Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Investment Advisory Services, LLC | 3,711 | $913.0K | 0.09% | −254−6.4% | Reduced |
| Circle Wealth Management, LLC | 3,716 | $914.4K | 0.12% | +2+0.1% | Added |
| WealthTrust Asset Management, LLC | 3,734 | $918.8K | 0.83% | −271−6.8% | Reduced |
| Crawford Investment Counsel Inc | 3,746 | $921.7K | 0.02% | −28−0.7% | Reduced |
| Curated Wealth Partners LLC | 3,749 | $922.4K | 0.18% | −13−0.3% | Reduced |
| Golden State Equity Partners | 3,326 | $923.1K | 0.26% | +3,326 | New |
| South State Corp. | 3,757 | $924.4K | 0.08% | −614−14.0% | Reduced |
| Fort Pitt Capital Group, LLC | 3,765 | $926.4K | 0.03% | −550−12.7% | Reduced |
| IPG Investment Advisors LLC | 3,766 | $926.6K | 0.20% | −270−6.7% | Reduced |
| 9258 Wealth Management, LLC | 3,767 | $926.9K | 0.17% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 3,774 | $928.7K | 0.05% | −431−10.2% | Reduced |
| US Asset Management LLC | 3,789 | $932.0K | 0.98% | −3−0.1% | Reduced |
| First Citizens Financial Corp | 3,795 | $933.8K | 0.63% | +3,795 | New |
| UniSuper Management Pty Ltd | 3,800 | $935.0K | 0.01% | +3,800 | New |
| Westwood Management Corp | 3,800 | $935.0K | 0.12% | −5,500−59.1% | Reduced |
| Csenge Advisory Group | 3,810 | $937.4K | 0.06% | +194+5.4% | Added |
| Founders Financial Securities LLC | 3,834 | $943.4K | 0.12% | +41+1.1% | Added |
| Telos Capital Management, Inc. | 3,836 | $943.8K | 0.13% | −32−0.8% | Reduced |
| Regal Investment Advisors LLC | 3,848 | $946.8K | 0.08% | +194+5.3% | Added |
| Insigneo Advisory Services, LLC | 3,858 | $949.3K | 0.18% | +2,229+136.8% | Added |
| Wealth Management Partners, LLC | 3,868 | $951.7K | 0.60% | +550+16.6% | Added |
| CRA Financial Services, LLC | 3,868 | $951.7K | 0.26% | +36+0.9% | Added |
| Catalyst Financial Partners LLC | 3,873 | $953.0K | 0.34% | +294+8.2% | Added |
| Summit Trail Advisors, LLC | 3,877 | $953.9K | 0.04% | +1,441+59.2% | Added |
| Investment Partners, Ltd. | 3,915 | $963.2K | 0.50% | −877−18.3% | Reduced |
| Intrua Financial, LLC | 3,924 | $965.5K | 0.17% | +2,486+172.9% | Added |
| Puzo Michael J | 3,925 | $965.7K | 0.31% | −100−2.5% | Reduced |
| CWA Asset Management Group, LLC | 3,926 | $965.9K | 0.07% | +314+8.7% | Added |
| Field & Main Bank | 3,933 | $967.7K | 0.54% | +74+1.9% | Added |
| IVC Wealth Advisors LLC | 3,939 | $969.1K | 0.61% | −52−1.3% | Reduced |
| Washington Trust Co | 3,941 | $969.7K | 0.04% | −70−1.7% | Reduced |
| Penserra Capital Management LLC | 3,949 | $970.0K | 0.02% | +3,921+14,003.6% | Added |
| CoreFirst Bank & Trust | 3,943 | $970.2K | 0.68% | −290−6.9% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 3,945 | $970.7K | 0.72% | −75−1.9% | Reduced |
| Texas Capital Bancshares Inc | 3,948 | $971.4K | 0.54% | −23−0.6% | Reduced |
| Mayflower Financial Advisors, LLC | 3,973 | $977.5K | 0.13% | −92−2.3% | Reduced |
| Balentine LLC | 3,979 | $979.0K | 0.03% | +436+12.3% | Added |
| Great Lakes Retirement, Inc. | 3,998 | $983.6K | 0.17% | +151+3.9% | Added |
| Saybrook Capital | 4,000 | $984.0K | 0.29% | 00.0% | Unchanged |
| Paradigm Asset Management Co LLC | 4,000 | $984.2K | 0.26% | +3,400+566.7% | Added |
| Southeast Asset Advisors Inc. | 4,008 | $986.3K | 0.14% | −196−4.7% | Reduced |
| SNS Financial Group, LLC | 4,011 | $986.9K | 0.13% | −11−0.3% | Reduced |
| Kowal Investment Group, LLC | 4,012 | $987.2K | 0.26% | −16−0.4% | Reduced |
| Paloma Partners Management Co | 4,015 | $987.9K | 0.23% | +4,015 | New |
| ZWJ Investment Counsel Inc | 4,018 | $988.5K | 0.05% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 4,020 | $989.1K | 0.75% | −57−1.4% | Reduced |
| Norwood Financial Corp | 4,020 | $989.1K | 1.48% | +90+2.3% | Added |
| Quad-Cities Investment Group, LLC | 4,021 | $989.4K | 0.65% | +3+0.1% | Added |
| Sciencast Management LP | 4,012 | $990.2K | 0.81% | +4,012 | New |
| Versor Investments LP | 4,026 | $990.6K | 0.17% | −9,899−71.1% | Reduced |
| ABN AMRO Bank N.V. | 4,032 | $990.9K | 0.02% | +1,273+46.1% | Added |
| Chicago Capital, LLC | 4,035 | $992.8K | 0.04% | −100−2.4% | Reduced |
| IAM Advisory, LLC | 4,035 | $992.9K | 0.34% | −17−0.4% | Reduced |
| Adell Harriman & Carpenter Inc | 4,034 | $997.7K | 0.10% | +125+3.2% | Added |
| Lantz Financial LLC | 4,061 | $999.1K | 0.39% | +52+1.3% | Added |
| Journey Advisory Group, LLC | 4,062 | $999.6K | 0.15% | −225−5.2% | Reduced |
| Acorn Wealth Advisors, LLC | 4,064 | $1.00M | 0.68% | +12+0.3% | Added |
| Cim Investment Mangement Inc | 4,070 | $1.00M | 0.34% | +10+0.2% | Added |
| Live Oak Private Wealth LLC | 4,081 | $1.00M | 0.20% | 00.0% | Unchanged |
| Montis Financial, LLC | 4,094 | $1.01M | 0.66% | +10.0% | Added |
| WMS Partners, LLC | 4,103 | $1.01M | 0.08% | −517−11.2% | Reduced |
| Mission Wealth Management, LP | 4,105 | $1.01M | 0.04% | +310+8.2% | Added |
| Monticello Wealth Management, LLC | 4,105 | $1.01M | 0.10% | 00.0% | Unchanged |
| RFP Financial Group LLC | 4,112 | $1.01M | 0.41% | +3,271+388.9% | Added |
| Confluence Wealth Services, Inc. | 4,144 | $1.02M | 0.22% | +26+0.6% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,148 | $1.02M | 0.02% | +4,148 | New |
| Wedmont Private Capital | 3,995 | $1.02M | 0.11% | +289+7.8% | Added |
| Werlinich Asset Management, LLC | 4,175 | $1.03M | 0.82% | +200+5.0% | Added |
| Edgestream Partners, L.P. | 4,176 | $1.03M | 0.09% | −7,660−64.7% | Reduced |
| Gradient Investments LLC | 4,189 | $1.03M | 0.03% | +338+8.8% | Added |
| FinTrust Capital Advisors, LLC | 4,310 | $1.03M | 0.25% | 00.0% | Unchanged |
| TRUE Private Wealth Advisors | 4,205 | $1.03M | 0.15% | −26−0.6% | Reduced |
| City State Bank | 4,212 | $1.04M | 0.56% | −18−0.4% | Reduced |
| Birch Hill Investment Advisors LLC | 4,214 | $1.04M | 0.06% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,214 | $1.04M | 0.86% | 00.0% | Unchanged |
| Windsor Group LTD | 4,216 | $1.04M | 0.19% | −52−1.2% | Reduced |
| Amussen Hunsaker Associates LLC | 4,208 | $1.04M | 0.23% | −250−5.6% | Reduced |
| Sound Financial Strategies Group, LLC | 4,219 | $1.04M | 0.76% | −440−9.4% | Reduced |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 4,225 | $1.04M | 0.00% | −845−16.7% | Reduced |
| Dana Investment Advisors, Inc. | 4,229 | $1.04M | 0.05% | −24−0.6% | Reduced |
| Stonehage Fleming Financial Services Holdings Ltd | 4,240 | $1.04M | 0.04% | −1,340−24.0% | Reduced |
| World Equity Group, Inc. | 4,241 | $1.04M | 0.31% | −127,392−96.8% | Reduced |
| Change Path, LLC | 4,244 | $1.04M | 0.05% | +694+19.5% | Added |
| Carson Advisory Inc. | 4,251 | $1.05M | 0.88% | −10−0.2% | Reduced |
| Quadrant Capital Group LLC | 4,275 | $1.05M | 0.10% | +82+2.0% | Added |
| NorthRock Partners, LLC | 4,287 | $1.05M | 0.12% | −714−14.3% | Reduced |
| Virtue Capital Management, LLC | 4,321 | $1.06M | 0.18% | +584+15.6% | Added |
| Sit Investment Associates Inc | 4,300 | $1.06M | 0.03% | 00.0% | Unchanged |
| Trustmark National Bank Trust Department | 4,304 | $1.06M | 0.10% | −103−2.3% | Reduced |
| Clearstead Advisors, LLC | 4,329 | $1.07M | 0.06% | +1,200+38.4% | Added |
| Norway Savings Bank | 4,345 | $1.07M | 0.58% | +890+25.8% | Added |
| Aaron Wealth Advisors | 4,349 | $1.07M | 0.14% | +376+9.5% | Added |
| CWM Advisors, LLC | 4,354 | $1.07M | 0.13% | +2,383+120.9% | Added |
| Y-Intercept (Hong Kong) Ltd | 4,356 | $1.07M | 0.11% | +1,673+62.4% | Added |
| Clark Capital Management Group, Inc. | 4,361 | $1.07M | 0.01% | +622+16.6% | Added |
| Farmers Trust Co | 4,370 | $1.08M | 0.23% | −170−3.7% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,373 | $1.08M | 0.30% | +45+1.0% | Added |
| First Hawaiian Bank | 4,373 | $1.08M | 0.04% | −642−12.8% | Reduced |
| Roman Butler Fullerton & Co | 4,098 | $1.08M | 0.49% | −411−9.1% | Reduced |
| Princeton Global Asset Management LLC | 4,385 | $1.08M | 0.32% | −30−0.7% | Reduced |