Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Engineers Gate Manager LP | 2,349 | $641.3K | 0.02% | −2,268−49.1% | Reduced |
| PSI Advisors, LLC | 2,361 | $644.4K | 0.28% | −2,206−48.3% | Reduced |
| Day & Ennis, LLC | 2,364 | $645.2K | 0.24% | +2+0.1% | Added |
| Accredited Investors Inc. | 2,370 | $646.9K | 0.05% | +161+7.3% | Added |
| JGP Wealth Management, LLC | 2,371 | $647.3K | 0.11% | −757−24.2% | Reduced |
| Founders Financial Alliance, LLC | 2,373 | $647.8K | 0.28% | −917−27.9% | Reduced |
| RMR Wealth Builders | 2,380 | $649.7K | 0.10% | +11+0.5% | Added |
| Grimes & Company, Inc. | 2,381 | $649.9K | 0.03% | −366−13.3% | Reduced |
| Marcum Wealth, LLC | 2,382 | $650.3K | 0.08% | +144+6.4% | Added |
| Wimmer Associates 1, LLC | 2,385 | $651.1K | 0.41% | −6−0.3% | Reduced |
| EverSource Wealth Advisors, LLC | 2,387 | $651.6K | 0.07% | −19−0.8% | Reduced |
| Ocean Capital Management, LLC | 2,400 | $655.2K | 0.30% | 00.0% | Unchanged |
| WSFS Capital Management, LLC | 2,402 | $655.7K | 0.04% | +433+22.0% | Added |
| Prestige Wealth Management Group LLC | 2,403 | $656.0K | 0.16% | +13+0.5% | Added |
| Hunter Associates Investment Management LLC | 2,427 | $662.0K | 0.13% | 00.0% | Unchanged |
| Clarus Group, Inc. | 2,426 | $662.2K | 0.48% | +3+0.1% | Added |
| Eisler Capital (US) LLC | 2,431 | $663.7K | 0.24% | +2,431 | New |
| Trillium Asset Management, LLC | 2,434 | $664.0K | 0.02% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 2,450 | $668.8K | 0.57% | −196−7.4% | Reduced |
| Keel Point, LLC | 2,459 | $671.3K | 0.09% | −356−12.6% | Reduced |
| Carret Asset Management, LLC | 2,459 | $671.3K | 0.09% | +15+0.6% | Added |
| Van Strum & Towne Inc. | 2,460 | $671.6K | 0.28% | 00.0% | Unchanged |
| Opal Wealth Advisors, LLC | 2,461 | $671.8K | 0.39% | +102+4.3% | Added |
| Grandview Asset Management LLC | 2,461 | $672.0K | 0.39% | +2,461 | New |
| Harbor Investment Advisory, LLC | 2,471 | $674.5K | 0.09% | 00.0% | Unchanged |
| Seelaus Asset Management LLC | 2,478 | $676.5K | 0.77% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,479 | $676.8K | 0.18% | +21+0.9% | Added |
| Worth Financial Advisory Group, LLC | 2,480 | $676.9K | 0.61% | −131−5.0% | Reduced |
| IFG Advisory, LLC | 2,480 | $677.1K | 0.06% | +2,480 | New |
| Sippican Capital Advisors | 2,500 | $682.5K | 0.63% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $682.5K | 0.43% | 00.0% | Unchanged |
| Slocum, Gordon & Co LLP | 2,500 | $682.5K | 0.59% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 2,502 | $683.0K | 0.25% | +111+4.6% | Added |
| Aspire Private Capital, LLC | 2,511 | $685.5K | 0.22% | +2,221+765.9% | Added |
| RNC Capital Management LLC | 2,516 | $686.9K | 0.04% | +135+5.7% | Added |
| Greenwich Wealth Management LLC | 2,515 | $687.0K | 0.07% | +197+8.5% | Added |
| Northstar Advisory Group, LLC | 2,520 | $688.0K | 0.50% | +2,520 | New |
| Brown, Lisle/Cummings, Inc. | 2,530 | $690.8K | 0.31% | +155+6.5% | Added |
| Bridges Investment Management Inc | 2,535 | $692.1K | 0.02% | −15−0.6% | Reduced |
| Armstrong Advisory Group, Inc | 2,538 | $692.9K | 0.08% | +17+0.7% | Added |
| Granite Investment Partners, LLC | 2,542 | $694.0K | 0.03% | +2,542 | New |
| Weil Company, Inc. | 2,546 | $695.0K | 0.35% | −137−5.1% | Reduced |
| Bill Few Associates, Inc. | 2,546 | $695.2K | 0.36% | −10.0% | Reduced |
| Jones Financial Companies LLLP | 2,548 | $695.6K | 0.00% | +32+1.3% | Added |
| BlueSky Wealth Advisors, LLC | 2,549 | $695.9K | 0.14% | 00.0% | Unchanged |
| Patton Albertson Miller Group, LLC | 2,553 | $697.0K | 0.14% | −65−2.5% | Reduced |
| Point72 Asset Management, L.P. | 2,554 | $697.2K | 0.00% | +1,218+91.2% | Added |
| Heritage Wealth Advisors | 2,556 | $697.8K | 0.04% | 00.0% | Unchanged |
| Marietta Investment Partners LLC | 2,559 | $698.6K | 0.20% | +735+40.3% | Added |
| United Asset Strategies, Inc. | 2,562 | $699.6K | 0.09% | −5,089−66.5% | Reduced |
| BOS Asset Management, LLC | 2,563 | $699.7K | 0.51% | 00.0% | Unchanged |
| LCNB Corp | 2,567 | $700.8K | 0.31% | −75−2.8% | Reduced |
| White Lighthouse Investment Management Inc. | 2,571 | $701.9K | 0.17% | 00.0% | Unchanged |
| Paulson Wealth Management Inc. | 2,581 | $704.6K | 0.25% | +463+21.9% | Added |
| Desjardins Global Asset Management Inc. | 2,581 | $704.7K | 0.08% | −148−5.4% | Reduced |
| Verus Capital Partners, LLC | 2,593 | $707.8K | 0.10% | −60−2.3% | Reduced |
| Pine Haven Investment Counsel, Inc | 2,600 | $709.8K | 0.74% | −85−3.2% | Reduced |
| Fernwood Investment Management, LLC | 2,608 | $712.0K | 0.26% | −75−2.8% | Reduced |
| Courier Capital LLC | 2,634 | $719.2K | 0.06% | 00.0% | Unchanged |
| Klingenstein Fields & Co LP | 2,639 | $720.4K | 0.04% | +2,639 | New |
| Close Asset Management Ltd | 2,641 | $721.0K | 0.04% | +990+60.0% | Added |
| Palumbo Wealth Management LLC | 2,641 | $721.0K | 0.40% | −2−0.1% | Reduced |
| Northstar Group, Inc. | 2,646 | $722.5K | 0.17% | 00.0% | Unchanged |
| Range Financial Group LLC | 2,647 | $722.6K | 0.48% | +56+2.2% | Added |
| Appleton Partners Inc | 2,652 | $724.0K | 0.06% | −33−1.2% | Reduced |
| Ancora Advisors, LLC | 2,660 | $726.2K | 0.02% | 00.0% | Unchanged |
| Westmount Partners, LLC | 2,662 | $726.7K | 0.32% | +30+1.1% | Added |
| OmniStar Financial Group, Inc. | 2,647 | $729.5K | 0.87% | −466−15.0% | Reduced |
| Chicago Trust Co NA | 2,674 | $730.0K | 0.18% | +305+12.9% | Added |
| Windsor Capital Management, LLC | 2,674 | $730.1K | 0.25% | −84−3.0% | Reduced |
| Well Done, LLC | 2,677 | $730.8K | 0.16% | +6+0.2% | Added |
| Wayfinding Financial, LLC | 2,701 | $733.0K | 0.55% | +16+0.6% | Added |
| Mach-1 Financial Group, Inc. | 2,687 | $733.6K | 0.31% | +2,687 | New |
| Washburn Capital Management, Inc. | 2,690 | $734.4K | 0.62% | +915+51.5% | Added |
| Waycross Partners, LLC | 2,700 | $737.1K | 0.16% | 00.0% | Unchanged |
| Heck Capital Advisors, LLC | 2,701 | $737.4K | 0.14% | −564−17.3% | Reduced |
| Heartwood Wealth Advisors LLC | 2,704 | $738.2K | 0.11% | +500+22.7% | Added |
| Lakewood Asset Management LLC | 2,704 | $738.2K | 0.60% | +7+0.3% | Added |
| Tilt Investment Management Holdings, PBC | 2,705 | $738.5K | 0.53% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 2,715 | $739.8K | 0.27% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 2,728 | $744.8K | 0.05% | +10.0% | Added |
| Fort Sheridan Advisors LLC | 2,730 | $745.3K | 0.17% | +375+15.9% | Added |
| Eagle Bluffs Wealth Management LLC | 2,734 | $746.4K | 0.57% | −43−1.5% | Reduced |
| Live Oak Investment Partners | – | $747.2K | 0.64% | – | – |
| Key Financial Inc | 2,742 | $748.6K | 0.25% | 00.0% | Unchanged |
| Friedenthal Financial | 2,751 | $751.0K | 0.51% | +2,751 | New |
| Cahaba Wealth Management, Inc. | 2,762 | $754.0K | 0.08% | −123−4.3% | Reduced |
| Patriot Investment Management Inc. | 2,764 | $754.7K | 0.07% | −668−19.5% | Reduced |
| Stiles Financial Services Inc | 2,771 | $756.4K | 0.39% | −157−5.4% | Reduced |
| Capstone Financial Advisors, Inc. | 2,777 | $758.0K | 0.06% | +5+0.2% | Added |
| Financial Management Network Inc | 2,864 | $759.1K | 0.25% | −63−2.2% | Reduced |
| Ted Buchan & Co | 2,786 | $760.6K | 0.61% | −110−3.8% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,788 | $761.2K | 0.16% | −126−4.3% | Reduced |
| Redwood Wealth Management Group, LLC | 2,791 | $761.9K | 0.89% | +15+0.5% | Added |
| Peavine Capital, LLC | 2,800 | $764.4K | 0.20% | 00.0% | Unchanged |
| Wealthspan Partners, LLC | 2,802 | $764.9K | 0.60% | +5+0.2% | Added |
| Manchester Capital Management LLC | 2,804 | $765.5K | 0.11% | 00.0% | Unchanged |
| Disciplined Equity Management, Inc. | 2,810 | $767.1K | 0.64% | 00.0% | Unchanged |
| Prostatis Group LLC | 2,859 | $768.4K | 0.38% | −661,308−99.6% | Reduced |
| First Command Advisory Services, Inc. | 2,816 | $768.8K | 0.01% | +2,816 | New |