Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Flagship Harbor Advisors, LLC | 4,399 | $1.08M | 0.09% | +1,092+33.0% | Added |
| High Falls Advisors, Inc | 4,402 | $1.08M | 0.31% | −20−0.5% | Reduced |
| Aureus Asset Management, LLC | 4,403 | $1.08M | 0.08% | −1,408−24.2% | Reduced |
| Biltmore Family Office, LLC | 4,412 | $1.09M | 0.23% | −437−9.0% | Reduced |
| Capital Wealth Planning, LLC | 4,414 | $1.09M | 0.01% | +184+4.3% | Added |
| Smithfield Trust Co | 4,415 | $1.09M | 0.07% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 4,423 | $1.09M | 0.10% | +452+11.4% | Added |
| RS Crum Inc. | 4,430 | $1.09M | 0.39% | +125+2.9% | Added |
| Gilbert & Cook, Inc. | 4,442 | $1.09M | 0.18% | +230+5.5% | Added |
| Duality Advisers, LP | 4,447 | $1.09M | 0.14% | +4,447 | New |
| Beech Hill Advisors, Inc. | 4,450 | $1.09M | 0.53% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 4,452 | $1.10M | 0.14% | −88−1.9% | Reduced |
| GPS Wealth Strategies Group, LLC | 4,499 | $1.11M | 0.21% | +407+9.9% | Added |
| Sound View Wealth Advisors Group, LLC | 4,502 | $1.11M | 0.15% | −39−0.9% | Reduced |
| Beacon Investment Advisors LLC | 4,508 | $1.11M | 0.76% | −340−7.0% | Reduced |
| Westhampton Capital, LLC | 4,510 | $1.11M | 0.72% | 00.0% | Unchanged |
| West Oak Capital, LLC | 4,517 | $1.11M | 0.54% | −350−7.2% | Reduced |
| Symmetry Partners, LLC | 4,518 | $1.11M | 0.06% | −5,702−55.8% | Reduced |
| Waldron Private Wealth LLC | 4,524 | $1.11M | 0.06% | −5,034−52.7% | Reduced |
| Allen Capital Group, LLC | 4,525 | $1.11M | 0.20% | −53−1.2% | Reduced |
| Dark Forest Capital Management LP | 4,533 | $1.12M | 0.12% | +2,091+85.6% | Added |
| LexAurum Advisors, LLC | 4,538 | $1.12M | 0.34% | +723+19.0% | Added |
| Epoch Investment Partners, Inc. | 4,560 | $1.12M | 0.01% | +230+5.3% | Added |
| Orleans Capital Management Corp | 4,565 | $1.12M | 0.80% | −40−0.9% | Reduced |
| PSI Advisors, LLC | 4,567 | $1.12M | 0.49% | +2,212+93.9% | Added |
| Pinnacle West Asset Management, Inc. | 4,580 | $1.13M | 1.09% | −30−0.7% | Reduced |
| Am Investment Strategies LLC | 4,582 | $1.13M | 0.35% | +100+2.2% | Added |
| Flputnam Investment Management Co | 4,596 | $1.13M | 0.03% | +254+5.8% | Added |
| Nations Financial Group Inc, | 4,616 | $1.14M | 0.11% | −319−6.5% | Reduced |
| Engineers Gate Manager LP | 4,617 | $1.14M | 0.04% | +48+1.1% | Added |
| Opes Wealth Management LLC | 4,626 | $1.14M | 0.32% | +2,166+88.0% | Added |
| Private Asset Management Inc | 4,637 | $1.14M | 0.22% | −817−15.0% | Reduced |
| Byrne Asset Management LLC | 4,639 | $1.14M | 0.74% | +84+1.8% | Added |
| Eastern Bank | 4,639 | $1.14M | 0.05% | −50−1.1% | Reduced |
| InTrack Investment Management Inc | 4,655 | $1.15M | 0.94% | +4,655 | New |
| Accurate Wealth Management, LLC | 4,496 | $1.15M | 0.36% | +384+9.3% | Added |
| Little House Capital LLC | 4,680 | $1.15M | 0.49% | +19+0.4% | Added |
| Eudaimonia Partners, LLC | 4,681 | $1.15M | 0.26% | −699−13.0% | Reduced |
| Continuum Advisory, LLC | 4,687 | $1.15M | 0.18% | −18−0.4% | Reduced |
| Good Life Advisors, LLC | 4,690 | $1.15M | 0.13% | −18−0.4% | Reduced |
| Patten & Patten Inc | 4,692 | $1.15M | 0.10% | +897+23.6% | Added |
| Widmann Financial Services, Inc. | 4,696 | $1.16M | 1.11% | −40−0.8% | Reduced |
| Bartlett & Co. LLC | 4,700 | $1.16M | 0.02% | +2,167+85.6% | Added |
| Bartlett & Co. Wealth Management LLC | 4,700 | $1.16M | 0.02% | +2,167+85.6% | Added |
| Bahl & Gaynor Inc | 4,714 | $1.16M | 0.01% | +95+2.1% | Added |
| Ingalls & Snyder LLC | 4,729 | $1.16M | 0.06% | −5−0.1% | Reduced |
| Charter Research & Investment Group, Inc. | 4,733 | $1.16M | 0.97% | 00.0% | Unchanged |
| Diamant Asset Management, Inc. | 4,735 | $1.17M | 0.89% | −42−0.9% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,749 | $1.17M | 0.38% | 00.0% | Unchanged |
| Solidarilty Wealth, LLC | 4,774 | $1.17M | 0.48% | +4,774 | New |
| Choate Investment Advisors | 4,782 | $1.18M | 0.05% | +360+8.1% | Added |
| Pacific Wealth Strategies Group, Inc. | 4,784 | $1.18M | 1.20% | +254+5.6% | Added |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.18M | 0.68% | 00.0% | Unchanged |
| WD Rutherford LLC | 4,809 | $1.18M | 0.76% | −55−1.1% | Reduced |
| Garde Capital, Inc. | 4,836 | $1.19M | 0.10% | 00.0% | Unchanged |
| Tower Bridge Advisors | 4,845 | $1.19M | 0.11% | −4,900−50.3% | Reduced |
| Diligent Investors, LLC | 4,859 | $1.20M | 0.35% | −102−2.1% | Reduced |
| Security National Bank | 4,882 | $1.20M | 0.31% | +2,300+89.1% | Added |
| Optimum Investment Advisors | 4,920 | $1.21M | 0.59% | +500+11.3% | Added |
| Northern Financial Advisors Inc | 4,926 | $1.21M | 1.07% | +588+13.6% | Added |
| Naviter Wealth, LLC | 4,935 | $1.21M | 0.31% | +613+14.2% | Added |
| Baker Tilly Wealth Management, LLC | 4,936 | $1.21M | 0.13% | −32−0.6% | Reduced |
| Cypress Capital Group | 4,958 | $1.22M | 0.18% | +714+16.8% | Added |
| K.J. Harrison & Partners Inc | 5,000 | $1.23M | 0.22% | 00.0% | Unchanged |
| IFP Advisors, Inc | 14,805 | $1.23M | 0.06% | +8,050+119.2% | Added |
| First County Bank | 5,011 | $1.23M | 0.60% | +497+11.0% | Added |
| Donoghue Forlines LLC | 5,028 | $1.24M | 0.39% | +3,084+158.6% | Added |
| Forum Financial Management, LP | 5,029 | $1.24M | 0.03% | +696+16.1% | Added |
| Wintrust Investments LLC | 5,066 | $1.25M | 0.12% | +10.0% | Added |
| GYL Financial Synergies, LLC | 5,098 | $1.25M | 0.11% | +2,594+103.6% | Added |
| First Foundation Advisors | 5,101 | $1.26M | 0.05% | +281+5.8% | Added |
| Wade G W & Inc | 5,123 | $1.26M | 0.05% | −1,071−17.3% | Reduced |
| Costello Asset Management, INC | 5,130 | $1.26M | 1.08% | −1,145−18.2% | Reduced |
| Sonora Investment Management Group, LLC | 5,131 | $1.26M | 0.11% | +208+4.2% | Added |
| Xcel Wealth Management, LLC | 5,144 | $1.27M | 0.40% | +451+9.6% | Added |
| Institute for Wealth Management, LLC. | 5,150 | $1.27M | 0.22% | +20.0% | Added |
| Foundations Investment Advisors, LLC | 5,153 | $1.27M | 0.04% | +432+9.2% | Added |
| Schear Investment Advisers, LLC | 5,155 | $1.27M | 1.34% | +150+3.0% | Added |
| Cookson Peirce & Co Inc | 5,159 | $1.27M | 0.08% | −203−3.8% | Reduced |
| Proequities, Inc. | 5,164 | $1.27M | 0.10% | −475−8.4% | Reduced |
| SOL Capital Management CO | 5,177 | $1.27M | 0.19% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 5,181 | $1.27M | 0.17% | +444+9.4% | Added |
| Flaharty Asset Management, LLC | 5,185 | $1.28M | 0.22% | −223−4.1% | Reduced |
| Cottage Street Advisors LLC | 5,193 | $1.28M | 0.93% | +282+5.7% | Added |
| Comerica Securities,inc. | 5,202 | $1.28M | 0.09% | −168−3.1% | Reduced |
| SevenBridge Financial Group, LLC | 5,207 | $1.28M | 0.33% | +33+0.6% | Added |
| Harbour Investments, Inc. | 5,217 | $1.28M | 0.06% | +647+14.2% | Added |
| Charles Schwab Trust Co | 6,241 | $1.28M | 0.15% | 00.0% | Unchanged |
| Advisors Management Group Inc | 5,218 | $1.28M | 0.38% | +2,857+121.0% | Added |
| Amarillo National Bank | 5,236 | $1.29M | 0.25% | 00.0% | Unchanged |
| Old Mission Investment Co LLC | 5,238 | $1.29M | 0.48% | +95+1.8% | Added |
| Manchester Financial Inc | 5,259 | $1.29M | 0.37% | +7+0.1% | Added |
| Arkadios Wealth Advisors | 5,271 | $1.30M | 0.15% | −616−10.5% | Reduced |
| HM Payson & Co | 5,283 | $1.30M | 0.03% | +107+2.1% | Added |
| Tempus Wealth Planning, LLC | 5,300 | $1.30M | 0.59% | 00.0% | Unchanged |
| Cladis Investment Advisory, LLC | 5,322 | $1.31M | 1.14% | −50−0.9% | Reduced |
| Indiana Trust & Investment Management CO | 5,322 | $1.31M | 0.67% | +413+8.4% | Added |
| Shepherd Financial Partners LLC | 5,332 | $1.31M | 0.20% | +125+2.4% | Added |
| Garrison Point Advisors, LLC | 5,350 | $1.32M | 0.95% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 5,360 | $1.32M | 0.17% | +5,360 | New |