Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Magnetar Financial LLC | 0 | $0 | 0.00% | −7,498−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −6,942−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −5,732−100.0% | Sold out |
| Interval Partners, LP | 0 | $0 | 0.00% | −5,150−100.0% | Sold out |
| Blackhawk Capital Partners LLC. | 0 | $0 | 0.00% | −5,027−100.0% | Sold out |
| Mitchell Sinkler & Starr | 0 | $0 | 0.00% | −4,980−100.0% | Sold out |
| Q3 Asset Management | 0 | $0 | 0.00% | −4,830−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −4,004−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −3,999−100.0% | Sold out |
| XR Securities LLC | 0 | $0 | 0.00% | −3,970−100.0% | Sold out |
| Rational Advisors LLC | 0 | $0 | 0.00% | −3,963−100.0% | Sold out |
| Altman Advisors, Inc. | 0 | $0 | 0.00% | −3,383−100.0% | Sold out |
| Friedenthal Financial | 0 | $0 | 0.00% | −3,380−100.0% | Sold out |
| Banco BTG Pactual S.A. | 0 | $0 | 0.00% | −3,205−100.0% | Sold out |
| Core Wealth Partners LLC | 0 | $0 | 0.00% | −3,450−100.0% | Sold out |
| Saxon Interests, Inc. | 0 | $0 | 0.00% | −2,456−100.0% | Sold out |
| Chimera Capital Management LLC | 0 | $0 | 0.00% | −2,268−100.0% | Sold out |
| Riverwater Partners LLC | 0 | $0 | 0.00% | −2,207−100.0% | Sold out |
| Mason Investment Advisory Services, Inc. | 0 | $0 | 0.00% | −2,130−100.0% | Sold out |
| O'Neil Global Advisors, Inc. | 0 | $0 | 0.00% | −2,075−100.0% | Sold out |
| Echo Street Capital Management LLC | 0 | $0 | 0.00% | −2,003−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −1,998−100.0% | Sold out |
| Edge Wealth Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| CPR Investments Inc. | 0 | $0 | 0.00% | −1,888−100.0% | Sold out |
| Boston Common Asset Management, LLC | 0 | $0 | 0.00% | −1,881−100.0% | Sold out |
| Tobam | 0 | $0 | 0.00% | −1,735−100.0% | Sold out |
| Fluent Financial, LLC | 0 | $0 | 0.00% | −1,669−100.0% | Sold out |
| TriaGen Wealth Management LLC | 0 | $0 | 0.00% | −1,556−100.0% | Sold out |
| Moreno Evelyn V | 0 | $0 | 0.00% | −1,550−100.0% | Sold out |
| West Family Investments, Inc. | 0 | $0 | 0.00% | −1,539−100.0% | Sold out |
| Strategic Financial Services, Inc, | 0 | $0 | 0.00% | −1,531−100.0% | Sold out |
| Premier Asset Management LLC | 0 | $0 | 0.00% | −1,418−100.0% | Sold out |
| Annex Advisory Services, LLC | 0 | $0 | 0.00% | −1,357−100.0% | Sold out |
| Pinkerton Retirement Specialists, LLC | 0 | $0 | 0.00% | −1,312−100.0% | Sold out |
| Next Level Private LLC | 0 | $0 | 0.00% | −1,220−100.0% | Sold out |
| NBW Capital LLC | 0 | $0 | 0.00% | −1,201−100.0% | Sold out |
| FMB Wealth Management | 0 | $0 | 0.00% | −1,170−100.0% | Sold out |
| TCWP LLC | 0 | $0 | 0.00% | −1,168−100.0% | Sold out |
| Altus Wealth Group LLC | 0 | $0 | 0.00% | −1,130−100.0% | Sold out |
| Redmont Wealth Advisors LLC | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Childress Capital Advisors, LLC | 0 | $0 | 0.00% | −1,068−100.0% | Sold out |
| BlackDiamond Wealth Management Inc. | 0 | $0 | 0.00% | −1,003−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −1,044−100.0% | Sold out |
| Ascent Group, LLC | 0 | $0 | 0.00% | −1,035−100.0% | Sold out |
| Sterling Manor Financial, LLC | 0 | $0 | 0.00% | −1,034−100.0% | Sold out |
| Wexford Capital LP | 0 | $0 | 0.00% | −1,022−100.0% | Sold out |
| Payden & Rygel | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| University of Texas/Texas Am Investment Managment Co | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Capital Group Private Client Services, Inc. | 0 | $0 | 0.00% | −995−100.0% | Sold out |
| Gries Financial LLC | 0 | $0 | 0.00% | −984−100.0% | Sold out |
| Vigilare Wealth Management | 0 | $0 | 0.00% | −975−100.0% | Sold out |
| Crown Wealth Group, LLC | 0 | $0 | 0.00% | −970−100.0% | Sold out |
| MGO Private Wealth, LLC | 0 | $0 | 0.00% | −969−100.0% | Sold out |
| Grant/GrossMendelsohn, LLC | 0 | $0 | 0.00% | −931−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −966−100.0% | Sold out |
| First National Bank of Omaha | 0 | $0 | 0.00% | −962−100.0% | Sold out |
| Secure Asset Management, LLC | 0 | $0 | 0.00% | −942−100.0% | Sold out |
| Capital City Trust Co | 0 | $0 | 0.00% | −933−100.0% | Sold out |
| Aveo Capital Partners, LLC | 0 | $0 | 0.00% | −932−100.0% | Sold out |
| Verus Financial Partners, Inc. | 0 | $0 | 0.00% | −884−100.0% | Sold out |
| Blodgett Wealth Advisors, LLC | 0 | $0 | 0.00% | −902−100.0% | Sold out |
| Farmers & Merchants Trust Co of Long Beach | 0 | $0 | 0.00% | −894−100.0% | Sold out |
| SYSTM Wealth Solutions LLC | 0 | $0 | 0.00% | −888−100.0% | Sold out |
| WealthBridge Capital Management, LLC | 0 | $0 | 0.00% | −888−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −877−100.0% | Sold out |
| Telemus Capital, LLC | 0 | $0 | 0.00% | −842−100.0% | Sold out |
| Legacy Financial Group, Inc. | 0 | $0 | 0.00% | −854−100.0% | Sold out |
| West Michigan Advisors, LLC | 0 | $0 | 0.00% | −852−100.0% | Sold out |
| Paces Ferry Wealth Advisors, LLC | 0 | $0 | 0.00% | −846−100.0% | Sold out |
| Smallwood Wealth Investment Management, LLC | 0 | $0 | 0.00% | −845−100.0% | Sold out |
| KC Investment Advisors, LLC | 0 | $0 | 0.00% | −844−100.0% | Sold out |
| Requisite Capital Management, LLC | 0 | $0 | 0.00% | −842−100.0% | Sold out |
| Encompass Wealth Advisors, LLC | 0 | $0 | 0.00% | −841−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −839−100.0% | Sold out |
| Fiera Capital Corp | 0 | $0 | 0.00% | −837−100.0% | Sold out |
| MinichMacGregor Wealth Management, LLC | 0 | $0 | 0.00% | −757−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −582−100.0% | Sold out |
| Fiduciary Alliance LLC | 0 | $0 | 0.00% | −551−100.0% | Sold out |
| My Personal CFO, LLC | 0 | $0 | 0.00% | −465−100.0% | Sold out |
| Rowland & Co Investment Counsel | 0 | $0 | 0.00% | −431−100.0% | Sold out |
| Madden Securities Corp | 0 | $0 | 0.00% | −390−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −358−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −358−100.0% | Sold out |
| One Wealth Advisors, LLC | 0 | $0 | 0.00% | −344−100.0% | Sold out |
| EWG Elevate Inc. | 0 | $0 | 0.00% | −313−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −258−100.0% | Sold out |
| Leelyn Smith, LLC | 0 | $0 | 0.00% | −215−100.0% | Sold out |
| Sierra Capital LLC | 0 | $0 | 0.00% | −213−100.0% | Sold out |
| Kraematon Investment Advisors, Inc | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Stephenson National Bank & Trust | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Arcadia Investment Management Corp | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| CenterStar Asset Management, LLC | 0 | $0 | 0.00% | – | Sold out |
| QVR LLC | 0 | $0 | 0.00% | −108−100.0% | Sold out |
| Ossiam | 0 | $0 | 0.00% | −106−100.0% | Sold out |
| 3Chopt Investment Partners, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Cary Street Partners Asset Management LLC | 0 | $0 | 0.00% | −77−100.0% | Sold out |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| Affiance Financial, LLC | 0 | $0 | 0.00% | −41−100.0% | Sold out |