.60% | −207−4.9% | Reduced |
| Journey Advisory Group, LLC | 4,012 | $1.10M | 0.16% | −50−1.2% | Reduced |
| IPG Investment Advisors LLC | 4,014 | $1.10M | 0.24% | +248+6.6% | Added |
| Raleigh Capital Management Inc. | 4,018 | $1.10M | 0.56% | +1,033+34.6% | Added |
| ZWJ Investment Counsel Inc | 4,018 | $1.10M | 0.06% | 00.0% | Unchanged |
| Acorn Wealth Advisors, LLC | 4,020 | $1.10M | 0.73% | −44−1.1% | Reduced |
| JW Asset Management, LLC | 4,024 | $1.10M | 0.48% | +4,024 | New |
| IAM Advisory, LLC | 4,030 | $1.10M | 0.38% | −5−0.1% | Reduced |
| CoreCap Advisors, LLC | 4,031 | $1.10M | 0.08% | −4,445−52.4% | Reduced |
| SNS Financial Group, LLC | 4,034 | $1.10M | 0.15% | +23+0.6% | Added |
| Chicago Capital, LLC | 4,035 | $1.10M | 0.05% | 00.0% | Unchanged |
| V-Square Quantitative Management LLC | 4,043 | $1.10M | 0.49% | +1,003+33.0% | Added |
| Roman Butler Fullerton & Co | 4,124 | $1.10M | 0.52% | +26+0.6% | Added |
| Gradient Investments LLC | 4,054 | $1.11M | 0.03% | −135−3.2% | Reduced |
| First Dallas Securities Inc. | 4,072 | $1.11M | 0.26% | −4,242−51.0% | Reduced |
| Live Oak Private Wealth LLC | 4,081 | $1.11M | 0.24% | 00.0% | Unchanged |
| Windsor Group LTD | 4,087 | $1.12M | 0.20% | −129−3.1% | Reduced |
| Kowal Investment Group, LLC | 4,089 | $1.12M | 0.30% | +77+1.9% | Added |
| Montis Financial, LLC | 4,094 | $1.12M | 0.75% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 4,105 | $1.12M | 0.11% | 00.0% | Unchanged |
| Intrua Financial, LLC | 4,115 | $1.12M | 0.20% | +191+4.9% | Added |
| Balentine LLC | 4,125 | $1.13M | 0.04% | +146+3.7% | Added |
| Southeast Asset Advisors Inc. | 4,150 | $1.13M | 0.16% | +142+3.5% | Added |
| Summit Trail Advisors, LLC | 4,162 | $1.14M | 0.04% | +285+7.4% | Added |
| Capital Investment Advisory Services, LLC | 4,164 | $1.14M | 0.11% | +453+12.2% | Added |
| First Hawaiian Bank | 4,179 | $1.14M | 0.04% | −194−4.4% | Reduced |
| Princeton Global Asset Management LLC | 4,185 | $1.14M | 0.32% | −200−4.6% | Reduced |
| Lantz Financial LLC | 4,209 | $1.15M | 0.46% | +148+3.6% | Added |
| Birch Hill Investment Advisors LLC | 4,214 | $1.15M | 0.07% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,214 | $1.15M | 0.99% | 00.0% | Unchanged |
| Brighton Jones LLC | 4,223 | $1.15M | 0.06% | +730+20.9% | Added |
| Werlinich Asset Management, LLC | 4,231 | $1.15M | 0.95% | +56+1.3% | Added |
| Catalyst Financial Partners LLC | 4,232 | $1.16M | 0.37% | +359+9.3% | Added |
| Amussen Hunsaker Associates LLC | 4,211 | $1.16M | 0.26% | +3+0.1% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,240 | $1.16M | 0.10% | 00.0% | Unchanged |
| Insigneo Advisory Services, LLC | 4,254 | $1.16M | 0.24% | +396+10.3% | Added |
| WD Rutherford LLC | 4,265 | $1.16M | 0.80% | −544−11.3% | Reduced |
| Veracity Capital LLC | 4,276 | $1.17M | 0.54% | +4,276 | New |
| FinTrust Capital Advisors, LLC | 4,277 | $1.17M | 0.26% | −33−0.8% | Reduced |
| Woodward Diversified Capital, LLC | 4,278 | $1.17M | 0.84% | +258+6.4% | Added |
| Capital Wealth Planning, LLC | 4,285 | $1.17M | 0.01% | −129−2.9% | Reduced |
| Rollins Financial | 4,288 | $1.17M | 0.29% | +658+18.1% | Added |
| Sit Investment Associates Inc | 4,300 | $1.17M | 0.03% | 00.0% | Unchanged |
| CWA Asset Management Group, LLC | 4,307 | $1.18M | 0.09% | +381+9.7% | Added |
| Confluence Wealth Services, Inc. | 4,309 | $1.18M | 0.23% | +165+4.0% | Added |
| TRUE Private Wealth Advisors | 4,342 | $1.19M | 0.16% | +137+3.3% | Added |
| Strategic Blueprint, LLC | 4,350 | $1.19M | 0.11% | −73−1.7% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,357 | $1.19M | 0.33% | −16−0.4% | Reduced |
| Farmers Trust Co | 4,370 | $1.19M | 0.28% | 00.0% | Unchanged |
| Norway Savings Bank | 4,375 | $1.19M | 0.59% | +30+0.7% | Added |
| Biltmore Family Office, LLC | 4,398 | $1.20M | 0.27% | −14−0.3% | Reduced |
| Aureus Asset Management, LLC | 4,405 | $1.20M | 0.10% | +20.0% | Added |
| High Falls Advisors, Inc | 4,406 | $1.20M | 0.36% | +4+0.1% | Added |
| Mission Wealth Management, LP | 4,409 | $1.20M | 0.05% | +304+7.4% | Added |
| RS Crum Inc. | 4,430 | $1.21M | 0.43% | 00.0% | Unchanged |
| Beech Hill Advisors, Inc. | 4,450 | $1.21M | 0.61% | 00.0% | Unchanged |
| Aaron Wealth Advisors | 4,452 | $1.22M | 0.16% | +103+2.4% | Added |
| Eastern Bank | 4,459 | $1.22M | 0.06% | −180−3.9% | Reduced |
| West Oak Capital, LLC | 4,467 | $1.22M | 0.61% | −50−1.1% | Reduced |
| Wedmont Private Capital | 4,518 | $1.23M | 0.12% | +523+13.1% | Added |
| Dynamic Advisor Solutions LLC | 4,506 | $1.23M | 0.06% | +732+19.4% | Added |
| Allen Capital Group, LLC | 4,527 | $1.23M | 0.23% | +20.0% | Added |
| Westhampton Capital, LLC | 4,510 | $1.23M | 0.79% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 4,511 | $1.23M | 0.87% | +3+0.1% | Added |
| Bahl & Gaynor Inc | 4,537 | $1.24M | 0.01% | −177−3.8% | Reduced |
| Smithfield Trust Co | 4,552 | $1.24M | 0.08% | +137+3.1% | Added |
| LVM Capital Management Ltd | 4,558 | $1.24M | 0.18% | +2,398+111.0% | Added |
| Waldron Private Wealth LLC | 4,563 | $1.25M | 0.06% | +39+0.9% | Added |
| Patten & Patten Inc | 4,578 | $1.25M | 0.11% | −114−2.4% | Reduced |
| Am Investment Strategies LLC | 4,582 | $1.25M | 0.41% | 00.0% | Unchanged |
| Great Lakes Retirement, Inc. | 4,605 | $1.26M | 0.23% | +607+15.2% | Added |
| Flputnam Investment Management Co | 4,613 | $1.26M | 0.03% | +17+0.4% | Added |
| Opes Wealth Management LLC | 4,641 | $1.27M | 0.35% | +15+0.3% | Added |
| Byrne Asset Management LLC | 4,643 | $1.27M | 1.05% | +4+0.1% | Added |
| Essex Investment Management Co LLC | 4,655 | $1.27M | 0.21% | −854−15.5% | Reduced |
| First Foundation Advisors | 4,674 | $1.28M | 0.06% | −427−8.4% | Reduced |
| Eudaimonia Partners, LLC | 4,675 | $1.28M | 0.31% | −6−0.1% | Reduced |
| Widmann Financial Services, Inc. | 4,676 | $1.28M | 1.27% | −20−0.4% | Reduced |
| Transcend Wealth Collective, LLC | 4,684 | $1.28M | 0.12% | +1,049+28.9% | Added |
| Flaharty Asset Management, LLC | 4,698 | $1.28M | 0.21% | −487−9.4% | Reduced |
| Total Clarity Wealth Management, Inc. | 4,705 | $1.28M | 0.62% | −811−14.7% | Reduced |
| Donoghue Forlines LLC | 4,721 | $1.29M | 0.46% | −307−6.1% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,730 | $1.29M | 0.43% | −19−0.4% | Reduced |
| Charter Research & Investment Group, Inc. | 4,733 | $1.29M | 1.16% | 00.0% | Unchanged |
| Tower Bridge Advisors | 4,735 | $1.29M | 0.12% | −110−2.3% | Reduced |
| Diamant Asset Management, Inc. | 4,735 | $1.29M | 1.06% | 00.0% | Unchanged |
| Pinnacle West Asset Management, Inc. | 4,760 | $1.30M | 1.27% | +180+3.9% | Added |
| Diligent Investors, LLC | 4,759 | $1.30M | 0.40% | −100−2.1% | Reduced |
| LexAurum Advisors, LLC | 4,779 | $1.30M | 0.38% | +241+5.3% | Added |
| Nations Financial Group Inc, | 4,782 | $1.31M | 0.13% | +166+3.6% | Added |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.31M | 0.78% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 4,808 | $1.31M | 0.13% | +533+12.5% | Added |
| GPS Wealth Strategies Group, LLC | 4,822 | $1.32M | 0.25% | +323+7.2% | Added |