Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisory Alpha, LLC | 5,364 | $1.32M | 0.07% | +1,234+29.9% | Added |
| Sequent Asset Management, LLC | 5,375 | $1.32M | 1.43% | −486−8.3% | Reduced |
| Glen Eagle Advisors, LLC | 5,383 | $1.32M | 0.31% | −123−2.2% | Reduced |
| Douglas Lane & Associates, LLC | 5,383 | $1.32M | 0.02% | −172−3.1% | Reduced |
| Schechter Investment Advisors, LLC | 5,397 | $1.33M | 0.12% | −281−4.9% | Reduced |
| RMB Capital Management, LLC | 5,398 | $1.33M | 0.04% | +1,674+45.0% | Added |
| Parkside Financial Bank & Trust | 5,470 | $1.35M | 0.32% | +597+12.3% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 5,488 | $1.35M | 0.05% | +176+3.3% | Added |
| Harvest Volatility Management LLC | 5,495 | $1.35M | 0.27% | +213+4.0% | Added |
| Penobscot Investment Management Company, Inc. | 5,505 | $1.35M | 0.22% | −100−1.8% | Reduced |
| Essex Investment Management Co LLC | 5,509 | $1.36M | 0.19% | −9,421−63.1% | Reduced |
| Total Clarity Wealth Management, Inc. | 5,516 | $1.36M | 0.67% | +1,288+30.5% | Added |
| Lindbrook Capital, LLC | 5,529 | $1.36M | 0.14% | +897+19.4% | Added |
| Eagle Rock Investment Company, LLC | 5,323 | $1.37M | 0.29% | +5,323 | New |
| DHJJ Financial Advisors, Ltd. | 5,612 | $1.38M | 0.72% | −42−0.7% | Reduced |
| Ballentine Partners, LLC | 5,621 | $1.38M | 0.03% | +207+3.8% | Added |
| Investment House LLC | 5,623 | $1.38M | 0.10% | −582−9.4% | Reduced |
| Alaethes Wealth LLC | 5,627 | $1.38M | 0.76% | +144+2.6% | Added |
| Occidental Asset Management, LLC | 5,634 | $1.39M | 0.31% | +4,214+296.8% | Added |
| Pine Valley Investments Ltd Liability Co | 5,644 | $1.39M | 0.14% | +5,644 | New |
| Cobblestone Capital Advisors LLC | 5,676 | $1.40M | 0.10% | 00.0% | Unchanged |
| Financial Architects, Inc | 5,687 | $1.40M | 0.21% | −319−5.3% | Reduced |
| CFM Wealth Partners LLC | 5,688 | $1.40M | 0.34% | 00.0% | Unchanged |
| Eads & Heald Wealth Management | 5,722 | $1.41M | 0.69% | +1,579+38.1% | Added |
| HRT Financial LP | 5,736 | $1.41M | 0.01% | +3,483+154.6% | Added |
| Zhang Financial LLC | 5,735 | $1.42M | 0.15% | +823+16.8% | Added |
| Duff & Phelps Investment Management Co | 5,775 | $1.42M | 0.02% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 5,801 | $1.43M | 0.31% | −491−7.8% | Reduced |
| WBI Investments | 5,815 | $1.43M | 0.26% | +5,815 | New |
| Beaton Management Co. Inc. | 5,823 | $1.43M | 0.91% | 00.0% | Unchanged |
| LGT Group Foundation | 5,850 | $1.44M | 0.03% | −174−2.9% | Reduced |
| Nomura Holdings Inc | 5,860 | $1.44M | 0.01% | −31,600−84.4% | Reduced |
| Essex Savings Bank | 5,898 | $1.45M | 0.48% | +117+2.0% | Added |
| Lifeworks Advisors, LLC | 5,900 | $1.45M | 0.62% | +517+9.6% | Added |
| Mattern Wealth Management LLC | 5,934 | $1.46M | 0.43% | −201−3.3% | Reduced |
| Bridgeway Capital Management, LLC | 5,940 | $1.46M | 0.03% | +5,940 | New |
| Massachusetts Wealth Management | 5,951 | $1.46M | 1.40% | +245+4.3% | Added |
| First National Bank Sioux Falls | 5,970 | $1.47M | 0.93% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 5,977 | $1.47M | 0.05% | +201+3.5% | Added |
| Keudell/Morrison Wealth Management | 5,987 | $1.47M | 0.42% | 00.0% | Unchanged |
| Guardian Investment Management | 5,987 | $1.47M | 1.27% | −3,165−34.6% | Reduced |
| Washington Trust Bank | 5,992 | $1.47M | 0.15% | +140+2.4% | Added |
| Cozad Asset Management Inc | 6,006 | $1.48M | 0.18% | −242−3.9% | Reduced |
| Checchi Capital Advisers, LLC | 6,011 | $1.48M | 0.13% | +99+1.7% | Added |
| True North Advisors, LLC | 6,012 | $1.48M | 0.42% | +167+2.9% | Added |
| Benedict Financial Advisors Inc | 6,013 | $1.48M | 0.41% | +201+3.5% | Added |
| Pinnacle Wealth Planning Services, Inc. | 6,015 | $1.48M | 0.24% | −160−2.6% | Reduced |
| Jaffetilchin Investment Partners, LLC | 6,030 | $1.48M | 0.16% | −18−0.3% | Reduced |
| Portside Wealth Group, LLC | 6,041 | $1.49M | 0.28% | +6,041 | New |
| Princeton Capital Management LLC | 6,078 | $1.50M | 0.62% | −490−7.5% | Reduced |
| River Wealth Advisors LLC | 6,081 | $1.50M | 0.25% | −100−1.6% | Reduced |
| Independent Financial Group, LLC | 6,082 | $1.50M | 0.10% | +496+8.9% | Added |
| Avidian Wealth Solutions, LLC | 6,140 | $1.51M | 0.10% | −16,027−72.3% | Reduced |
| WBH Advisory Inc | 6,150 | $1.51M | 0.18% | −155−2.5% | Reduced |
| Spreng Capital Management, Inc. | 6,182 | $1.52M | 1.19% | −300−4.6% | Reduced |
| WealthPLAN Partners, LLC | 6,193 | $1.52M | 0.22% | −426−6.4% | Reduced |
| Haverford Trust Co | 6,198 | $1.53M | 0.02% | −63−1.0% | Reduced |
| Watershed Private Wealth LLC | 6,215 | $1.53M | 0.93% | 00.0% | Unchanged |
| Affinity Investment Advisors, LLC | 6,219 | $1.53M | 0.89% | +127+2.1% | Added |
| HBK Investments L P | 6,222 | $1.53M | 0.05% | +6,222 | New |
| Imprint Wealth LLC | 6,242 | $1.54M | 0.97% | +110+1.8% | Added |
| Cigna Investments Inc | 6,264 | $1.54M | 0.29% | −66−1.0% | Reduced |
| Vise Technologies, Inc. | 6,276 | $1.54M | 0.37% | +1,868+42.4% | Added |
| Resources Management Corp | 6,290 | $1.55M | 0.24% | −84,335−93.1% | Reduced |
| Inspire Advisors, LLC | 6,293 | $1.55M | 0.30% | −312−4.7% | Reduced |
| Quantamental Technologies LLC | 6,300 | $1.55M | 0.65% | +6,300 | New |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 6,332 | $1.56M | 0.72% | +3,400+116.0% | Added |
| Coastline Trust Co | 6,335 | $1.56M | 0.22% | −148−2.3% | Reduced |
| Qtron Investments LLC | 6,355 | $1.56M | 0.30% | −586−8.4% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,371 | $1.57M | 0.02% | −237−3.6% | Reduced |
| Fort Point Capital Partners LLC | 6,428 | $1.58M | 0.24% | +218+3.5% | Added |
| Vigilant Capital Management, LLC | 6,442 | $1.58M | 0.12% | +1,700+35.8% | Added |
| Sargent Investment Group, LLC | 6,529 | $1.61M | 0.39% | +399+6.5% | Added |
| Thomas White International Ltd | 6,572 | $1.62M | 0.34% | 00.0% | Unchanged |
| Bragg Financial Advisors, Inc | 6,596 | $1.62M | 0.09% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 6,598 | $1.62M | 0.04% | +98+1.5% | Added |
| Leonteq Securities AG | 6,604 | $1.62M | 0.17% | −7,451−53.0% | Reduced |
| Inscription Capital, LLC | 6,636 | $1.63M | 0.51% | −428−6.1% | Reduced |
| St Germain D J Co Inc | 6,668 | $1.64M | 0.09% | +6,668 | New |
| Greenfield Savings Bank | 6,671 | $1.64M | 1.11% | +360+5.7% | Added |
| Resources Investment Advisors, LLC. | 6,672 | $1.64M | 0.04% | −523−7.3% | Reduced |
| Transamerica Financial Advisors, Inc. | 6,691 | $1.65M | 0.21% | +7+0.1% | Added |
| Ar Asset Management Inc | 6,700 | $1.65M | 0.44% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 6,705 | $1.65M | 0.06% | −756−10.1% | Reduced |
| Avantax Planning Partners, Inc. | 6,725 | $1.65M | 0.07% | −319−4.5% | Reduced |
| Clarius Group, LLC | 6,775 | $1.67M | 0.13% | −93−1.4% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.67M | 0.20% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 6,791 | $1.67M | 0.07% | −838−11.0% | Reduced |
| XML Financial, LLC | 6,798 | $1.67M | 0.19% | +443+7.0% | Added |
| Staley Capital Advisers Inc | 6,800 | $1.67M | 0.09% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 6,802 | $1.67M | 0.14% | +490+7.8% | Added |
| Oak Asset Management, LLC | 6,821 | $1.68M | 0.70% | −110−1.6% | Reduced |
| Intellectus Partners, LLC | 6,834 | $1.68M | 0.50% | −176−2.5% | Reduced |
| Nemes Rush Group LLC | 6,864 | $1.69M | 0.30% | +6,864 | New |
| Oarsman Capital, Inc. | 6,890 | $1.70M | 0.74% | −204−2.9% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 6,916 | $1.70M | 1.08% | +360+5.5% | Added |
| Parallel Advisors, LLC | 6,917 | $1.70M | 0.05% | −426−5.8% | Reduced |
| Osborne Partners Capital Management, LLC | 6,921 | $1.70M | 0.12% | −81−1.2% | Reduced |
| AMG National Trust Bank | 6,930 | $1.71M | 0.06% | −223−3.1% | Reduced |
| Rockland Trust Co | 6,951 | $1.71M | 0.10% | +151+2.2% | Added |