Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| USA Financial Portformulas Corp | 2,817 | $769.0K | 1.15% | 00.0% | Unchanged |
| Ballast, Inc. | 2,825 | $771.2K | 0.31% | −40−1.4% | Reduced |
| Girard Partners Ltd. | 2,839 | $775.2K | 0.09% | +10.0% | Added |
| Alera Investment Advisors, LLC | 2,841 | $775.6K | 0.13% | −389−12.0% | Reduced |
| Caxton Associates LP | 2,843 | $776.1K | 0.11% | −752−20.9% | Reduced |
| Allegheny Financial Group LTD | 2,849 | $777.8K | 0.29% | +434+18.0% | Added |
| Carson Advisory Inc. | 2,850 | $778.1K | 0.68% | −1,401−33.0% | Reduced |
| Penserra Capital Management LLC | 2,857 | $779.0K | 0.02% | −1,092−27.7% | Reduced |
| Connectus Wealth, LLC | 2,849 | $779.1K | 0.02% | +1,332+87.8% | Added |
| McGlone Suttner Wealth Management, Inc. | 2,854 | $779.4K | 0.18% | +139+5.1% | Added |
| Abacus Planning Group, Inc. | 2,855 | $779.5K | 0.19% | 00.0% | Unchanged |
| CIC Wealth, LLC | 2,863 | $781.6K | 0.28% | −74−2.5% | Reduced |
| Farther Finance Advisors, LLC | 2,869 | $783.2K | 0.12% | +2,274+382.2% | Added |
| ICA Group Wealth Management, LLC | 2,871 | $783.3K | 0.22% | +201+7.5% | Added |
| Nomura Holdings Inc | 2,874 | $784.6K | 0.01% | −2,986−51.0% | Reduced |
| Alpha DNA Investment Management LLC | 2,874 | $784.6K | 0.50% | +2,874 | New |
| Y.D. More Investments Ltd | 2,878 | $784.7K | 0.16% | −166−5.5% | Reduced |
| ORG Partners LLC | 2,882 | $787.4K | 0.23% | −728−20.2% | Reduced |
| Somerville Kurt F | 2,890 | $789.0K | 0.16% | 00.0% | Unchanged |
| Ironwood Investment Counsel, LLC | 2,892 | $789.8K | 0.19% | +2+0.1% | Added |
| Fi3 FINANCIAL ADVISORS, LLC | 2,896 | $790.5K | 0.43% | +2,896 | New |
| CTC Alternative Strategies, Ltd. | 2,900 | $791.7K | 1.49% | +2,900 | New |
| Virtus ETF Advisers LLC | 2,900 | $791.7K | 0.48% | +2,900 | New |
| Hudson Valley Investment Advisors Inc | 2,911 | $794.7K | 0.11% | −503−14.7% | Reduced |
| Rogco, LP | 2,917 | $796.3K | 0.39% | +2,917 | New |
| Aspiriant, LLC | 2,922 | $797.9K | 0.04% | +126+4.5% | Added |
| Texas Yale Capital Corp. | 2,931 | $800.2K | 0.04% | 00.0% | Unchanged |
| Mendel Money Management | 2,933 | $800.7K | 0.43% | +63+2.2% | Added |
| Threadgill Financial, LLC | 2,956 | $801.8K | 0.61% | +2,956 | New |
| Mechanics Financial Corp | 2,940 | $802.6K | 0.44% | +95+3.3% | Added |
| Means Investment Co., Inc. | 2,946 | $804.3K | 0.13% | +238+8.8% | Added |
| Compass Ion Advisors, LLC | 2,950 | $805.2K | 0.14% | +2,950 | New |
| Two Sigma Securities, LLC | 2,953 | $806.2K | 0.04% | +1,794+154.8% | Added |
| Harfst & Associates, Inc. | 2,954 | $806.4K | 0.23% | 00.0% | Unchanged |
| CX Institutional | 2,959 | $807.9K | 0.04% | −24−0.8% | Reduced |
| Sentry Investment Management LLC | 2,962 | $809.0K | 0.39% | −702−19.2% | Reduced |
| Hazlett, Burt & Watson, Inc. | 2,951 | $809.0K | 0.60% | −10−0.3% | Reduced |
| Carnegie Capital Asset Management, LLC | 2,964 | $809.2K | 0.03% | −48−1.6% | Reduced |
| Bath Savings Trust Co | 2,965 | $809.4K | 0.10% | +15+0.5% | Added |
| Epoch Investment Partners, Inc. | 2,969 | $810.5K | 0.01% | −1,591−34.9% | Reduced |
| Deseret Mutual Benefit Administrators | 2,978 | $813.0K | 0.40% | −222−6.9% | Reduced |
| Woodstock Corp | 2,980 | $813.5K | 0.10% | −220−6.9% | Reduced |
| Benin Management CORP | 2,986 | $815.2K | 0.30% | 00.0% | Unchanged |
| CMG Global Holdings, LLC | 2,992 | $816.9K | 0.70% | 00.0% | Unchanged |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $819.0K | 0.31% | 00.0% | Unchanged |
| Provenance Wealth Advisors, LLC | 3,003 | $819.8K | 0.13% | +3,003 | New |
| V Wealth Advisors LLC | 3,005 | $820.3K | 0.66% | −6,237−67.5% | Reduced |
| WMS Partners, LLC | 3,005 | $820.3K | 0.06% | −1,098−26.8% | Reduced |
| Wealth Management Partners, LLC | 3,018 | $823.9K | 0.51% | −850−22.0% | Reduced |
| StrategIQ Financial Group, LLC | 3,020 | $824.5K | 0.10% | +10.0% | Added |
| CVA Family Office, LLC | 3,022 | $825.0K | 0.19% | +209+7.4% | Added |
| NVWM, LLC | 3,042 | $830.5K | 0.27% | −17−0.6% | Reduced |
| Hancock Whitney Corp | 3,043 | $830.7K | 0.03% | −570−15.8% | Reduced |
| Abn Amro Investment Solutions | 3,056 | $834.3K | 0.02% | −536−14.9% | Reduced |
| Capital Advisors Inc | 3,056 | $834.4K | 0.02% | +505+19.8% | Added |
| Hilltop Holdings Inc. | 3,061 | $835.4K | 0.10% | −27−0.9% | Reduced |
| Geller Advisors LLC | 3,063 | $836.2K | 0.10% | +17+0.6% | Added |
| Gray Wealth Management Inc. | 3,071 | $838.4K | 0.43% | −27−0.9% | Reduced |
| Horizon Wealth Management, LLC | 3,074 | $839.2K | 0.34% | +11+0.4% | Added |
| Fidelis Capital Partners, LLC | 3,078 | $840.3K | 0.29% | +133+4.5% | Added |
| Fortem Financial Group, LLC | 3,081 | $841.1K | 0.49% | −2−0.1% | Reduced |
| KLCM Advisors, Inc. | 3,089 | $843.2K | 0.16% | +1,432+86.4% | Added |
| Archer Investment Corp | 3,094 | $844.8K | 0.30% | +18+0.6% | Added |
| Legacy Wealth Asset Management, LLC | 3,102 | $846.8K | 0.31% | −137−4.2% | Reduced |
| Sutton Wealth Advisors Inc. | 3,107 | $848.2K | 0.42% | +41+1.3% | Added |
| Adell Harriman & Carpenter Inc | 3,109 | $848.8K | 0.09% | −925−22.9% | Reduced |
| Belpointe Asset Management LLC | 3,109 | $848.8K | 0.09% | +1,519+95.5% | Added |
| Lion Street Advisors, LLC | 3,121 | $852.0K | 0.28% | −456−12.7% | Reduced |
| CCG Wealth Management, LLC | 3,121 | $852.0K | 0.56% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 3,126 | $853.4K | 0.79% | +4+0.1% | Added |
| Berkshire Asset Management LLC | 3,138 | $856.7K | 0.05% | +307+10.8% | Added |
| King Wealth | 3,144 | $858.0K | 0.18% | −9−0.3% | Reduced |
| Montecito Bank & Trust | 3,145 | $858.6K | 0.20% | −170−5.1% | Reduced |
| Evergreen Capital Management LLC | 3,149 | $859.7K | 0.04% | +595+23.3% | Added |
| Concentric Wealth Management, LLC | 3,150 | $860.0K | 0.28% | +10+0.3% | Added |
| Prosperitas Financial LLC | 3,152 | $860.7K | 0.67% | +3,152 | New |
| Ballast Advisors LLC | 3,158 | $862.1K | 0.34% | −231−6.8% | Reduced |
| Atwood & Palmer Inc | 3,158 | $862.1K | 0.08% | −50−1.6% | Reduced |
| SignalPoint Asset Management, LLC | 3,163 | $863.5K | 0.28% | +43+1.4% | Added |
| Alphadyne Asset Management LP | 3,168 | $864.9K | 0.42% | +3,168 | New |
| Magnus Financial Group LLC | 3,172 | $865.8K | 0.13% | +53+1.7% | Added |
| Pathway Financial Advisors LLC | 3,173 | $866.2K | 0.30% | 00.0% | Unchanged |
| Summit Financial Group Inc | 3,176 | $867.0K | 0.36% | −15−0.5% | Reduced |
| Concord Asset Management, LLC | 3,178 | $867.6K | 0.29% | +3,178 | New |
| Cyndeo Wealth Partners, LLC | 3,179 | $867.9K | 0.09% | +309+10.8% | Added |
| Cardiff Park Advisors, LLC | 3,179 | $867.9K | 0.11% | +12+0.4% | Added |
| David Loasby | 3,280 | $869.2K | 0.10% | +6+0.2% | Added |
| Rossmore Private Capital | 3,191 | $871.1K | 0.13% | +69+2.2% | Added |
| MONECO Advisors, LLC | 3,192 | $871.3K | 0.24% | +514+19.2% | Added |
| Visionary Wealth Advisors | 3,194 | $872.0K | 0.07% | −68−2.1% | Reduced |
| Farmers National Bank | 3,201 | $873.9K | 0.30% | −411−11.4% | Reduced |
| Redhawk Wealth Advisors, Inc. | 3,219 | $878.9K | 0.29% | +2,265+237.4% | Added |
| Change Path, LLC | 3,232 | $882.0K | 0.06% | −1,012−23.8% | Reduced |
| Menard Financial Group LLC | 3,232 | $882.4K | 1.28% | +195+6.4% | Added |
| Washington Trust Advisors, Inc. | 3,232 | $882.4K | 0.09% | +157+5.1% | Added |
| Sittner & Nelson, LLC | 3,238 | $883.9K | 0.51% | +2+0.1% | Added |
| Peoples Financial Services Corp. | 3,239 | $884.2K | 0.42% | +40+1.3% | Added |
| Eqis Capital Management, Inc. | 3,243 | $885.3K | 0.11% | +690+27.0% | Added |
| Wealth Effects LLC | 3,247 | $886.4K | 0.44% | +18+0.6% | Added |
| Birinyi Associates Inc | 3,250 | $887.0K | 0.35% | 00.0% | Unchanged |