Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Colonial Trust Co | 3,251 | $887.5K | 0.22% | +13+0.4% | Added |
| Pitcairn Co | 3,273 | $893.5K | 0.07% | +749+29.7% | Added |
| First Heartland Consultants, Inc. | 3,291 | $898.0K | 0.11% | +84+2.6% | Added |
| Nicolet Bankshares Inc | 3,291 | $898.4K | 0.28% | 00.0% | Unchanged |
| Mitchell Capital Management Co | 3,291 | $898.4K | 0.21% | +33+1.0% | Added |
| CNB Bank | 3,294 | $899.3K | 0.53% | −70−2.1% | Reduced |
| Marshall Wace, LLP | 3,299 | $900.6K | 0.00% | −143,044−97.7% | Reduced |
| Retirement Guys Formula LLC | 3,304 | $902.0K | 0.63% | +3,304 | New |
| Security Financial Services, INC. | 3,310 | $903.5K | 0.26% | +10.0% | Added |
| Benjamin Edwards Inc | 3,312 | $904.0K | 0.21% | +145+4.6% | Added |
| Auxier Asset Management | 3,330 | $909.1K | 0.16% | −100−2.9% | Reduced |
| Titleist Asset Management, LLC | 3,346 | $913.5K | 0.19% | −172−4.9% | Reduced |
| JFS Wealth Advisors, LLC | 3,351 | $914.7K | 0.09% | +3+0.1% | Added |
| Fundamentun, LLC | 3,366 | $919.1K | 0.14% | +1,485+78.9% | Added |
| Sawgrass Asset Management LLC | 3,385 | $924.1K | 0.11% | +130+4.0% | Added |
| SageView Advisory Group, LLC | 3,391 | $925.8K | 0.05% | +40+1.2% | Added |
| Puzo Michael J | 3,400 | $928.2K | 0.31% | −525−13.4% | Reduced |
| Laird Norton Trust Company, LLC | 3,407 | $929.9K | 0.12% | 00.0% | Unchanged |
| Cahill Financial Advisors Inc | 3,419 | $933.3K | 0.16% | −18−0.5% | Reduced |
| Sompo Asset Management Co., Ltd. | 3,420 | $933.7K | 0.20% | +970+39.6% | Added |
| Thomasville National Bank | 3,430 | $936.4K | 0.09% | +25+0.7% | Added |
| Inscription Capital, LLC | 3,434 | $937.5K | 0.31% | −3,202−48.3% | Reduced |
| Curated Wealth Partners LLC | 3,438 | $938.6K | 0.17% | −311−8.3% | Reduced |
| Gleason Group, Inc. | 3,445 | $940.4K | 0.25% | −159−4.4% | Reduced |
| Dark Forest Capital Management LP | 3,445 | $940.5K | 0.08% | −1,088−24.0% | Reduced |
| Tiemann Investment Advisors, LLC | 3,457 | $943.8K | 0.50% | +120+3.6% | Added |
| MPS Loria Financial Planners, LLC | 3,457 | $943.8K | 0.37% | +701+25.4% | Added |
| Savoie Capital LLC | 3,465 | $945.9K | 0.25% | +3,465 | New |
| Aspen Investment Management Inc | 3,467 | $946.0K | 0.57% | −50−1.4% | Reduced |
| Cornerstone Wealth Management, LLC | 3,471 | $948.1K | 0.09% | +419+13.7% | Added |
| Washington Trust Co | 3,477 | $949.2K | 0.04% | −464−11.8% | Reduced |
| Missouri Trust & Investment Co | 3,479 | $949.8K | 0.43% | −10−0.3% | Reduced |
| Wealth Architects, LLC | 3,483 | $950.8K | 0.16% | +88+2.6% | Added |
| Centaurus Financial, Inc. | 3,502 | $956.0K | 0.08% | +946+37.0% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,506 | $957.1K | 0.23% | +1,187+51.2% | Added |
| Steigerwald, Gordon & Koch Inc. | 3,512 | $958.8K | 0.15% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 3,513 | $959.2K | 0.09% | −81−2.3% | Reduced |
| DMG Group, LLC | 3,517 | $960.1K | 0.97% | −20−0.6% | Reduced |
| SS&H Financial Advisors, Inc. | 3,525 | $962.0K | 0.45% | +3,525 | New |
| Everett Harris & Co | 3,533 | $964.5K | 0.02% | +82+2.4% | Added |
| Founders Financial Securities LLC | 3,534 | $964.9K | 0.13% | −300−7.8% | Reduced |
| Telos Capital Management, Inc. | 3,536 | $965.3K | 0.13% | −300−7.8% | Reduced |
| Boston Research & Management Inc | 3,542 | $966.0K | 0.29% | 00.0% | Unchanged |
| Delta Financial Group, Inc. | 3,547 | $968.0K | 0.33% | +3,547 | New |
| HHM Wealth Advisors, LLC | 3,553 | $969.9K | 0.19% | +243+7.3% | Added |
| Taurus Asset Management, LLC | 3,558 | $971.3K | 0.12% | 00.0% | Unchanged |
| J. W. Coons Advisors, LLC | 3,580 | $977.3K | 0.28% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 3,584 | $978.6K | 0.09% | −4,215−54.0% | Reduced |
| HCR Wealth Advisors | 3,586 | $979.1K | 0.21% | +603+20.2% | Added |
| High Net Worth Advisory Group LLC | 3,596 | $981.7K | 0.39% | −110−3.0% | Reduced |
| Davis R M Inc | 3,599 | $983.0K | 0.02% | −47−1.3% | Reduced |
| Dumont & Blake Investment Advisors LLC | 3,614 | $987.0K | 0.33% | +5+0.1% | Added |
| Shell Asset Management Co | 3,623 | $989.0K | 0.04% | −17−0.5% | Reduced |
| First Manhattan Co | 3,630 | $991.2K | 0.00% | +2+0.1% | Added |
| Wiley Bros.-Aintree Capital, LLC | 3,643 | $994.6K | 0.46% | +10.0% | Added |
| Regal Investment Advisors LLC | 3,645 | $995.1K | 0.09% | −203−5.3% | Reduced |
| Investment Partners, Ltd. | 3,651 | $996.8K | 0.52% | −264−6.7% | Reduced |
| Rooted Wealth Advisors, Inc. | 3,938 | $997.0K | 0.61% | +580+17.3% | Added |
| Ostrum Asset Management | 3,657 | $998.4K | 0.09% | −25−0.7% | Reduced |
| Penobscot Wealth Management | 3,665 | $999.0K | 0.76% | −32−0.9% | Reduced |
| Fairview Capital Investment Management, LLC | 3,668 | $1.00M | 0.06% | 00.0% | Unchanged |
| BlueCrest Capital Management Ltd | 3,668 | $1.00M | 0.16% | +3,668 | New |
| Legacy Capital Group California, Inc. | 3,678 | $1.00M | 0.43% | +3+0.1% | Added |
| Johnson Financial Group, Inc. | 3,680 | $1.00M | 0.07% | +509+16.1% | Added |
| WealthTrust Asset Management, LLC | 3,682 | $1.01M | 0.94% | −52−1.4% | Reduced |
| Marble Harbor Investment Counsel, LLC | 3,682 | $1.01M | 0.13% | +3+0.1% | Added |
| Private Asset Management Inc | 3,689 | $1.01M | 0.24% | −948−20.4% | Reduced |
| Sunbelt Securities, Inc. | 3,708 | $1.01M | 0.14% | +1,001+37.0% | Added |
| Rodgers Brothers Inc. | 3,710 | $1.01M | 0.17% | +65+1.8% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,737 | $1.02M | 0.13% | +268+7.7% | Added |
| Crawford Investment Counsel Inc | 3,753 | $1.02M | 0.02% | +7+0.2% | Added |
| Fort Pitt Capital Group, LLC | 3,753 | $1.02M | 0.04% | −12−0.3% | Reduced |
| Morse Asset Management, Inc | 3,769 | $1.03M | 0.33% | +680+22.0% | Added |
| Circle Wealth Management, LLC | 3,774 | $1.03M | 0.03% | +58+1.6% | Added |
| South State Corp. | 3,784 | $1.03M | 0.10% | +27+0.7% | Added |
| 9258 Wealth Management, LLC | 3,784 | $1.03M | 0.20% | +17+0.5% | Added |
| First Citizens Financial Corp | 3,795 | $1.04M | 0.73% | 00.0% | Unchanged |
| Westwood Management Corp | 3,800 | $1.04M | 0.15% | 00.0% | Unchanged |
| Paradigm Asset Management Co LLC | 3,800 | $1.04M | 0.29% | −200−5.0% | Reduced |
| UniSuper Management Pty Ltd | 3,800 | $1.04M | 0.01% | 00.0% | Unchanged |
| EHP Funds Inc. | 3,800 | $1.04M | 0.49% | +1,580+71.2% | Added |
| Delta Investment Management, LLC | 3,810 | $1.04M | 0.29% | +175+4.8% | Added |
| Advisory Alpha, LLC | 3,815 | $1.04M | 0.05% | −1,549−28.9% | Reduced |
| Flagship Harbor Advisors, LLC | 3,822 | $1.04M | 0.09% | −577−13.1% | Reduced |
| Edge Capital Group, LLC | 3,839 | $1.05M | 0.07% | −7,000−64.6% | Reduced |
| RFP Financial Group LLC | 3,840 | $1.05M | 0.46% | −272−6.6% | Reduced |
| CRA Financial Services, LLC | 3,868 | $1.06M | 0.29% | 00.0% | Unchanged |
| Sound Financial Strategies Group, LLC | 3,870 | $1.06M | 0.87% | −349−8.3% | Reduced |
| Virtue Capital Management, LLC | 4,321 | $1.06M | 0.18% | 00.0% | Unchanged |
| TKG Advisors, LLC | 3,876 | $1.06M | 0.70% | −4,955−56.1% | Reduced |
| Cooper Financial Group | 3,893 | $1.06M | 0.26% | +856+28.2% | Added |
| Mayflower Financial Advisors, LLC | 3,913 | $1.07M | 0.16% | −60−1.5% | Reduced |
| Jump Financial, LLC | 3,928 | $1.07M | 0.04% | +879+28.8% | Added |
| Security National Bank | 3,882 | $1.07M | 0.30% | −1,000−20.5% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,938 | $1.08M | 0.18% | −2,077−34.5% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 3,940 | $1.08M | 0.84% | −5−0.1% | Reduced |
| Quad-Cities Investment Group, LLC | 3,950 | $1.08M | 0.72% | −71−1.8% | Reduced |
| CoreFirst Bank & Trust | 3,952 | $1.08M | 0.77% | +9+0.2% | Added |
| IVC Wealth Advisors LLC | 3,955 | $1.08M | 0.72% | +16+0.4% | Added |
| Texas Capital Bancshares Inc | 3,956 | $1.08M | 0.60% | +8+0.2% | Added |