Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Column Capital Advisors, LLC | 326 | $80.2K | 0.01% | −8−2.4% | Reduced |
| Ruedi Wealth Management, Inc. | 319 | $78.5K | 0.05% | 00.0% | Unchanged |
| O'Dell Group, LLC | 315 | $77.4K | 0.02% | +315 | New |
| Cornerstone Planning Group LLC | 314 | $77.3K | 0.03% | +314 | New |
| Tacita Capital Inc | 310 | $76.0K | 0.06% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 301 | $74.1K | 0.03% | +301 | New |
| McClarren Financial Advisors, Inc. | 304 | $74.0K | 0.06% | +1+0.3% | Added |
| Estabrook Capital Management | 300 | $73.8K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $73.8K | 0.02% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 300 | $73.8K | 0.05% | +300 | New |
| Aspire Private Capital, LLC | 290 | $71.4K | 0.02% | 00.0% | Unchanged |
| Earnest Partners LLC | 286 | $70.4K | 0.00% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 282 | $69.5K | 0.04% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 275 | $67.7K | 0.02% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 272 | $66.9K | 0.01% | +272 | New |
| Avion Wealth | 268 | $64.0K | 0.02% | +21+8.5% | Added |
| Buck Wealth Strategies, LLC | 259 | $63.7K | 0.03% | +259 | New |
| West Paces Advisors Inc. | 257 | $63.2K | 0.02% | 00.0% | Unchanged |
| True Wealth Design, LLC | 253 | $62.2K | 0.02% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 251 | $61.8K | 0.03% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $61.5K | 0.01% | 00.0% | Unchanged |
| Banco de Sabadell, S.A | 248 | $61.0K | 0.05% | +248 | New |
| Coppell Advisory Solutions LLC | 248 | $60.5K | 0.02% | +248 | New |
| Clean Yield Group | 245 | $60.3K | 0.02% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 245 | $60.3K | 0.02% | 00.0% | Unchanged |
| Park Place Capital Corp | 243 | $59.8K | 0.02% | −77−24.1% | Reduced |
| Dividend Assets Capital, LLC | 229 | $56.0K | 0.01% | −65−22.1% | Reduced |
| Horrell Capital Management, Inc. | 226 | $56.0K | 0.02% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 230 | $56.0K | 0.03% | +230 | New |
| Bray Capital Advisors | 221 | $54.4K | 0.02% | +1+0.5% | Added |
| Moser Wealth Advisors, LLC | 220 | $54.1K | 0.04% | +220 | New |
| JNBA Financial Advisors | 219 | $53.9K | 0.01% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 217 | $53.0K | 0.02% | 00.0% | Unchanged |
| Horizons Wealth Management | 211 | $51.8K | 0.04% | +211 | New |
| Investors Research Corp | 209 | $51.4K | 0.01% | 00.0% | Unchanged |
| Atlantic Private Wealth, LLC | 208 | $51.1K | 0.05% | +1+0.5% | Added |
| Coastal Capital Group, Inc. | 206 | $50.8K | 0.01% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 206 | $50.7K | 0.00% | −28,194−99.3% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 206 | $50.6K | 0.02% | +1+0.5% | Added |
| Morgan Dempsey Capital Management LLC | 200 | $49.2K | 0.01% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $49.2K | 0.02% | +20+11.1% | Added |
| America First Investment Advisors, LLC | 192 | $47.2K | 0.01% | 00.0% | Unchanged |
| Creative Capital Management Investments LLC | 190 | $46.8K | 0.03% | −97−33.8% | Reduced |
| New England Capital Financial Advisors LLC | 189 | $46.4K | 0.03% | 00.0% | Unchanged |
| West Tower Group, LLC | 187 | $46.0K | 0.03% | +187 | New |
| Financial Synergies Wealth Advisors, Inc. | 183 | $45.1K | 0.01% | +1+0.5% | Added |
| GW&K Investment Management, LLC | 181 | $45.0K | 0.00% | +181 | New |
| Wolff Wiese Magana LLC | 182 | $44.8K | 0.03% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 155 | $43.8K | 0.01% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 166 | $43.0K | 0.03% | 00.0% | Unchanged |
| Abound Wealth Management | 168 | $41.4K | 0.02% | +24+16.7% | Added |
| AlphaMark Advisors, LLC | 165 | $41.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 166 | $41.0K | 0.01% | −1−0.6% | Reduced |
| VitalStone Financial, LLC | 182 | $41.0K | 0.02% | +166+1,037.5% | Added |
| Compass Wealth Management LLC | 165 | $40.6K | 0.01% | 00.0% | Unchanged |
| WFA Asset Management Corp | 162 | $39.9K | 0.02% | 00.0% | Unchanged |
| HWG Holdings LP | 162 | $39.9K | 0.02% | +140+636.4% | Added |
| Lee Financial Co | 155 | $38.1K | 0.01% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 151 | $37.0K | 0.01% | 00.0% | Unchanged |
| Hoese & Co LLP | 150 | $36.9K | 0.03% | 00.0% | Unchanged |
| First Pacific Financial | 149 | $36.7K | 0.02% | +149 | New |
| IMA Wealth, Inc. | 145 | $35.7K | 0.01% | +145 | New |
| Moisand Fitzgerald Tamayo, LLC | 136 | $33.5K | 0.01% | −100−42.4% | Reduced |
| MUFG Securities EMEA plc | 135 | $33.2K | 0.00% | +71+110.9% | Added |
| KB Financial Partners, LLC | 133 | $33.0K | 0.01% | −53−28.5% | Reduced |
| Arlington Partners LLC | 133 | $32.7K | 0.01% | −308−69.8% | Reduced |
| Mark Sheptoff Financial Planning, LLC | 132 | $32.5K | 0.02% | 00.0% | Unchanged |
| Centennial Bank | 131 | $32.2K | 0.02% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 126 | $31.0K | 0.02% | +126 | New |
| Founders Capital Management | 125 | $30.8K | 0.02% | +14+12.6% | Added |
| Bellevue Asset Management, LLC | 124 | $30.6K | 0.02% | +1+0.8% | Added |
| Resurgent Financial Advisors LLC | 123 | $30.3K | 0.02% | −12−8.9% | Reduced |
| Riggs Asset Managment Co. Inc. | 122 | $30.0K | 0.01% | 00.0% | Unchanged |
| First Capital Advisors Group, LLC. | 121 | $29.8K | 0.02% | +121 | New |
| Kayne Anderson Rudnick Investment Management LLC | 120 | $29.5K | 0.00% | +12+11.1% | Added |
| Quarry LP | 119 | $29.3K | 0.02% | −86−42.0% | Reduced |
| Iron Horse Wealth Management, LLC | 116 | $28.5K | 0.01% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 115 | $28.3K | 0.04% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 110 | $27.1K | 0.01% | +18+19.6% | Added |
| Horan Securities, Inc. | 110 | $27.0K | 0.01% | +1+0.9% | Added |
| West Financial Advisors, LLC | 103 | $25.3K | 0.01% | +103 | New |
| ZRC Wealth Management, LLC | 102 | $25.0K | 0.02% | +1+1.0% | Added |
| Northwest Capital Management Inc | 101 | $24.9K | 0.01% | +101 | New |
| TCTC Holdings, LLC | 100 | $24.6K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $24.6K | 0.02% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 99 | $24.4K | 0.01% | −39−28.3% | Reduced |
| Global Wealth Strategies & Associates | 97 | $23.9K | 0.01% | 00.0% | Unchanged |
| Horizon Bancorp Inc | 93 | $23.0K | 0.01% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 94 | $23.0K | 0.01% | 00.0% | Unchanged |
| DB Fitzpatrick & Co, Inc | 88 | $21.7K | 0.02% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 79 | $19.1K | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $18.7K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 74 | $18.2K | 0.01% | 00.0% | Unchanged |
| Belmont Capital, LLC | 70 | $17.2K | 0.01% | 00.0% | Unchanged |
| Credential Qtrade Securities Inc. | 67 | $16.5K | 0.00% | −297−81.6% | Reduced |
| Grayhawk Investment Strategies Inc. | 61 | $15.0K | 0.01% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 59 | $14.5K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 50 | $12.3K | 0.00% | −19−27.5% | Reduced |
| TD Capital Management LLC | 41 | $10.1K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 39 | $9.60K | 0.00% | −8−17.0% | Reduced |